MIZUHO SECURITIES USA LLC [Rocket]

Date Filed	Type	Description
05/31/2022	X-17A-5	Form X-17A-5 - FOCUS Report:
06/01/2021	X-17A-5	Form X-17A-5 - FOCUS Report:
06/02/2020	X-17A-5	Form X-17A-5 - FOCUS Report:
11/08/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
09/09/2019	SC 13G	Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
07/09/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
06/11/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
05/30/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
02/08/2019	SC 13G	Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
05/31/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
05/30/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
05/30/2017	X-17A-5	Form X-17A-5 - FOCUS Report
06/06/2016	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
06/03/2016	X-17A-5	Form X-17A-5 - FOCUS Report
06/10/2013	X-17A-5	Form X-17A-5 - FOCUS Report
06/10/2013	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
06/26/2012	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
06/22/2012	X-17A-5	Form X-17A-5 - FOCUS Report
07/11/2011	X-17A-5	Form X-17A-5 - FOCUS Report
06/22/2011	FOCUSN	Form FOCUSN -
06/10/2010	FOCUSN	Form FOCUSN -
06/10/2010	X-17A-5	Form X-17A-5 - FOCUS Report
10/02/2009	FOCUSN	Form FOCUSN -