News + Filings Holdings
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BENJAMIN F. EDWARDS & COMPANY, INC.
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Create: Alert |
All | News | Filings
Date Filed | Type | Description |
08/15/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/27/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/27/2023 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
02/07/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/28/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/16/2022 |
MA-W
| Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor: |
08/12/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/22/2022 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
05/04/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/19/2022 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
02/25/2022 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
02/07/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/02/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/11/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/14/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/07/2021 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
03/17/2021 |
MA/A
| Form MA/A - Municipal Advisor Registration for Business Entities: [Amend] |
02/26/2021 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
02/12/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
12/14/2020 |
MA/A
| Form MA/A - Municipal Advisor Registration for Business Entities: [Amend] |
11/13/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/14/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/07/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/15/2020 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
02/28/2020 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
02/06/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/05/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/08/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/15/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/05/2019 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
02/27/2019 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
01/31/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/29/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/19/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
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