The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 3,693 | 87,200 | SH | DFND | 87,200 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 10,701 | 916,173 | SH | DFND | 916,173 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | COM | 153527106 | 2,933 | 216,900 | SH | DFND | 216,900 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 9,722 | 760,141 | SH | DFND | 760,141 | 0 | 0 | ||
CVD EQUIPMENT CORP | COM | 126601103 | 144 | 14,286 | SH | DFND | 14,286 | 0 | 0 | ||
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 1,829 | 168,600 | SH | DFND | 168,600 | 0 | 0 | ||
GAIAM INC | CL A | 36268Q103 | 767 | 122,881 | SH | DFND | 122,881 | 0 | 0 | ||
HAWAIIAN HOLDINGS INC | COM | 419879101 | 1,445 | 40,900 | SH | DFND | 40,900 | 0 | 0 | ||
IRIDEX CORP | COM | 462684101 | 512 | 55,100 | SH | DFND | 55,100 | 0 | 0 | ||
KCAP FINL INC | COM | 48668E101 | 48 | 11,800 | SH | DFND | 11,800 | 0 | 0 | ||
LIBBEY INC | COM | 529898108 | 12,509 | 586,716 | SH | DFND | 586,716 | 0 | 0 | ||
POZEN INC | COM | 73941U102 | 3,244 | 474,900 | SH | DFND | 474,900 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 1,423 | 414,900 | SH | DFND | 414,900 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM | 775431109 | 1,968 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 3,643 | 84,600 | SH | DFND | 84,600 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 151 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 1,610 | 40,400 | SH | DFND | 40,400 | 0 | 0 | ||
STERIS PLC | SHS USD | G84720104 | 6,517 | 86,500 | SH | DFND | 86,500 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 2,844 | 368,820 | SH | DFND | 368,820 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 11,693 | 409,844 | SH | DFND | 409,844 | 0 | 0 |