The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | COM | 023135106 | 681 | 204 | SH | SOLE | NONE | 0 | 0 | 204 | |
BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | BLACKROCK SHORT | 46431W838 | 568 | 11,342 | SH | SOLE | NONE | 0 | 0 | 11,342 | |
POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 | 289 | 728 | SH | SOLE | NONE | 0 | 0 | 728 | |
TECHNOLOGY SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 5,076 | 29,194 | SH | SOLE | NONE | 0 | 0 | 29,194 | |
ANTHEM INC COM | COM | 036752103 | 233 | 502 | SH | SOLE | NONE | 0 | 0 | 502 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,193 | 6,978 | SH | SOLE | NONE | 0 | 0 | 6,978 | |
ISHARES GLOBAL TECH ETF | GLOBAL TECH ETF | 464287291 | 405 | 6,300 | SH | SOLE | NONE | 0 | 0 | 6,300 | |
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 532 | 10,908 | SH | SOLE | NONE | 0 | 0 | 10,908 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 697 | 1,822 | SH | SOLE | NONE | 0 | 0 | 1,822 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,660 | 10,152 | SH | SOLE | NONE | 0 | 0 | 10,152 | |
COCA COLA CO COM | COM | 191216100 | 1,187 | 20,059 | SH | SOLE | NONE | 0 | 0 | 20,059 | |
VANGUARD REIT INDEX ETF | REAL ESTATE ETF | 922908553 | 1,745 | 15,046 | SH | SOLE | NONE | 0 | 0 | 15,046 | |
INTEL CORP COM | COM | 458140100 | 1,131 | 21,969 | SH | SOLE | NONE | 0 | 0 | 21,969 | |
MEDTRONIC PLC SHS | SHS | G5960L103 | 708 | 6,844 | SH | SOLE | NONE | 0 | 0 | 6,844 | |
SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 | 2,257 | 6,212 | SH | SOLE | NONE | 0 | 0 | 6,212 | |
ISHARES MSCI EAFE ESG SELECT ETF | ESG AW MSCI EAFE | 46435G516 | 10,037 | 126,320 | SH | SOLE | NONE | 0 | 0 | 126,320 | |
PROLOGIS INC. COM | COM | 74340W103 | 1,175 | 6,979 | SH | SOLE | NONE | 0 | 0 | 6,979 | |
MERCK & CO INC | COM | 58933Y105 | 1,474 | 19,235 | SH | SOLE | NONE | 0 | 0 | 19,235 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 6,252 | 13,163 | SH | SOLE | NONE | 0 | 0 | 13,163 | |
ALLSTATE CORP | COM | 020002101 | 669 | 5,691 | SH | SOLE | NONE | 0 | 0 | 5,691 | |
ISHARES CORE U.S. REIT ETF | CRE U S REIT ETF | 464288521 | 2,869 | 42,447 | SH | SOLE | NONE | 0 | 0 | 42,447 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 8,418 | 65,162 | SH | SOLE | NONE | 0 | 0 | 65,162 | |
JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | HIGH YLD RESRCH | 46641Q878 | 7,643 | 147,644 | SH | SOLE | NONE | 0 | 0 | 147,644 | |
VERIZON COMMUNICATIONS | COM | 92343V104 | 361 | 6,965 | SH | SOLE | NONE | 0 | 0 | 6,965 | |
ISHARES COHEN & STEERS REIT ETF | COHEN STEER REIT | 464287564 | 346 | 4,560 | SH | SOLE | NONE | 0 | 0 | 4,560 | |
TE CONNECTIVITY LTD | SHS | H84989104 | 647 | 4,015 | SH | SOLE | NONE | 0 | 0 | 4,015 | |
HONEYWELL INTL INC | COM | 438516106 | 527 | 2,529 | SH | SOLE | NONE | 0 | 0 | 2,529 | |
FIRSTENERGY CORP | COM | 337932107 | 383 | 9,215 | SH | SOLE | NONE | 0 | 0 | 9,215 | |
XCEL ENERGY INC COM | COM | 98389B100 | 212 | 3,133 | SH | SOLE | NONE | 0 | 0 | 3,133 | |
SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | BLOOMBERG CONV | 78464A359 | 7,313 | 88,153 | SH | SOLE | NONE | 0 | 0 | 88,153 | |
HOME DEPOT | COM | 437076102 | 1,064 | 2,564 | SH | SOLE | NONE | 0 | 0 | 2,564 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 8,863 | 245,192 | SH | SOLE | NONE | 0 | 0 | 245,192 | |
ISHARES ESG AWARE USD CORPORATE BOND ETF | ESG AWRE USD ETF | 46435G193 | 311 | 11,422 | SH | SOLE | NONE | 0 | 0 | 11,422 | |
JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | INTL BD OPP ETF | 46641Q852 | 9,089 | 179,496 | SH | SOLE | NONE | 0 | 0 | 179,496 | |
SPDR SER TR WELLS FARGO PFD STOCK ETF | ICE PFD SEC ETF | 78464A292 | 4,658 | 108,557 | SH | SOLE | NONE | 0 | 0 | 108,557 | |
HEALTH CARE SELECT SECTOR SPDR | SBI HEALTHCARE | 81369Y209 | 2,665 | 18,919 | SH | SOLE | NONE | 0 | 0 | 18,919 | |
CONSUMER STAPLES SELECT SECTOR SPDR | SBI CONS STPLS | 81369Y308 | 1,184 | 15,362 | SH | SOLE | NONE | 0 | 0 | 15,362 | |
SPDR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 78464A847 | 12,594 | 253,207 | SH | SOLE | NONE | 0 | 0 | 253,207 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 6,033 | 119,515 | SH | SOLE | NONE | 0 | 0 | 119,515 | |
SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | PORTFOLIO SHORT | 78464A474 | 12,296 | 397,046 | SH | SOLE | NONE | 0 | 0 | 397,046 | |
ISHARES S&P SMALLCAP 600 ETF | CORE S&P SCP ETF | 464287804 | 5,406 | 47,216 | SH | SOLE | NONE | 0 | 0 | 47,216 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | SHRT TRM CORP BD | 92206C409 | 9,544 | 117,453 | SH | SOLE | NONE | 0 | 0 | 117,453 | |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | INT-TERM CORP | 92206C870 | 217 | 2,344 | SH | SOLE | NONE | 0 | 0 | 2,344 | |
MICROSOFT | COM | 594918104 | 1,346 | 4,003 | SH | SOLE | NONE | 0 | 0 | 4,003 | |
NIKE INC CLASS B | CL B | 654106103 | 1,136 | 6,820 | SH | SOLE | NONE | 0 | 0 | 6,820 | |
TESLA MOTORS INC | COM | 88160R101 | 396 | 375 | SH | SOLE | NONE | 0 | 0 | 375 | |
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ULTRA SHT MUNCPL | 46641Q654 | 587 | 11,503 | SH | SOLE | NONE | 0 | 0 | 11,503 | |
FINANCIAL SELECT SECTOR SPDR | FINANCIAL | 81369Y605 | 1,986 | 50,881 | SH | SOLE | NONE | 0 | 0 | 50,881 | |
TEMPLETON GLOBAL INCOME FD INC | COM | 880198106 | 773 | 149,016 | SH | SOLE | NONE | 0 | 0 | 149,016 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 347 | 6,664 | SH | SOLE | NONE | 0 | 0 | 6,664 | |
INTERNATIONAL FLAVORS&FRAGRANC COM | COM | 459506101 | 639 | 4,245 | SH | SOLE | NONE | 0 | 0 | 4,245 | |
PROSPECT CAP CORP 6.375 03/01/2025 | NOTE 6.375% 3/0 | 74348TAT9 | 1,337 | 1,220,000 | SH | SOLE | NONE | 0 | 0 | 1,220,000 | |
ISHARES 0-5 YEAR TIPS BOND ETF | 0-5 YR TIPS ETF | 46429B747 | 320 | 3,025 | SH | SOLE | NONE | 0 | 0 | 3,025 | |
GABELLI CONV & INCOME SECS FD INC | COM | 36240B109 | 361 | 52,596 | SH | SOLE | NONE | 0 | 0 | 52,596 | |
WESTERN ASSET HIGH INCOME FUND II INC | COM | 95766J102 | 105 | 14,670 | SH | SOLE | NONE | 0 | 0 | 14,670 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,021 | 4,590 | SH | SOLE | NONE | 0 | 0 | 4,590 | |
ISHARES FLOATING RATE BOND ETF | FLTG RATE NT ETF | 46429B655 | 7,837 | 154,502 | SH | SOLE | NONE | 0 | 0 | 154,502 | |
ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 228 | 1,982 | SH | SOLE | NONE | 0 | 0 | 1,982 | |
VISA INC | COM CL A | 92826C839 | 941 | 4,346 | SH | SOLE | NONE | 0 | 0 | 4,346 | |
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 869 | 5,907 | SH | SOLE | NONE | 0 | 0 | 5,907 | |
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 740 | 2,308 | SH | SOLE | NONE | 0 | 0 | 2,308 | |
ISHARES TR S&P 1500 INDEX FD | CORE S&P TTL STK | 464287150 | 843 | 7,887 | SH | SOLE | NONE | 0 | 0 | 7,887 | |
META PLATFORMS INC CL A | CL A | 30303M102 | 436 | 1,285 | SH | SOLE | NONE | 0 | 0 | 1,285 | |
BROADCOM INC COM | COM | 11135F101 | 1,244 | 1,870 | SH | SOLE | NONE | 0 | 0 | 1,870 | |
METLIFE INC COM | COM | 59156R108 | 704 | 11,276 | SH | SOLE | NONE | 0 | 0 | 11,276 | |
ABBVIE INC COM | COM | 00287Y109 | 226 | 1,673 | SH | SOLE | NONE | 0 | 0 | 1,673 | |
SPDR BLACKSTONE SENIOR LOAN ETF | BLACKSTONE SENR | 78467V608 | 5,277 | 115,656 | SH | SOLE | NONE | 0 | 0 | 115,656 | |
GENERAL DYNAMICS CORP COM | COM | 369550108 | 772 | 3,705 | SH | SOLE | NONE | 0 | 0 | 3,705 | |
MCDONALDS CORP COM | COM | 580135101 | 1,597 | 5,960 | SH | SOLE | NONE | 0 | 0 | 5,960 | |
CISCO SYS INC | COM | 17275R102 | 1,710 | 26,985 | SH | SOLE | NONE | 0 | 0 | 26,985 | |
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 712 | 8,586 | SH | SOLE | NONE | 0 | 0 | 8,586 | |
AT&T INC COM | COM | 00206R102 | 341 | 13,874 | SH | SOLE | NONE | 0 | 0 | 13,874 | |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 882 | 15,897 | SH | SOLE | NONE | 0 | 0 | 15,897 | |
MATERIALS SELECT SECTOR SPDR | SBI MATERIALS | 81369Y100 | 605 | 6,679 | SH | SOLE | NONE | 0 | 0 | 6,679 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 | 324 | 3,724 | SH | SOLE | NONE | 0 | 0 | 3,724 | |
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | SBI CONS DISCR | 81369Y407 | 2,694 | 13,180 | SH | SOLE | NONE | 0 | 0 | 13,180 | |
INDUSTRIAL SELECT SECTOR SPDR | SBI INT-INDS | 81369Y704 | 1,504 | 14,214 | SH | SOLE | NONE | 0 | 0 | 14,214 | |
BLACKROCK SHORT MATURITY BOND ETF | BLACKROCK ST MAT | 46431W507 | 1,395 | 27,935 | SH | SOLE | NONE | 0 | 0 | 27,935 | |
SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 78468R853 | 9,595 | 214,702 | SH | SOLE | NONE | 0 | 0 | 214,702 | |
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 20,805 | 43,619 | SH | SOLE | NONE | 0 | 0 | 43,619 | |
ADVENT CLAYMORE CONVERTIBLE SECS & INC | COM | 00764C109 | 515 | 27,940 | SH | SOLE | NONE | 0 | 0 | 27,940 | |
WELLS FARGO CO NEW COM | COM | 949746101 | 294 | 6,130 | SH | SOLE | NONE | 0 | 0 | 6,130 | |
UNION PAC CORP COM | COM | 907818108 | 286 | 1,136 | SH | SOLE | NONE | 0 | 0 | 1,136 | |
ISHARES S&P U.S. PREFERRED STOCK ETF | PFD AND INCM SEC | 464288687 | 6,273 | 159,097 | SH | SOLE | NONE | 0 | 0 | 159,097 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 666 | 1,875 | SH | SOLE | NONE | 0 | 0 | 1,875 | |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 1,939 | 12,247 | SH | SOLE | NONE | 0 | 0 | 12,247 | |
SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 | 4,598 | 110,831 | SH | SOLE | NONE | 0 | 0 | 110,831 | |
CHEVRON CORP NEW COM | COM | 166764100 | 917 | 7,815 | SH | SOLE | NONE | 0 | 0 | 7,815 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 9,345 | 183,028 | SH | SOLE | NONE | 0 | 0 | 183,028 | |
WALMART INC COM | COM | 931142103 | 1,939 | 13,407 | SH | SOLE | NONE | 0 | 0 | 13,407 | |
INTL BUSINESS MACHINES | COM | 459200101 | 257 | 1,927 | SH | SOLE | NONE | 0 | 0 | 1,927 | |
ORACLE CORPORATION | COM | 68389X105 | 297 | 3,412 | SH | SOLE | NONE | 0 | 0 | 3,412 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 2,024 | 40,922 | SH | SOLE | NONE | 0 | 0 | 40,922 | |
PFIZER INC COM | COM | 717081103 | 1,004 | 17,010 | SH | SOLE | NONE | 0 | 0 | 17,010 | |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 4,960 | 37,431 | SH | SOLE | NONE | 0 | 0 | 37,431 | |
3M CO COM | COM | 88579Y101 | 349 | 1,970 | SH | SOLE | NONE | 0 | 0 | 1,970 | |
CATERPILLAR INC COM | COM | 149123101 | 541 | 2,620 | SH | SOLE | NONE | 0 | 0 | 2,620 | |
AMERICAN EXPRESS CO COM | COM | 025816109 | 310 | 1,899 | SH | SOLE | NONE | 0 | 0 | 1,899 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 246 | 1,433 | SH | SOLE | NONE | 0 | 0 | 1,433 | |
SPDR PORTFOLIO S&P 500 ETF | PORTFOLIO S&P500 | 78464A854 | 23,749 | 425,381 | SH | SOLE | NONE | 0 | 0 | 425,381 | |
AXON ENTERPRISE INC COM | COM | 05464C101 | 785 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
FERGUSON PLC NEW SHS | SHS | G3421J106 | 203 | 1,134 | SH | SOLE | NONE | 0 | 0 | 1,134 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 7,834 | 96,931 | SH | SOLE | NONE | 0 | 0 | 96,931 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 18,912 | 450,302 | SH | SOLE | NONE | 0 | 0 | 450,302 | |
SPDR BLOOMBERG HIGH YIELD BOND ETF | BLOOMBERG HIGH Y | 78468R622 | 9,075 | 83,589 | SH | SOLE | NONE | 0 | 0 | 83,589 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 727 | 11,882 | SH | SOLE | NONE | 0 | 0 | 11,882 | |
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 221 | 1,413 | SH | SOLE | NONE | 0 | 0 | 1,413 | |
LOWES COS INC COM | COM | 548661107 | 937 | 3,625 | SH | SOLE | NONE | 0 | 0 | 3,625 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 315 | 3,700 | SH | SOLE | NONE | 0 | 0 | 3,700 | |
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 696 | 9,723 | SH | SOLE | NONE | 0 | 0 | 9,723 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 245 | 9,770 | SH | SOLE | NONE | 0 | 0 | 9,770 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 9,981 | 35,261 | SH | SOLE | NONE | 0 | 0 | 35,261 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,775 | 22,563 | SH | SOLE | NONE | 0 | 0 | 22,563 | |
APPLE INC | COM | 037833100 | 4,696 | 26,450 | SH | SOLE | NONE | 0 | 0 | 26,450 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 216 | 8,440 | SH | SOLE | NONE | 0 | 0 | 8,440 | |
ABBOTT LABS COM | COM | 002824100 | 218 | 1,550 | SH | SOLE | NONE | 0 | 0 | 1,550 | |
DISNEY WALT CO COM | COM | 254687106 | 738 | 4,767 | SH | SOLE | NONE | 0 | 0 | 4,767 | |
ISHARES TR RUSSELL 1000 INDEX ETF | RUS 1000 ETF | 464287622 | 229 | 867 | SH | SOLE | NONE | 0 | 0 | 867 |