SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BERMAN ROBERT ALAN

(Last) (First) (Middle)
C/O NOVUME SOLUTIONS, INC.
14420 ALBEMARLE POINT PLACE, SUITE 200

(Street)
CHANTILLY VA 20151

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Novume Solutions, Inc. [ NVMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Avon Option to Purchase (McCarthy) $0.5155 08/28/2017 A 2,725,836 03/21/2017 03/21/2019 Common Stock 2,725,836 (1) 2,725,836 I By Avon Road Partners, L.P.
Avon Option to Purchase (Nathan) $0.5155 08/28/2017 A 1,593,021 03/21/2017 03/21/2019 Common Stock 1,593,021 (1) 1,593,021 I By Avon Road Partners, L.P.
Avon Warrant to Purchase $1.031 08/28/2017 A 121,247 03/16/2016 03/16/2019 Common Stock 121,247 (2) 121,247 I By Avon Road Partners, L.P.
1. Name and Address of Reporting Person*
BERMAN ROBERT ALAN

(Last) (First) (Middle)
C/O NOVUME SOLUTIONS, INC.
14420 ALBEMARLE POINT PLACE, SUITE 200

(Street)
CHANTILLY VA 20151

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
1. Name and Address of Reporting Person*
Avon Road Partners, L.P.

(Last) (First) (Middle)
2029 CONNECTICUT AVE NW

(Street)
WASHINGTON DC 20008

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement.
2. As disclosed by the Company in the Form 8-K, received in exchange for the Avon Road warrant to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.
Remarks:
/s/ Robert A. Berman 08/30/2017
Robert A. Berman, General Partner of Avon Road Partners, L.P. 08/30/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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