The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 1,891 | 82,945 | SH | SOLE | 82,945 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,449 | 80,683 | SH | SOLE | 80,683 | 0 | 0 | ||
APOLLO INVT CORP | COM | 03761U106 | 2,791 | 481,250 | SH | SOLE | 479,275 | 0 | 1,975 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 273 | 14,775 | SH | SOLE | 3,100 | 0 | 11,675 | ||
ARES CAP CORP | COM | 04010L103 | 7,495 | 483,607 | SH | SOLE | 483,607 | 0 | 0 | ||
BANK OF IRELAND-DUBLIN LISTED | COM | G493749B2 | 16 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BARINGS CORPORATE INVS | COM | 06759X107 | 622 | 36,237 | SH | SOLE | 36,237 | 0 | 0 | ||
BARINGS PARTN INVS | SH BEN INT | 06761A103 | 1,365 | 93,828 | SH | SOLE | 93,828 | 0 | 0 | ||
CBL & ASSOC PPTYS INC | COM | 124830100 | 5,393 | 444,241 | SH | SOLE | 442,016 | 0 | 2,225 | ||
COLONY CAP INC | CL A | 19624R106 | 2,041 | 112,010 | SH | SOLE | 111,185 | 0 | 825 | ||
CORRECTIONS CORP AMER NEW | COM NEW | 22025Y407 | 867 | 62,525 | SH | SOLE | 62,525 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 244 | 10,385 | SH | SOLE | 400 | 0 | 9,985 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 205 | 2,180 | SH | SOLE | 90 | 0 | 2,090 | ||
CVR PARTNERS LP | COM | 126633106 | 502 | 94,829 | SH | SOLE | 94,829 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 814 | 17,120 | SH | SOLE | 13,245 | 0 | 3,875 | ||
CYS INVTS INC | COM | 12673A108 | 903 | 103,625 | SH | SOLE | 103,625 | 0 | 0 | ||
ELLINGTON FINANCIAL LLC | COM | 288522303 | 4,786 | 287,110 | SH | SOLE | 285,710 | 0 | 1,400 | ||
ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | 728 | 56,090 | SH | SOLE | 55,940 | 0 | 150 | ||
ENBRIDGE ENERGY MANAGEMENT L | SHS UNITS LLI | 29250X103 | 1,080 | 42,484 | SH | SOLE | 42,484 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,559 | 17,864 | SH | SOLE | 17,864 | 0 | 0 | ||
FIFTH STR ASSET MGMT INC | CL A COM | 31679P109 | 616 | 111,805 | SH | SOLE | 111,805 | 0 | 0 | ||
FIFTH STREET FINANCE CORP | COM | 31678A103 | 4,432 | 762,965 | SH | SOLE | 722,140 | 0 | 40,825 | ||
FISERV INC | COM | 337738108 | 201 | 2,024 | SH | SOLE | 2,024 | 0 | 0 | ||
GEO GROUP INC NEW | COM | 36162J106 | 1,428 | 60,080 | SH | SOLE | 60,030 | 0 | 50 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 248 | 15,366 | SH | SOLE | 15,366 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 357 | 16,440 | SH | SOLE | 4,085 | 0 | 12,355 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 566 | 3,510 | SH | SOLE | 3,510 | 0 | 0 | ||
HOOPER HOLMES INC | COM NEW | 439104209 | 58 | 46,174 | SH | SOLE | 46,174 | 0 | 0 | ||
HUGOTON RTY TR TEX | UNIT BEN INT | 444717102 | 358 | 150,836 | SH | SOLE | 150,836 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 247 | 2,099 | SH | SOLE | 2,099 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 626 | 37,025 | SH | SOLE | 36,750 | 0 | 275 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 244 | 2,933 | SH | SOLE | 158 | 0 | 2,775 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 4,651 | 135,501 | SH | SOLE | 129,816 | 0 | 5,685 | ||
MEDLEY CAP CORP | COM | 58503F106 | 2,655 | 348,007 | SH | SOLE | 348,007 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 1,418 | 75,310 | SH | SOLE | 65,585 | 0 | 9,725 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 319 | 24,695 | SH | SOLE | 1,295 | 0 | 23,400 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 206 | 4,873 | SH | SOLE | 4,873 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 4,095 | 115,519 | SH | SOLE | 113,724 | 0 | 1,795 | ||
ONEOK INC NEW | COM | 682680103 | 2,640 | 51,380 | SH | SOLE | 51,255 | 0 | 125 | ||
PACWEST BANCORP DEL | COM | 695263103 | 249 | 5,805 | SH | SOLE | 225 | 0 | 5,580 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,044 | 78,980 | SH | SOLE | 78,980 | 0 | 0 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 5,029 | 668,851 | SH | SOLE | 664,876 | 0 | 3,975 | ||
PENNYMAC FINL SVCS INC | CL A | 70932B101 | 1,774 | 104,343 | SH | SOLE | 103,868 | 0 | 475 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 6,540 | 419,771 | SH | SOLE | 418,871 | 0 | 900 | ||
PHYSICIANS RLTY TR | COM | 71943u104 | 242 | 11,240 | SH | SOLE | 2,615 | 0 | 8,625 | ||
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 252 | 4,975 | SH | SOLE | 310 | 0 | 4,665 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 7,902 | 350,924 | SH | SOLE | 350,924 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 274 | 3,945 | SH | SOLE | 200 | 0 | 3,745 | ||
STONECASTLE FINL CORP | COM | 861780104 | 1,235 | 66,200 | SH | SOLE | 66,200 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 230 | 7,815 | SH | SOLE | 425 | 0 | 7,390 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 249 | 8,974 | SH | SOLE | 8,974 | 0 | 0 | ||
SUNOCO LP | COM U REP LP | 86765K109 | 327 | 11,300 | SH | SOLE | 2,185 | 0 | 9,115 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 5,348 | 80,426 | SH | SOLE | 80,301 | 0 | 125 | ||
TIER REIT INC | COM NEW | 88650V208 | 193 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 2,471 | 55,660 | SH | SOLE | 55,485 | 0 | 175 | ||
TRIANGLE CAP CORP | COM | 895848109 | 3,323 | 168,726 | SH | SOLE | 159,051 | 0 | 9,675 | ||
WESTWOOD HLDGS GROUP INC | COM | 961765104 | 2,255 | 42,475 | SH | SOLE | 42,475 | 0 | 0 |