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Financial Engines, Inc. (FNGN)
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Create: Alert |
All | News | Filings
Date Filed | Type | Description |
02/13/2019 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
02/11/2019 |
SC 13G/A
| HENDERSON GROUP PLC reports a 0% stake in Financial Engines, Inc. |
07/30/2018 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
07/23/2018 |
4
| Raffone Lawrence M. (President & CEO) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 94,387 shares
@ $45, valued at
$4.2M
Disposed/sold 8,352 restricted stock units
@ $0 Disposed/sold 42,701 restricted stock units
@ $0 Disposed/sold 35,554 restricted stock units
@ $0 Disposed/sold 54,942 restricted stock units
@ $0 Disposed/sold 9,640 options to buy
@ $6.51, valued at
$62.8k
Disposed/sold 87,485 options to buy
@ $7.99, valued at
$699k
Disposed/sold 39,420 options to buy
@ $21.39, valued at
$843.2k
Disposed/sold 69,380 options to buy
@ $26.22, valued at
$1.8M
Disposed/sold 32,688 options to buy
@ $55.96, valued at
$1.8M
Disposed/sold 236,074 options to buy
@ $31.43, valued at
$7.4M
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07/23/2018 |
4
| O'Donnell Kelly (EVP, CAO & CRO) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 29,284 shares
@ $45, valued at
$1.3M
Disposed/sold 3,341 restricted stock units
@ $0 Disposed/sold 13,218 restricted stock units
@ $0 Disposed/sold 12,699 restricted stock units
@ $0 Disposed/sold 19,855 restricted stock units
@ $0 Disposed/sold 16,304 options to buy
@ $33.85, valued at
$551.9k
Disposed/sold 1,260 options to buy
@ $40.7, valued at
$51.3k
Disposed/sold 16,950 options to buy
@ $55.96, valued at
$948.5k
Disposed/sold 66,780 options to buy
@ $31.43, valued at
$2.1M
Disposed/sold 62,641 options to buy
@ $26.43, valued at
$1.7M
Disposed/sold 45,158 options to buy
@ $44.3, valued at
$2M
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07/23/2018 |
4
| Jones Christopher L. (EVP & Chief Investment Officer) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 54,566 shares
@ $45, valued at
$2.5M
Disposed/sold 5,250 restricted stock units
@ $0 Disposed/sold 20,334 restricted stock units
@ $0 Disposed/sold 14,814 restricted stock units
@ $0 Disposed/sold 25,291 restricted stock units
@ $0 Disposed/sold 8,514 options to buy
@ $7.99, valued at
$68k
Disposed/sold 39,420 options to buy
@ $21.39, valued at
$843.2k
Disposed/sold 48,570 options to buy
@ $26.22, valued at
$1.3M
Disposed/sold 26,635 options to buy
@ $55.96, valued at
$1.5M
Disposed/sold 115,414 options to buy
@ $31.43, valued at
$3.6M
Disposed/sold 96,371 options to buy
@ $26.43, valued at
$2.5M
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07/23/2018 |
4
| Bunch John (EVP, COO & Pres FE Advisors) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 18,754 shares
@ $45, valued at
$843.9k
Disposed/sold 30,501 restricted stock units
@ $0 Disposed/sold 16,931 restricted stock units
@ $0 Disposed/sold 29,085 restricted stock units
@ $0 Disposed/sold 146,264 options to buy
@ $24.59, valued at
$3.6M
Disposed/sold 60,211 options to buy
@ $44.3, valued at
$2.7M
Disposed/sold 82,288 options to buy
@ $34.4, valued at
$2.8M
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07/23/2018 |
4
| Foster Craig L (EVP & CFO) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 63,695 restricted stock units
@ $0 Disposed/sold 19,419 restricted stock units
@ $0 Disposed/sold 181,535 options to buy
@ $31.4, valued at
$5.7M
Disposed/sold 54,941 options to buy
@ $34.4, valued at
$1.9M
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07/23/2018 |
4
| Cruse Gina M (EVP, Human Resources) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 1,390 restricted stock units
@ $0 Disposed/sold 6,101 restricted stock units
@ $0 Disposed/sold 4,656 restricted stock units
@ $0 Disposed/sold 7,995 restricted stock units
@ $0 Disposed/sold 14,237 options to buy
@ $40.47, valued at
$576.2k
Disposed/sold 28,912 options to buy
@ $26.43, valued at
$764.1k
Disposed/sold 16,558 options to buy
@ $44.3, valued at
$733.5k
Disposed/sold 22,618 options to buy
@ $34.4, valued at
$778.1k
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07/23/2018 |
4
| Antone Lewis JR (EVP, General Counsel and Sec.) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 4,475 shares
@ $45, valued at
$201.4k
Disposed/sold 951 restricted stock units
@ $0 Disposed/sold 1,678 restricted stock units
@ $0 Disposed/sold 4,730 restricted stock units
@ $0 Disposed/sold 4,403 restricted stock units
@ $0 Disposed/sold 7,559 restricted stock units
@ $0 Disposed/sold 3,810 options to buy
@ $26.22, valued at
$99.9k
Disposed/sold 10,925 options to buy
@ $42.8, valued at
$467.6k
Disposed/sold 4,700 options to buy
@ $66.6, valued at
$313k
Disposed/sold 10,420 options to buy
@ $32.68, valued at
$340.5k
Disposed/sold 9,384 options to buy
@ $35.22, valued at
$330.5k
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07/23/2018 |
4
| GRUNDFEST JOSEPH (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 26,290 shares
@ $45, valued at
$1.2M
Disposed/sold 110,500 shares
@ $45, valued at
$5M
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 10,000 options to buy
@ $27.17, valued at
$271.7k
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07/23/2018 |
4
| Berg-Lacy E. Olena (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 22,415 shares
@ $45, valued at
$1M
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 |
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07/23/2018 |
4
| YOFFIE DAVID B (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 26,290 shares
@ $45, valued at
$1.2M
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 |
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07/23/2018 |
4
| SHOVEN JOHN B (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 26,290 shares
@ $45, valued at
$1.2M
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 10,000 options to buy
@ $27.17, valued at
$271.7k
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07/23/2018 |
4
| Martin Michael E. (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 2,568 shares
@ $45, valued at
$115.6k
Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 25,000 options to buy
@ $27.01, valued at
$675.3k
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07/23/2018 |
4
| Grossman Blake R. (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 59,290 shares
@ $0 Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 50,000 options to buy
@ $27.66, valued at
$1.4M
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07/23/2018 |
4
| FIELDS HEIDI (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 21,290 shares
@ $45, valued at
$958.1k
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 50,000 options to buy
@ $6.51, valued at
$325.5k
Disposed/sold 10,000 options to buy
@ $8.75, valued at
$87.5k
Disposed/sold 10,000 options to buy
@ $27.17, valued at
$271.7k
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07/23/2018 |
4
| HURET ROBERT A (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Disposed/sold 26,290 shares
@ $45, valued at
$1.2M
Disposed/sold 1,224 restricted stock units
@ $0 Disposed/sold 2,517 restricted stock units
@ $0 Disposed/sold 2,567 restricted stock units
@ $0 Disposed/sold 4,482 restricted stock units
@ $0 Disposed/sold 50,000 options to buy
@ $23.42, valued at
$1.2M
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07/19/2018 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
07/19/2018 |
POSASR
| Form POSASR - Post-effective Amendment to an automatic shelf registration statement: |
07/19/2018 |
8-K
| Resignation/termination of a director
Docs:
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"Amended and Restated Certificate of Incorporation of Financial Engines, Inc",
"Amended and Restated Bylaws of Financial Engines, Inc",
"HELLMAN & FRIEDMAN COMPLETES ACQUISITION OF FINANCIAL ENGINES SUNNYVALE, Calif.— July 19, 2018— Financial Engines, Inc. , America's largest independent investment advisor 1 , and Hellman & Friedman, a leading private equity investment firm, today announced the successful completion of the acquisition of Financial Engines by funds affiliated with Hellman & Friedman. As part of the transaction, Financial Engines has been combined with Edelman Financial Services , one of the nation's largest independent financial planning and investment management firms. Hellman & Friedman owns a majority interest in Edelman. The acquisition was previously announced on April 30, 2018, and closed and became effective today. Under the terms of the transaction, Financial Engines stockholders are entitled to rece..." |
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07/16/2018 |
8-K
| Submission of Matters to a Vote of Security Holders |
07/06/2018 |
4
| Bunch John (EVP, COO & Pres FE Advisors) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Sold 2,000 shares
@ $45, valued at
$90k
Exercised 2,000 options to buy
@ $24.59, valued at
$49.2k
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07/06/2018 |
8-K
| Other Events |
06/21/2018 |
GN
| HealthEquity Introduces New COO |
06/18/2018 |
GN
| Gainey McKenna & Egleston Announces that Class Action Lawsuit Has Been Filed Against Financial Engines, Inc. (FNGN) And Its Directors |
06/11/2018 |
4
| GRUNDFEST JOSEPH (Director) has filed a Form 4 on Financial Engines, Inc.
Txns:
| Gifted 22,250 shares
@ $0 Sold 27,250 shares
@ $44.8246, valued at
$1.2M
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06/08/2018 |
SC 13G/A
| Capital World Investors reports a 4.1% stake in Financial Engines, Inc. |
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