<SEC-DOCUMENT>0001140334-13-000001.txt : 20130131 <SEC-HEADER>0001140334-13-000001.hdr.sgml : 20130131 <ACCEPTANCE-DATETIME>20130131110121 ACCESSION NUMBER: 0001140334-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130131 DATE AS OF CHANGE: 20130131 EFFECTIVENESS DATE: 20130131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 13561244 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: TWO CITY CENTER CITY: PORTLAND STATE: ME ZIP: 04101 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>dec3112.txt <TEXT> <TABLE> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> 3M Co. COM 88579y101 437 4703 SH SOLE 4703 AT&T Inc. COM 00206R102 11850 351520 SH SOLE 685 349187 Abbott Laboratories COM 002824100 7868 120125 SH SOLE 118475 Accenture PLC Ireland SHS CLASS A G1151C101 11866 178430 SH SOLE 240 175765 Alerian MLP ETF Tr. ALERIAN MLP 00162q866 1137 71285 SH SOLE 505 70780 Amdocs Ltd. ORD g02602103 1244 36585 SH SOLE 250 36335 American Capital Agency Corp. COM 02503X105 218 7530 SH SOLE 6330 American Water Works Co., Inc. COM 030420103 7818 210560 SH SOLE 209460 Analog Devices Inc. COM 032654105 1392 33089 SH SOLE 225 32864 Annaly Capital Management, Inc COM 035710409 5769 410922 SH SOLE 1164 405258 Aon PLC SHS CL A G0408V102 2989 53755 SH SOLE 53305 Apache Corp. COM 037411105 311 3964 SH SOLE 3964 Apollo Investment Corporation COM 03761U106 1217 145540 SH SOLE 800 144740 Apple, Inc. COM 037833100 18102 34015 SH SOLE 92 33565 Ares Capital Corp. COM 04010L103 2334 133385 SH SOLE 132310 Ascena Retail Group, Inc. COM 04351G101 5152 278945 SH SOLE 300 276145 Ashland, Inc. New COM 044209104 8597 106914 SH SOLE 115 105274 Automatic Data Processing, Inc COM 053015103 1414 24845 SH SOLE 155 24690 Bank of America Corp. COM 060505104 409 35200 SH SOLE 35200 Bank of Montreal Quebec COM 063671101 1159 18910 SH SOLE 125 18785 Bank of Nova Scotia Halifax COM 064149107 3300 57021 SH SOLE 56596 Bard (C.R.), Inc. COM 067383109 4155 42506 SH SOLE 41856 Baxter International Inc. COM 071813109 274 4110 SH SOLE 4110 Beacon Roofing Supply, Inc. COM 073685109 529 15895 SH SOLE 255 15640 Berkshire Hathaway Inc., Class CL A 084670108 268 2 SH SOLE 2 Berkshire Hathaway Inc., Class CL B NEW 084670702 381 4245 SH SOLE 4245 Biogen IDEC, Inc. COM 09062x103 7244 49490 SH SOLE 48565 Bristol-Myers Squibb Co. COM 110122108 697 21388 SH SOLE 21388 CIT Group, Inc. COM NEW 125581801 416 10775 SH SOLE 10775 CVS/Caremark Corp. COM 126650100 14979 309796 SH SOLE 190 305656 Catamaran Corporation COM 148887102 5671 120395 SH SOLE 180 118315 Celgene Corp COM 151020104 7481 95337 SH SOLE 93787 Chevron Corp. New COM 166764100 6176 57109 SH SOLE 205 56279 China Mobile Limited ADR SPONSORED ADR 16941m109 2923 49779 SH SOLE 125 49379 Coca-Cola Co. COM 191216100 360 9934 SH SOLE 250 9684 Colgate-Palmolive Co. COM 194162103 628 6011 SH SOLE 6011 Comcast Corp. New CL A 20030n101 6115 163680 SH SOLE 310 158595 Connecticut Water Service, Inc COM 207797101 233 7831 SH SOLE 7831 ConocoPhillips COM 20825c104 3231 55718 SH SOLE 300 55418 Costco Wholesale Corp. New COM 22160K105 1378 13957 SH SOLE 90 13867 Covidien PLC SHS G2554F113 410 7100 SH SOLE 7100 DaVita Healthcare Partners Inc.COM 23918K108 1325 11989 SH SOLE 85 11904 Deere & Co. COM 244199105 231 2670 SH SOLE 2670 Denbury Resources Inc. COM NEW 247916208 2783 171805 SH SOLE 170905 Diebold, Inc. COM 253651103 422 13800 SH SOLE 13800 Discover Financial Services COM 254709108 7025 182238 SH SOLE 180438 Dominion Resources Inc. VA New COM 25746u109 1436 27727 SH SOLE 155 27572 Du Pont (E.I.) de Nemours & Co.COM 263534109 1245 27689 SH SOLE 27689 EMC Corp. Mass. COM 268648102 11759 464794 SH SOLE 350 460094 Eastman Chemical Co. COM 277432100 1563 22971 SH SOLE 165 22806 Eaton Corp PLC SHS G29183103 9944 183544 SH SOLE 180 181423 Eli Lilly and Co. COM 532457108 1292 26189 SH SOLE 175 26014 Elizabeth Arden, Inc. COM 28660G106 585 12992 SH SOLE 12992 Energizer Holdings, Inc COM 29266r108 956 11950 SH SOLE 100 11850 Enterprise Products Partners, COM 293792107 898 17939 SH SOLE 16789 Express Scripts Holding Compan COM 30219G108 10214 189150 SH SOLE 460 186315 Exxon Mobil Corp. COM 30231g102 4858 56127 SH SOLE 380 55747 FedEx Corp. COM 31428x106 869 9470 SH SOLE 9470 Fifth Third Bancorp COM 316773100 2016 132603 SH SOLE 132603 First American Financial Corpo COM 31847R102 1109 46050 SH SOLE 46050 Flowserve Corp. COM 34354P105 1408 9591 SH SOLE 70 9521 Footlocker, Inc. COM 344849104 4512 140470 SH SOLE 138070 General Electric Co. COM 369604103 2468 117582 SH SOLE 435 117147 General Mills, Inc. COM 370334104 7817 193392 SH SOLE 425 191042 Genuine Parts COM 372460105 459 7213 SH SOLE 130 7083 Gilead Sciences Inc. COM 375558103 12372 168436 SH SOLE 166211 Golar LNG Ltd. Bermuda SHS G9456A100 11420 310490 SH SOLE 570 306320 Golar LNG Partners LP COM UNIT LPI Y2745C102 241 8070 SH SOLE 8070 Google, Inc. CL A 38259p508 12071 17064 SH SOLE 18 16806 H.J. Heinz Co. COM 423074103 12321 213606 SH SOLE 2435 208696 Henry Schein, Inc. COM 806407102 2699 33557 SH SOLE 215 33342 Hexcel Corp. New COM 428291108 9454 350665 SH SOLE 675 344715 Highwoods Properties, Inc. COM 431284108 4236 126650 SH SOLE 200 123075 HollyFrontier Corp. COM 436106108 13287 285435 SH SOLE 450 281535 Home Properties, Inc. COM 437306103 291 4752 SH SOLE 4752 Honeywell International, Inc. COM 438516106 828 13039 SH SOLE 13039 Host Hotels & Resorts Inc. COM 44107p104 2801 178726 SH SOLE 500 177101 IDEXX Laboratories, Inc. COM 45168D104 605 6517 SH SOLE 6517 IPG Photonics Corp. COM 44980x109 1198 17969 SH SOLE 245 17724 Int'l Business Machines Corp. COM 459200101 3140 16394 SH SOLE 45 16349 Intel Corp. COM 458140100 2252 109228 SH SOLE 635 108593 International Paper Co. COM 460146103 2156 54117 SH SOLE 485 53632 Invesco Ltd. SHS G491BT108 1410 54043 SH SOLE 370 53673 J.P. Morgan Chase & Co. COM 46625h100 333 7579 SH SOLE 7579 Johnson & Johnson COM 478160104 1530 21819 SH SOLE 21819 Johnson Controls, Inc. COM 478366107 6003 195720 SH SOLE 200 194870 Kimberly-Clark Corp. COM 494368103 4918 58255 SH SOLE 110 58145 LKQ Corporation COM 501889208 4885 231529 SH SOLE 460 228794 LSI Corporation COM 502161102 5818 822876 SH SOLE 807526 Lincoln National Corp. Ind. COM 534187109 2443 94330 SH SOLE 93580 Lowe's Companies, Inc. COM 548661107 11134 313471 SH SOLE 300 309296 M&T Bank Corp. COM 55261F104 2435 24732 SH SOLE 165 24567 MSC Industrial Direct Co., Inc CL A 553530106 1942 25765 SH SOLE 25515 Markel Corp. COM 570535104 390 900 SH SOLE 900 Marsh & McLennan Cos. Inc. COM 571748102 2886 83731 SH SOLE 80631 MasTec, Inc. COM 576323109 12985 520851 SH SOLE 400 513901 McDonald's Corp. COM 580135101 7197 81585 SH SOLE 100 80115 McKesson Corporation COM 58155q103 8141 83959 SH SOLE 280 82804 Merck & Co., Inc. New COM 58933Y105 1468 35850 SH SOLE 34550 Mesabi Trust CTF BEN INT 590672101 350 13742 SH SOLE 13742 Microsoft Corp. COM 594918104 8296 310595 SH SOLE 400 306420 Mondelez International, Inc. CL A 609207105 333 13072 SH SOLE 2290 9682 NextEra Energy, Inc. COM 65339F101 3159 45653 SH SOLE 210 44643 Nike, Inc. CL B 654106103 269 5204 SH SOLE 4304 Novartis AG - Sponsored ADR SPONSORED ADR 66987v109 4870 76940 SH SOLE 150 76265 NuStar Energy LP UNIT COM 67058h102 525 12349 SH SOLE 12349 Nuance Communications, Inc. COM 67020Y100 227 10150 SH SOLE 10150 ONEOK Inc. New COM 682680103 7239 169334 SH SOLE 166184 ONEOK Partners, LP UNIT LTD PARTN 68268n103 375 6945 SH SOLE 6945 Old Dominion Freight Lines Inc.COM 679580100 2462 71830 SH SOLE 285 71545 Owens Corning New COM 690742101 9244 249910 SH SOLE 200 247185 PNC Financial Services Group COM 693475105 1014 17390 SH SOLE 17390 PP&L Corporation COM 69351T106 3654 127632 SH SOLE 300 126532 PSB Holdings, Inc. COM 69360w108 139 29000 SH SOLE 29000 PVH Corp. COM 693656100 640 5764 SH SOLE 75 5689 PepsiCo, Inc. COM 713448108 901 13168 SH SOLE 13168 Pfizer, Inc. COM 717081103 631 25178 SH SOLE 25178 Philip Morris International, I COM 718172109 4762 56932 SH SOLE 4990 51492 Phillips 66 COM 718546104 401 7549 SH SOLE 7449 Portland General Electric Comp COM NEW 736508847 598 21864 SH SOLE 21864 PowerShares QQQ - Nasdaq 100 I UNIT SER 1 73935A104 4612 70817 SH SOLE 345 70472 Procter & Gamble Co. COM 742718109 7062 104017 SH SOLE 102967 Qualcomm,Inc. COM 747525103 11796 190696 SH SOLE 455 188416 Raymond James Financial, Inc. COM 754730109 1459 37857 SH SOLE 250 37607 Rockwood Holdings, Inc. COM 774415103 5734 115940 SH SOLE 150 115015 Ross Stores, Inc. COM 778296103 2050 37893 SH SOLE 250 37643 Royal Bk of Canada Mont. QuebecCOM 780087102 1509 25024 SH SOLE 160 24864 SPDR KBW Regional Banking ETF S&P REGL BKG 78464A698 12615 451020 SH SOLE 200 444695 Statoil ASA ADR SPONSORED ADR 85771P102 7800 311500 SH SOLE 307825 SunTrust Banks Inc. COM 867914103 11253 396936 SH SOLE 690 391846 Target Corp. COM 87612e106 700 11830 SH SOLE 11830 Terex Corp. New COM 880779103 5162 183640 SH SOLE 350 181790 Tetra Tech, Inc. New COM 88162g103 3107 117390 SH SOLE 335 117055 The Greenbrier Companies, Inc. COM 393657101 1293 79960 SH SOLE 79960 Titan International, Inc. IL COM 88830M102 655 30150 SH SOLE 300 29850 Toronto-Dominion Bank Ontario COM NEW 891160509 9970 118227 SH SOLE 220 116907 TransCanada Corp. COM 89353D107 1791 37848 SH SOLE 365 37483 U.S. Bancorp Del. COM NEW 902973304 7840 245455 SH SOLE 245455 Union Pacific Corp. COM 907818108 702 5587 SH SOLE 5187 United Technologies Corp. COM 913017109 253 3085 SH SOLE 2635 UnitedHealth Group Inc. COM 91324p102 7056 130093 SH SOLE 485 126483 V. F. Corp. COM 918204108 13830 91608 SH SOLE 125 90383 Vale SA (ADR) ADR 91912e105 285 13600 SH SOLE 13600 Valmont Industries, Inc. COM 920253101 3959 28992 SH SOLE 65 28727 Vanguard REIT ETF REIT ETF 922908553 2685 40809 SH SOLE 275 40534 Ventas, Inc. COM 92276f100 1240 19152 SH SOLE 135 19017 Verizon Communications Inc. COM 92343v104 7399 170991 SH SOLE 385 168581 Visa, Inc. Class A COM CL A 92826C839 13277 87592 SH SOLE 86292 Vodafone Group PLC New (ADR) SPONS ADR NEW 92857w209 2084 82714 SH SOLE 81564 W.W. Grainger, Inc. COM 384802104 269 1331 SH SOLE 1331 Wabtec Corporation COM 929740108 871 9949 SH SOLE 9149 Walt Disney Co. COM DISNEY 254687106 6136 123236 SH SOLE 380 121006 Wells Fargo & Co. New COM 949746101 792 23177 SH SOLE 21077 Whiting Petroleum Corp. New COM 966387102 3883 89541 SH SOLE 125 88666 Whole Foods Market, Inc. COM 966837106 1155 12675 SH SOLE 95 12580 Williams Cos.,Inc. Del. COM 969457100 1155 35292 SH SOLE 275 35017 Williams-Sonoma, Inc. COM 969904101 1208 27590 SH SOLE 185 27405 Wolverine World Wide, Inc. COM 978097103 3517 85822 SH SOLE 200 84972 World Fuel Services Corp. COM 981475106 1823 44269 SH SOLE 42319 eBay, Inc. COM 278642103 1356 26580 SH SOLE 26580 iShares DJ U.S. Consumer Goods CONS GOODS IDX 464287812 305 4065 SH SOLE 4065 Guggenheim S&P 500 Equal Wt GUG S&P 500 WT EQ78355w106 3630 68086 SH SOLE 68086 SPDR S&P 500 ETF Trust TR UNIT 78462F103 3659 25695 SH SOLE 575 25120 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 240 4120 SH SOLE 4120 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1179 6350 SH SOLE 95 6255 Vanguard High Dividend Yield I HIGH DIV YLD 921946406 273 5535 SH SOLE 5535 Vanguard Ind. Fds.Small Cap ETFSMALL CP ETF 922908751 623 7701 SH SOLE 7701 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 342 4666 SH SOLE 4666 iShares Russell 3000 Index Fun RUSSELL 3000 464287689 448 5285 SH SOLE 5285 iShares S&P 100 Index Fund S&P 100 IDX FD 464287101 1048 16200 SH SOLE 100 16100 iShares S&P SmallCap 600 Index CORE S&P SCP ETF 464287804 3353 42934 SH SOLE 405 42529 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 295 6449 SH SOLE 6449 Vanguard MSCI Emerging Markets MSCI EMR MKT ETF 922042858 568 12764 SH SOLE 12764 WisdomTree Emerging Mkts Equit EMERG MKTS ETF 97717W315 578 10109 SH SOLE 10109 iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 204 7170 SH SOLE 7170 iShares MSCI Emerging Markets MSCI EMERG MKT 464287234 3406 76790 SH SOLE 76790 iShares MSCI Mexico Index MSCI MEX INVEST 464286822 3027 42913 SH SOLE 250 42663 Principled Equity Market Fund SH BEN INT 742959109 10778 624836.154SH SOLE 624836.154 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>