The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | DEBT 3.500% 2/0 | 004397AF2 | 13,871 | 7,750,000 | PRN | SOLE | 7,750,000 | 0 | 0 | ||
ACCURAY INC | NOTE 3.750% 8/0 | 004397AB1 | 24,614 | 21,869,000 | PRN | SOLE | 21,869,000 | 0 | 0 | ||
ACTAVIS PLC | PFD CONV SER A | G0083B116 | 10,308 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AETERNA ZENTARIS INC | COM NEW | 007975303 | 3,074 | 5,732,967 | SH | SOLE | 5,732,967 | 0 | 0 | ||
AFFYMETRIX INC | NOTE 4.000% 7/0 | 00826TAH1 | 18,722 | 8,480,000 | PRN | SOLE | 8,480,000 | 0 | 0 | ||
ALERE INC | NOTE 3.000% 5/1 | 01449JAA3 | 15,348 | 12,750,000 | PRN | SOLE | 12,750,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 5,200 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
ARRAY BIOPHARMA INC | NOTE 3.000% 6/0 | 04269XAA3 | 1,033 | 815,000 | PRN | SOLE | 815,000 | 0 | 0 | ||
B2GOLD CORP | NOTE 3.250%10/0 | 11777QAB6 | 5,118 | 5,750,000 | PRN | SOLE | 5,750,000 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | NOTE 2.625% 6/0 | 127387AJ7 | 35,706 | 14,584,000 | PRN | SOLE | 14,584,000 | 0 | 0 | ||
CEL SCI CORP | *W EXP 10/11/201 | 150837177 | 202 | 629,750 | SH | SOLE | 629,750 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167BZ9 | 10,018 | 10,332,000 | PRN | SOLE | 10,332,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167CA3 | 4,113 | 4,250,000 | PRN | SOLE | 4,250,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.750%11/1 | 165167BW6 | 2,507 | 2,476,000 | PRN | SOLE | 2,476,000 | 0 | 0 | ||
CORSICANTO LTD | NOTE 3.500% 1/1 | 220480AB3 | 1,064 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | NOTE 0.750% 7/1 | 285512AA7 | 18,555 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
ENERSYS | NOTE 3.375% 6/0 | 29275YAA0 | 6,556 | 4,048,000 | PRN | SOLE | 4,048,000 | 0 | 0 | ||
EXELIXIS INC | NOTE 4.250% 8/1 | 30161QAC8 | 6,858 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
FOREST CITY ENTERPRISES INC | NOTE 4.250% 8/1 | 345550AP2 | 5,062 | 4,004,000 | PRN | SOLE | 4,004,000 | 0 | 0 | ||
HEALTHWAYS INC | NOTE 1.500% 7/0 | 422245AB6 | 10,538 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
HOLOGIC INC | FRNT 12/1 | 436440AG6 | 6,449 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.500% 3/1 | 458660AB3 | 4,330 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
IXIA | NOTE 3.000%12/1 | 45071RAB5 | 20,120 | 19,860,000 | PRN | SOLE | 19,860,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 2,028 | 3,178,000 | PRN | SOLE | 3,178,000 | 0 | 0 | ||
LIGHTBRIDGE CORP | COM | 53224K104 | 13 | 10,721 | SH | SOLE | 10,721 | 0 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 6,318 | 1,215,061 | SH | SOLE | 1,215,061 | 0 | 0 | ||
MANNKIND CORP | NOTE 5.750% 8/1 | 56400PAC6 | 23,989 | 22,550,000 | PRN | SOLE | 22,550,000 | 0 | 0 | ||
MEDICINES CO | DBCV 1.375% 6/0 | 584688AC9 | 8,954 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
MEDIVATION INC | NOTE 2.625% 4/0 | 58501NAA9 | 55,524 | 22,004,000 | PRN | SOLE | 22,004,000 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | NOTE 4.250% 4/1 | 55303QAE0 | 17,309 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 42,179 | 14,826,000 | PRN | SOLE | 14,826,000 | 0 | 0 | ||
MOLYCORP INC DEL | COM | 608753109 | 517 | 1,342,341 | SH | SOLE | 1,342,341 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 5.500% 2/0 | 608753AH2 | 1 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 6.000% 9/0 | 608753AF6 | 1 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
NOVELLUS SYS INC | NOTE 2.625% 5/1 | 670008AD3 | 20,806 | 10,100,000 | PRN | SOLE | 10,100,000 | 0 | 0 | ||
OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | 3,308 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 5,265 | 1,466,000 | PRN | SOLE | 1,466,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | DEBT 0.500% 8/1 | G73030AB7 | 1,272 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
QUIDEL CORP | NOTE 3.250%12/1 | 74838JAA9 | 7,136 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
RTI INTL METALS INC | NOTE 3.000%12/0 | 74973WAA5 | 9,605 | 8,672,000 | PRN | SOLE | 8,672,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | NOTE 1.500% 3/1 | 795435AE6 | 95,697 | 36,001,000 | PRN | SOLE | 36,001,000 | 0 | 0 | ||
SERVICESOURCE INTL LLC | NOTE 1.500% 8/0 | 81763UAB6 | 1,352 | 1,800,000 | PRN | SOLE | 1,800,000 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 378 | 62,300 | SH | Put | SOLE | 62,300 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | NOTE 2.750%12/1 | 84763AAB4 | 9,277 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
SUNEDISON INC | NOTE 2.750% 1/0 | 86732YAD1 | 13,161 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
SUPERCONDUCTOR TECHNOLOGIES | COM PAR $0.001 | 867931404 | 31 | 22,169 | SH | SOLE | 22,169 | 0 | 0 | ||
TAL ED GROUP | NOTE 2.500% 5/1 | G8663PAA6 | 11,023 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
TRINA SOLAR LTD | DEBT 4.000%10/1 | G90565AB1 | 3,138 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
UTI WORLDWIDE INC | NOTE 4.500% 3/0 | 90349LAB0 | 11,203 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 |