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NUVEEN INVESTMENTS, INC (JNC)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 11/15/2007 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2007 |
4
| ADAMS WILLIAM IV (Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 74,403 shares
@ $0
Disposed/sold 76,000 options to buy
@ $27.12, valued at
$2.1M
Disposed/sold 110,000 options to buy
@ $27.5, valued at
$3M
Disposed/sold 80,000 options to buy
@ $25.89, valued at
$2.1M
Disposed/sold 90,000 options to buy
@ $29.04, valued at
$2.6M
Disposed/sold 35,282 options to buy
@ $38.01, valued at
$1.3M
Disposed/sold 38,000 options to buy
@ $38.01, valued at
$1.4M
Disposed/sold 23,211 options to buy
@ $44.58, valued at
$1M
Disposed/sold 10,878 options to buy
@ $51.54, valued at
$560.7k
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| 11/15/2007 |
4
| SCHWERTFEGER TIMOTHY R (Chairman) has filed a Form 4 on NUVEEN INVESTMENTS INC |
| 11/15/2007 |
4
| Hlavacek Sherri A (VP, Corporate Controller & PAO) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 4,843 shares
@ $0
Disposed/sold 18,000 options to buy
@ $29.04, valued at
$522.7k
Disposed/sold 8,401 options to buy
@ $38.01, valued at
$319.3k
Disposed/sold 6,044 options to buy
@ $44.58, valued at
$269.4k
Disposed/sold 5,036 options to buy
@ $51.54, valued at
$259.6k
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| 11/15/2007 |
4
| PALMORE RODERICK A (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 5,832 shares
@ $0 |
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| 11/15/2007 |
4
| MacCarthy John L (Sr. VP, Sec'y, General Counsel) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 13,756 shares
@ $0
Disposed/sold 46,860 options to buy
@ $46.39, valued at
$2.2M
Disposed/sold 10,153 options to buy
@ $51.54, valued at
$523.3k
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| 11/15/2007 |
4
| AMBOIAN JOHN P (CEO) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 301,183 shares
@ $0
Disposed/sold 78,940 options to buy
@ $11.85, valued at
$935.4k
Disposed/sold 69,598 options to buy
@ $12.5, valued at
$870k
Disposed/sold 355,332 options to buy
@ $12, valued at
$4.3M
Disposed/sold 193,966 options to buy
@ $18.31, valued at
$3.6M
Disposed/sold 170,000 options to buy
@ $27.12, valued at
$4.6M
Disposed/sold 440,000 options to buy
@ $27.5, valued at
$12.1M
Disposed/sold 209,797 options to buy
@ $25.89, valued at
$5.4M
Disposed/sold 269,652 options to buy
@ $29.04, valued at
$7.8M
Disposed/sold 135,618 options to buy
@ $38.01, valued at
$5.2M
Disposed/sold 342,000 options to buy
@ $38.01, valued at
$13M
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| 11/15/2007 |
4
| RICHTER GLENN R (Executive VP, CAO, and PFO) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 24,151 shares
@ $0
Disposed/sold 44,423 options to buy
@ $44.06, valued at
$2M
Disposed/sold 12,691 options to buy
@ $51.54, valued at
$654.1k
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| 11/15/2007 |
4
| KULLBERG DUANE R (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 9,157 shares
@ $0 |
|
| 11/15/2007 |
4
| DUCKWORTH CONNIE K (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 1,893 shares
@ $0 |
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| 11/15/2007 |
4
| BERKSHIRE ALAN G (Sr. Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 44,570 shares
@ $0
Disposed/sold 12,336 shares
@ $65, valued at
$801.8k
Disposed/sold 10,000 options to buy
@ $12, valued at
$120k
Disposed/sold 30,000 options to buy
@ $18.31, valued at
$549.3k
Disposed/sold 60,000 options to buy
@ $18.31, valued at
$1.1M
Disposed/sold 76,000 options to buy
@ $27.12, valued at
$2.1M
Disposed/sold 130,000 options to buy
@ $27.5, valued at
$3.6M
Disposed/sold 80,000 options to buy
@ $25.89, valued at
$2.1M
Disposed/sold 90,000 options to buy
@ $29.04, valued at
$2.6M
Disposed/sold 35,282 options to buy
@ $38.01, valued at
$1.3M
Disposed/sold 38,000 options to buy
@ $38.01, valued at
$1.4M
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| 11/15/2007 |
4
| Brown Alan A (Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Disposed/sold 48,275 shares
@ $0
Disposed/sold 40,000 options to buy
@ $23.98, valued at
$959.2k
Disposed/sold 50,000 options to buy
@ $27.5, valued at
$1.4M
Disposed/sold 40,000 options to buy
@ $25.89, valued at
$1M
Disposed/sold 45,000 options to buy
@ $29.04, valued at
$1.3M
Disposed/sold 15,000 options to buy
@ $29.04, valued at
$435.6k
Disposed/sold 25,874 options to buy
@ $38.01, valued at
$983.5k
Disposed/sold 20,000 options to buy
@ $38.01, valued at
$760.2k
Disposed/sold 18,375 options to buy
@ $44.58, valued at
$819.2k
Disposed/sold 13,779 options to buy
@ $51.54, valued at
$710.2k
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| 09/18/2007 |
4
| PALMORE RODERICK A (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 22 shares
@ $0 |
|
| 09/18/2007 |
4
| KULLBERG DUANE R (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 24 shares
@ $0 |
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| 09/18/2007 |
4
| DUCKWORTH CONNIE K (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 7 shares
@ $0 |
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| 09/18/2007 |
4
| BOYD WILLARD L (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 24 shares
@ $0 |
|
| 08/07/2007 |
4
| AMBOIAN JOHN P (President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Sold 10,000 shares
@ $61.48, valued at
$614.8k
Exercised 10,000 options to buy
@ $11.85, valued at
$118.5k
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| 06/21/2007 |
4
| PALMORE RODERICK A (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 25 shares
@ $0 |
|
| 06/21/2007 |
4
| KULLBERG DUANE R (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 27 shares
@ $0 |
|
| 06/21/2007 |
4
| DUCKWORTH CONNIE K (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 8 shares
@ $0 |
|
| 06/21/2007 |
4
| BOYD WILLARD L (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 27 shares
@ $0 |
|
| 05/10/2007 |
4
| PALMORE RODERICK A (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 1,375 shares
@ $0 |
|
| 05/10/2007 |
4
| KULLBERG DUANE R (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 1,375 shares
@ $0 |
|
| 05/10/2007 |
4
| DUCKWORTH CONNIE K (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 1,375 shares
@ $0 |
|
| 05/10/2007 |
4
| BOYD WILLARD L (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 1,375 shares
@ $0 |
|
| 05/08/2007 |
4
| AMBOIAN JOHN P (President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Sold 30,000 shares
@ $53.66, valued at
$1.6M
Exercised 30,000 options to buy
@ $11.85, valued at
$355.5k
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| 03/16/2007 |
4
| PALMORE RODERICK A (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 22 shares
@ $0 |
|
| 03/16/2007 |
4
| LEROY PIERRE E (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 1 shares
@ $0 |
|
| 03/16/2007 |
4
| KULLBERG DUANE R (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 24 shares
@ $0 |
|
| 03/16/2007 |
4
| DUCKWORTH CONNIE K (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 3 shares
@ $0 |
|
| 03/16/2007 |
4
| BOYD WILLARD L (Director) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Granted 24 shares
@ $0 |
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| 02/20/2007 |
4
| ADAMS WILLIAM IV (Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Sold 30,000 shares
@ $52.07, valued at
$1.6M
Exercised 30,000 options to buy
@ $18.31, valued at
$549.3k
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| 02/16/2007 |
4
| ADAMS WILLIAM IV (Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Sold 30,000 shares
@ $52, valued at
$1.6M
Exercised 30,000 options to buy
@ $18.31, valued at
$549.3k
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| 02/15/2007 |
4
| ADAMS WILLIAM IV (Executive Vice President) has filed a Form 4 on NUVEEN INVESTMENTS INC|
Txns:
| Sold 30,000 shares
@ $51.68, valued at
$1.6M
Exercised 30,000 options to buy
@ $18.31, valued at
$549.3k
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