The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T Corp | COM | 00206R102 | 1,681 | 50,156 | SH | SOLE | 50,156 | 0 | 0 | ||
AbbVie Inc. | COM | 002874y10 | 730 | 10,038 | SH | SOLE | 10,038 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 844 | 10,038 | SH | SOLE | 10,038 | 0 | 0 | ||
Activision Blizzard | COM | 00507v109 | 1,862 | 39,456 | SH | SOLE | 39,456 | 0 | 0 | ||
Alcon, Inc | COM | H01301128 | 1,027 | 16,556 | SH | SOLE | 16,556 | 0 | 0 | ||
Alphabet Inc. Class A | COM | 38259p706 | 368 | 340 | SH | SOLE | 340 | 0 | 0 | ||
Alphabet Inc. Class C | COM | 38259p508 | 3,349 | 3,093 | SH | SOLE | 3,093 | 0 | 0 | ||
Amazon.com Inc | COM | 023135106 | 1,318 | 696 | SH | SOLE | 696 | 0 | 0 | ||
Amgen Inc. | COM | 031162100 | 735 | 3,989 | SH | SOLE | 3,989 | 0 | 0 | ||
Anheuser-Busch Cos Inc | COM | 035229103 | 5,232 | 59,110 | SH | SOLE | 59,110 | 0 | 0 | ||
Apple Computer Inc | COM | 037833100 | 477 | 2,408 | SH | SOLE | 2,408 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 8,695 | 193,600 | SH | SOLE | 193,600 | 0 | 0 | ||
Australia and New Zealand Bank | COM | 052528304 | 1,813 | 91,370 | SH | SOLE | 91,370 | 0 | 0 | ||
BCE Inc | COM | 05534B760 | 360 | 7,918 | SH | SOLE | 7,918 | 0 | 0 | ||
BP PLC | COM | 055622104 | 410 | 9,832 | SH | SOLE | 9,832 | 0 | 0 | ||
Banco de Sabadell SA | COM | E15819191 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Bank of New York Co Inc/The | COM | 064058100 | 3,451 | 78,156 | SH | SOLE | 78,156 | 0 | 0 | ||
Baxter International Inc | COM | 071813109 | 491 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Berkshire Hathaway | COM | 084670702 | 266 | 1,249 | SH | SOLE | 1,249 | 0 | 0 | ||
Berkshire Hathaway, Inc. Class | COM | 084990175 | 318 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Berry Plastics Group Inc | COM | 08579w103 | 5,398 | 102,648 | SH | SOLE | 102,648 | 0 | 0 | ||
Bio-Rad | COM | 090572207 | 281 | 900 | SH | SOLE | 900 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 393 | 1,080 | SH | SOLE | 1,080 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 680 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CLP Holdings Ltd | COM | 18946Q101 | 947 | 86,400 | SH | SOLE | 86,400 | 0 | 0 | ||
CME Group, Inc. | COM | 12572Q105 | 6,530 | 33,640 | SH | SOLE | 33,640 | 0 | 0 | ||
CSX Corp | COM | 126408103 | 7,955 | 102,822 | SH | SOLE | 102,822 | 0 | 0 | ||
CVS Corp | COM | 126650100 | 5,766 | 105,814 | SH | SOLE | 105,814 | 0 | 0 | ||
Canadian Pacific Railway Ltd | COM | 135923100 | 353 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Charles Schwab Corp | COM | 808513105 | 9,424 | 234,476 | SH | SOLE | 234,476 | 0 | 0 | ||
Charter Communications Inc | COM | 16119P108 | 981 | 2,483 | SH | SOLE | 2,483 | 0 | 0 | ||
ChevronTexaco Corp | COM | 166764100 | 6,126 | 49,230 | SH | SOLE | 49,230 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 12,449 | 227,457 | SH | SOLE | 227,457 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 1,433 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Comcast Corp Cl A | COM | 20030n101 | 999 | 23,622 | SH | SOLE | 23,622 | 0 | 0 | ||
ConAgra Foods Inc. | COM | 205887102 | 1,948 | 73,463 | SH | SOLE | 73,463 | 0 | 0 | ||
Conduent Inc | COM | 206787103 | 1,133 | 118,157 | SH | SOLE | 118,157 | 0 | 0 | ||
Constellation Brands Inc | COM | 20136p108 | 8,883 | 45,107 | SH | SOLE | 45,107 | 0 | 0 | ||
Constellium NV | COM | n22035104 | 2,931 | 291,912 | SH | SOLE | 291,912 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 2,432 | 9,204 | SH | SOLE | 9,204 | 0 | 0 | ||
Dave & Buster's Entertainment | COM | 238337109 | 721 | 17,818 | SH | SOLE | 17,818 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 5,487 | 33,112 | SH | SOLE | 33,112 | 0 | 0 | ||
Despegar.com Corp | COM | G27358103 | 1,990 | 143,276 | SH | SOLE | 143,276 | 0 | 0 | ||
Discovery Communications, Inc. | COM | 039014718 | 2,955 | 96,241 | SH | SOLE | 96,241 | 0 | 0 | ||
Dow Chemical Co | COM | 260543103 | 277 | 5,627 | SH | SOLE | 5,627 | 0 | 0 | ||
DowDuPont Inc. | COM | 26078j100 | 422 | 5,627 | SH | SOLE | 5,627 | 0 | 0 | ||
Duke Energy Corp | COM | 26441C105 | 2,733 | 30,971 | SH | SOLE | 30,971 | 0 | 0 | ||
Dundee Bancorp Inc. | COM | 264901109 | 45 | 58,111 | SH | SOLE | 58,111 | 0 | 0 | ||
Edison International | COM | 281020107 | 2,088 | 30,980 | SH | SOLE | 30,980 | 0 | 0 | ||
Emerson Electric Co. | COM | 291011104 | 621 | 9,313 | SH | SOLE | 9,313 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 3,177 | 41,460 | SH | SOLE | 41,460 | 0 | 0 | ||
FedEx Corp | COM | 31428X106 | 1,808 | 11,011 | SH | SOLE | 11,011 | 0 | 0 | ||
GasLog Ltd. | COM | G37585109 | 4,776 | 331,683 | SH | SOLE | 331,683 | 0 | 0 | ||
General Electric Co. | COM | 369604103 | 515 | 49,055 | SH | SOLE | 49,055 | 0 | 0 | ||
Gilead Sciences | COM | 375558103 | 209 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Goldman Sachs Middle Market Le | COM | 9EQ4GKU01 | 1,367 | 71,706 | SH | SOLE | 71,706 | 0 | 0 | ||
Harvest | COM | 41755M102 | 1,819 | 294,759 | SH | SOLE | 294,759 | 0 | 0 | ||
Herc Holdings Inc | COM | 42704l104 | 414 | 9,037 | SH | SOLE | 9,037 | 0 | 0 | ||
Heron Therapeutics Inc | COM | 427746102 | 2,646 | 142,330 | SH | SOLE | 142,330 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 585 | 3,350 | SH | SOLE | 3,350 | 0 | 0 | ||
Hospitality Properties Trust ( | COM | 44106M102 | 250 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 2,398 | 50,086 | SH | SOLE | 50,086 | 0 | 0 | ||
International Business Machine | COM | 459200101 | 6,804 | 49,341 | SH | SOLE | 49,341 | 0 | 0 | ||
Intuit Inc | COM | 461202103 | 2,608 | 9,980 | SH | SOLE | 9,980 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 14,811 | 132,475 | SH | SOLE | 132,475 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 7,984 | 57,324 | SH | SOLE | 57,324 | 0 | 0 | ||
Las Vegas Sands Corp | COM | 517834107 | 3,945 | 66,756 | SH | SOLE | 66,756 | 0 | 0 | ||
Linde PLC | COM | IE00BZ12W | 371 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
Lowe's Cos | COM | 548661107 | 202 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MDU Resources Group Inc | COM | 552690109 | 679 | 26,324 | SH | SOLE | 26,324 | 0 | 0 | ||
Magnachip Semiconductor | COM | 55933j203 | 3,529 | 340,933 | SH | SOLE | 340,933 | 0 | 0 | ||
Marriot International Inc | COM | 571903202 | 290 | 2,064 | SH | SOLE | 2,064 | 0 | 0 | ||
Mastercard, Inc. | COM | 57636Q104 | 1,812 | 6,850 | SH | SOLE | 6,850 | 0 | 0 | ||
McKesson Corp | COM | 58155Q103 | 4,180 | 31,100 | SH | SOLE | 31,100 | 0 | 0 | ||
Medtronic PLC | COM | 585055106 | 3,911 | 40,157 | SH | SOLE | 40,157 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 500 | 5,967 | SH | SOLE | 5,967 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 10,501 | 78,386 | SH | SOLE | 78,386 | 0 | 0 | ||
Minnesota Mining & Manufacturi | COM | 88579Y101 | 8,356 | 48,207 | SH | SOLE | 48,207 | 0 | 0 | ||
Nasdaq-100 Index Tracking Stoc | COM | 73935a104 | 1,713 | 9,172 | SH | SOLE | 9,172 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 6,424 | 31,358 | SH | SOLE | 31,358 | 0 | 0 | ||
NiSource Inc | COM | 65473P105 | 611 | 21,200 | SH | SOLE | 21,200 | 0 | 0 | ||
Novartis AG ADR | COM | 66987V109 | 7,559 | 82,783 | SH | SOLE | 82,783 | 0 | 0 | ||
Oaktree Specialty Lending Corp | COM | 67401p108 | 65 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Oncternal Therapeutics, Inc | COM | 68236p107 | 87 | 13,046 | SH | SOLE | 13,046 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 806 | 11,714 | SH | SOLE | 11,714 | 0 | 0 | ||
Oracle Corp | COM | 68389X105 | 7,051 | 123,769 | SH | SOLE | 123,769 | 0 | 0 | ||
PPG Industries Inc | COM | 693506107 | 3,137 | 26,880 | SH | SOLE | 26,880 | 0 | 0 | ||
Pacific Financial Corp | COM | 694275108 | 117 | 10,570 | SH | SOLE | 10,570 | 0 | 0 | ||
Pagseguro Digital LTD | COM | G68707101 | 4,007 | 102,820 | SH | SOLE | 102,820 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 10,455 | 79,727 | SH | SOLE | 79,727 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 3,011 | 69,506 | SH | SOLE | 69,506 | 0 | 0 | ||
Phillip Morris International | COM | 718172109 | 204 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
Playmates Toys | COM | G7147S100 | 7 | 88,000 | SH | SOLE | 88,000 | 0 | 0 | ||
Post Holdings Inc. | COM | 737446104 | 8,436 | 81,139 | SH | SOLE | 81,139 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 7,873 | 71,804 | SH | SOLE | 71,804 | 0 | 0 | ||
Royal Dutch Petroleum Co | COM | 780259206 | 2,323 | 35,700 | SH | SOLE | 35,700 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 1,790 | 45,040 | SH | SOLE | 45,040 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 605 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
Sienna Biopharmaceuticals Inc | COM | 82622H108 | 94 | 108,010 | SH | SOLE | 108,010 | 0 | 0 | ||
Source Capital Inc. | COM | 836144105 | 350 | 9,574 | SH | SOLE | 9,574 | 0 | 0 | ||
Southern Co/The | COM | 842587107 | 1,050 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
Spotify Technology SA | COM | L8681T102 | 2,706 | 18,505 | SH | SOLE | 18,505 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 18,795 | 91,423 | SH | SOLE | 91,423 | 0 | 0 | ||
SunEdison, Inc. | COM | 86732y109 | 0 | 20,408 | SH | SOLE | 20,408 | 0 | 0 | ||
Target Corp | COM | 87612E106 | 1,158 | 13,376 | SH | SOLE | 13,376 | 0 | 0 | ||
Tencent Holdings Ltd | COM | 88032Q109 | 2,892 | 63,898 | SH | SOLE | 63,898 | 0 | 0 | ||
Thermo Electron Corp | COM | 883556102 | 22,815 | 77,685 | SH | SOLE | 77,685 | 0 | 0 | ||
US Bancorp | COM | 902973304 | 262 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 4,371 | 25,846 | SH | SOLE | 25,846 | 0 | 0 | ||
United Health Group Inc. | COM | 91324P102 | 16,132 | 66,114 | SH | SOLE | 66,114 | 0 | 0 | ||
United Parcel Service Inc | COM | 013104104 | 439 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 8,599 | 66,048 | SH | SOLE | 66,048 | 0 | 0 | ||
Vanguard MSCI Emerging Mkts | COM | 922042858 | 1,041 | 24,466 | SH | SOLE | 24,466 | 0 | 0 | ||
Ventas Inc (REIT) | COM | 92276F100 | 1,595 | 23,333 | SH | SOLE | 23,333 | 0 | 0 | ||
Verastem Inc | COM | 92337c104 | 723 | 479,123 | SH | SOLE | 479,123 | 0 | 0 | ||
Viacom CL B | COM | 92553P201 | 1,249 | 41,830 | SH | SOLE | 41,830 | 0 | 0 | ||
Visa, Inc | COM | 92826C839 | 4,575 | 26,360 | SH | SOLE | 26,360 | 0 | 0 | ||
WageWorks, Inc. | COM | 930427109 | 480 | 9,441 | SH | SOLE | 9,441 | 0 | 0 | ||
Wells Fargo & Co | COM | 949746101 | 392 | 8,274 | SH | SOLE | 8,274 | 0 | 0 | ||
Weyerhaeuser Co | COM | 962166104 | 1,945 | 73,840 | SH | SOLE | 73,840 | 0 | 0 | ||
Williams Cos Inc. | COM | 969457100 | 4,363 | 155,616 | SH | SOLE | 155,616 | 0 | 0 | ||
Wynn Resorts Ltd. | COM | 983143410 | 1,453 | 11,720 | SH | SOLE | 11,720 | 0 | 0 | ||
Zimmer Holdings Inc | COM | 98956P102 | 8,387 | 71,232 | SH | SOLE | 71,232 | 0 | 0 | ||
Zoetis | COM | 98978V103 | 1,257 | 11,074 | SH | SOLE | 11,074 | 0 | 0 | ||
Zogenix Inc | COM | 98978l204 | 1,722 | 36,048 | SH | SOLE | 36,048 | 0 | 0 | ||
iShares Russell Midcap Growth | COM | 464287481 | 542 | 3,801 | SH | SOLE | 3,801 | 0 | 0 | ||
iShares Russell Midcap Value I | COM | 464287473 | 476 | 5,346 | SH | SOLE | 5,346 | 0 | 0 | ||
iShares S&P 500 Index Fund/US | COM | 464287200 | 2,363 | 8,016 | SH | SOLE | 8,016 | 0 | 0 | ||
iShares S&P Euro 350 Index | COM | 464287861 | 308 | 6,991 | SH | SOLE | 6,991 | 0 | 0 | ||
Buckeye Partners LP | PTP | 118230101 | 4,551 | 110,874 | SH | SOLE | 110,874 | 0 | 0 | ||
Energy Transfer Equity LP | PTP | 29273V100 | 3,928 | 278,964 | SH | SOLE | 278,964 | 0 | 0 | ||
Enterprise Products Partners L | PTP | 293792107 | 10,745 | 372,177 | SH | SOLE | 372,177 | 0 | 0 | ||
Magellan Midstream Partners (L | PTP | 559080106 | 2,624 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
NuStar Energy LP | PTP | 67058H102 | 569 | 20,967 | SH | SOLE | 20,967 | 0 | 0 | ||
Plains All American Pipeline ( | PTP | 726503105 | 2,360 | 96,937 | SH | SOLE | 96,937 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 3,934 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Yum China Holdings Inc | COM | 98850p109 | 922 | 19,950 | SH | SOLE | 19,950 | 0 | 0 | ||
Yum! Brands Inc. | COM | 988498101 | 2,208 | 19,950 | SH | SOLE | 19,950 | 0 | 0 | ||
Pan American Warrants | WT | 697900132 | 0 | 13,000 | SH | SOLE | 13,000 | 0 | 0 |