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XTERA COMMUNICATIONS, INC. (XCOM) Create: Alert

All | News | Filings
Date FiledTypeDescription
11/10/2016 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
11/04/2016 8-K Quarterly results
10/13/2016 4 BARRIS PETER J (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 61,157 options to buy @ $0.61, valued at $37.3k
Bought 22,343 options to buy @ $0.61, valued at $13.6k
10/13/2016 4 NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 61,157 options to buy @ $0.61, valued at $37.3k
10/13/2016 4 ARCH VENTURE FUND VI LP (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
10/13/2016 4 BYBEE CLINTON (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 83,500 options to buy @ $0.61, valued at $50.9k
10/13/2016 4 Hopper Jon R (CEO) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 133,000 options to buy @ $0.61, valued at $81.1k
10/06/2016 8-K Form 8-K - Current report
10/04/2016 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/30/2016 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
09/28/2016 4 BARRIS PETER J (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 183,105 options to buy @ $0.61, valued at $111.7k
Bought 66,895 options to buy @ $0.61, valued at $40.8k
09/28/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
09/28/2016 4 ARCH VENTURE FUND VI LP (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
09/28/2016 4 BYBEE CLINTON (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
09/27/2016 D Form D - Notice of Exempt Offering of Securities
09/21/2016 4 Hopper Jon R (CEO) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
09/15/2016 4 BARRIS PETER J (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Bought 122,070 options to buy @ $0.6, valued at $73.2k
Bought 44,597 options to buy @ $0.6, valued at $26.8k
09/15/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
09/15/2016 4 BYBEE CLINTON (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
09/15/2016 4 Hopper Jon R (CEO) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
09/14/2016 8-K Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Note",
"Form of Warrant",
"Security Agreement, by and among Xtera Communications, Inc. and the investors named therein",
"Subordination Agreement, by and among Pacific Western Bank and the investors named therein",
"Subordination Agreement, by and among Horizon Technology Finance Corporation and the investors named therein"
09/07/2016 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Limited Waiver and Seventh Amendment to Loan Agreement by and among Pacific Western Bank, the Company, Azea Networks, Inc., Neovus, Inc. and Xtera Asia Holdings, LLC",
"Limited Waiver and Eleventh Amendment of Venture Loan and Security Agreement, by and between the Company and Horizon Technology Finance Corporation"
09/02/2016 SC 13G/A XTERA COMMUNICATIONS, INC. reports a 0% stake in Xtera Communications, Inc.
08/26/2016 4 WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Sold 2,472,813 shares @ $0.7764, valued at $1.9M
08/22/2016 8-K Termination of a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standar...
08/15/2016 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from Grant Thornton LLP"
08/11/2016 10-Q Quarterly Report for the period ended June 30, 2016
08/11/2016 8-K Quarterly results
Docs: "Xtera Announces Fiscal Third Quarter Financial Results"
07/07/2016 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Limited Waiver and Fifth Amendment to Loan Agreement by and among Pacific Western Bank, the Company, Azea Networks, Inc., Neovus, Inc. and Xtera Asia Holdings, LLC",
"Limited Waiver and Ninth Amendment of Venture Loan and Security Agreement, by and between the Company and Horizon Technology Finance Corporation"
06/06/2016 4/A CHINNICI JOSEPH R (EVP, CFO, Secretary) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Granted 300,000 shares @ $0
06/03/2016 8-K Form 8-K - Current report
06/02/2016 4 McLaren John (Director) has filed a Form 4 on XTERA COMMUNICATIONS, INC.
Txns: Granted 41,436 shares @ $0
06/02/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
06/02/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
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