<SEC-DOCUMENT>0001505896-13-000003.txt : 20130211
<SEC-HEADER>0001505896-13-000003.hdr.sgml : 20130211
<ACCEPTANCE-DATETIME>20130211112605
ACCESSION NUMBER: 0001505896-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
EFFECTIVENESS DATE: 20130211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Coe Capital Management, LLC
CENTRAL INDEX KEY: 0001505896
IRS NUMBER: 364288085
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14042
FILM NUMBER: 13589768
BUSINESS ADDRESS:
STREET 1: 9 PARKWAY NORTH
STREET 2: SUITE 325
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847-597-1700
MAIL ADDRESS:
STREET 1: 9 PARKWAY NORTH
STREET 2: SUITE 325
CITY: DEERFIELD
STATE: IL
ZIP: 60015
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR
<SEQUENCE>1
<FILENAME>CCM_12312012.txt
<DESCRIPTION>4TH QUARTER 12/31/2012 13F HOLDINGS REPORT
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Coe Capital Management, LLC
Address: 9 Parkway North, suite 325
Deerfield, IL 60015
13F File Number: 028-14042
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements
schedules, lists, and tables are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen J. Scott
Title: Manager/Chief Compliance Officer
Phone: 847-597-1700
Signature, Place, and Date of Signing:
Karen J. Scott Deerfield, IL February 11, 2013
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 206
Form 13F Information Table Value Total: $264,037 (thousands)
List of Other Included Managers: None
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN/AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE
------------------------- -------------- -------- ------ ------ --- ---- ------ -------- ------ ------- ----
1ST CONSTITUTION BANCORP COM 31986N102 104 11857 SH SOLE 11857
3-D SYS CORP DEL COM NEW 88554d205 466 8727 SH SOLE 8727
ABBOTT LABS COM 002824100 1336 20401 SH SOLE 20401
ABRAXAS PETE CORP COM 003830106 425 194176 SH SOLE 194176
ALMADEN MINERALS LTD COM 020283107 462 145800 SH SOLE 145800
AMERICAN CAP LTD COM 02503Y103 120 10000 SH SOLE 10000
AMERICAN WOODMARK CORP COM 030506109 363 13045 SH SOLE 13045
APACHE CORP COM 037411105 891 11356 SH SOLE 11356
API TECHNOLOGIES CORP COM NEW 00187e203 31 10550 SH SOLE 10550
APOGEE ENTERPRISES INC COM 037598109 875 36506 SH SOLE 36506
APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 579 68800 SH SOLE 68800
APPROACH RESOURCES INC COM 03834a103 260 10380 SH SOLE 10380
ARROW ELECTRS INC COM 042735100 4683 122968 SH SOLE 122968
ASHFORD HOSPITALITY TR INC COM SHS 044103109 1920 182684 SH SOLE 182684
ATLAS ENERGY LP COM UNITS LP 04930A104 347 10000 SH SOLE 10000
AUTHENTIDATE HLDG CORP COM NEW 052666203 17 18100 SH SOLE 18100
BALCHEM CORP COM 057665200 1882 51634 SH SOLE 51634
BASSETT FURNITURE INDS INC COM 070203104 668 53534 SH SOLE 53534
BIOCLINICA INC COM 09071B100 191 33415 SH SOLE 33415
BIOSCRIP INC COM 09069N108 2844 264094 SH SOLE 264094
BLACKROCK RES & COMM STRAT T SHS 09257A108 216 16846 SH SOLE 16846
BLUCORA INC COM 095229100 3127 199051 SH SOLE 199051
BRIGUS GOLD CORP COM 109490102 672 714630 SH SOLE 714630
BROADCOM CORP CL A 111320107 1176 35400 SH SOLE 35400
BROWN SHOE INC NEW COM 115736100 1806 98304 SH SOLE 98304
CALLIDUS SOFTWARE INC COM 13123E500 419 92300 SH SOLE 92300
CAMECO CORP COM 13321L108 296 15000 SH SOLE 15000
CAPITAL SR LIVING CORP COM 140475104 2251 120465 SH SOLE 120465
CARMAX INC COM 143130102 963 25650 SH SOLE 25650
CATERPILLAR INC DEL COM 149123101 1324 14770 SH SOLE 14770
CBRE GROUP INC CL A 12504l109 478 24045 SH SOLE 24045
CENTERSTATE BANKS INC COM 15201P109 121 14220 SH SOLE 14220
CHARLES & COLVARD LTD COM 159765106 626 159733 SH SOLE 159733
CHESAPEAKE LODGING TR SH BEN INT 165240102 2317 110982 SH SOLE 110982
CHEVIOT FINL CORP NEW COM 16677X105 261 28074 SH SOLE 28074
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1174 25330 SH SOLE 25330
CHRISTOPHER & BANKS CORP COM 171046105 937 172081 SH SOLE 172081
CLECO CORP NEW COM 12561w105 1162 29050 SH SOLE 29050
COCA COLA CO COM 191216100 1421 39199 SH SOLE 39199
COHEN & STEERS INFRASTRUCTUR COM 19248A109 344 18365 SH SOLE 18365
COMSTOCK MNG INC COM 205750102 228 100000 SH SOLE 100000
CONCEPTUS INC COM 206016107 4009 190926 SH SOLE 190926
CONTINENTAL RESOURCES INC COM 212015101 3315 45115 SH SOLE 45115
CRUMBS BAKE SHOP INC COM 228803102 52 16700 SH SOLE 16700
CULP INC COM 230215105 1113 74142 SH SOLE 74142
DELTIC TIMBER CORP COM 247850100 1877 26584 SH SOLE 26584
DREW INDS INC COM NEW 26168L205 887 27515 SH SOLE 27515
DYNEX CAP INC COM NEW 26817Q506 981 103967 SH SOLE 103967
ELLIE MAE INC COM 28849P100 5448 196304 SH SOLE 196304
ELLINGTON FINANCIAL LLC COM 288522303 1070 47656 SH SOLE 47656
ELLSWORTH FUND LTD COM 289074106 233 32665 SH SOLE 32665
ENERGY XXI (BERMUDA) LTD USD UNRS SHS g10082140 385 11975 SH SOLE 11975
ENERGY XXI (BERMUDA) LTD USD UNRS SHS g10082140 2679 83282 SH SOLE 83282
EURONET WORLDWIDE INC COM 298736109 3662 155156 SH SOLE 155156
FEDEX CORP COM 31428x106 1320 14388 SH SOLE 14388
FIRST PACTRUST BANCORP INC COM 33589V101 187 15218 SH SOLE 15218
FRANCO NEVADA CORP COM 351858105 858 15000 SH SOLE 15000
FRANKLIN COVEY CO COM 353469109 187 14513 SH SOLE 14513
GEOSPACE TECHNOLOGIES CORP COM A37364X109 1335 15018 SH SOLE 15018
GOLDMAN SACHS GROUP INC COM 38141g104 314 2458 SH SOLE 2458
GRAND CANYON ED INC COM 38526M106 1862 79318 SH SOLE 79318
GSV CAP CORP COM 36191J101 2424 287565 SH SOLE 287565
HALCON RES CORP COM NEW 40537Q209 733 105984 SH SOLE 105984
HAVERTY FURNITURE INC COM 419596101 531 32553 SH SOLE 32553
HEADWATERS INC COM 42210P102 3152 368271 SH SOLE 368271
HOME LN SERVICING SOLUTIONS ORD SHS g6648d109 1548 81858 SH SOLE 81858
HOOKER FURNITURE CORP COM 439038100 1448 99637 SH SOLE 99637
HOST HOTELS & RESORTS INC COM 44107P104 6279 400728 SH SOLE 400728
IAMGOLD CORP COM 450913108 229 20000 SH SOLE 20000
IMAX CORP COM 45245E109 674 30000 SH SOLE 30000
INTEGRATED SILICON SOLUTION COM 45812P107 586 65142 SH SOLE 65142
INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 831 120000 SH SOLE 120000
ISHARES TR HGH DIV EQT FD 46429b663 1088 18519 SH SOLE 18519
ISHARES TR BARCLYS 1-3YR CR 464288646 1818 17235 SH SOLE 17235
ISHARES TR CORE TOTUSBD ETF 464287226 223 2010 SH SOLE 2010
ISHARES TR RUSSELL 2000 464287655 239 2840 SH SOLE 2840
ISHARES TR CORE S&P500 ETF 464287200 1206 8425 SH SOLE 8425
ISHARES TR S&P CAL AMTFR MN 464288356 228 1980 SH SOLE 1980
JAMBA INC COM 47023A101 2728 1218022 SH SOLE 1218022
JOES JEANS INC COM 47777N101 579 578756 SH SOLE 578756
JONES LANG LASALLE INC COM 48020q107 1233 14685 SH SOLE 14685
JPMORGAN CHASE & CO COM 46625h100 1377 31328 SH SOLE 31328
K12 INC COM 48273U102 6396 312914 SH SOLE 312914
KANSAS CITY SOUTHERN COM NEW 485170302 835 10000 SH SOLE 10000
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 774 31510 SH SOLE 31510
KEATING CAPITAL INC COM 48722R106 178 28325 SH SOLE 28325
LADENBURG THALMAN FIN SVCS I COM 50575q102 132 94400 SH SOLE 94400
LENNAR CORP CL A 526057104 4718 121996 SH SOLE 121996
LENNOX INTL INC COM 526107107 1172 22310 SH SOLE 22310
LIFETIME BRANDS INC COM 53222Q103 362 34150 SH SOLE 34150
LINN ENERGY LLC UNIT LTD LIAB 536020100 417 11831 SH SOLE 11831
LIQUIDITY SERVICES INC COM 53635b107 357 8730 SH SOLE 8730
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1160 25000 SH SOLE 25000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1484 75000 SH SOLE 75000
MARRIOTT INTL INC NEW CL A 571903202 918 24635 SH SOLE 24635
MASTEC INC COM 576323109 467 18725 SH SOLE 18725
MASTERCARD INC CL A 57636q104 427 869 SH SOLE 869
MCKESSON CORP COM 58155q103 1170 12065 SH SOLE 12065
MELLANOX TECHNOLOGIES LTD PUT m51363953 527 200 SH SOLE 200
MENTOR GRAPHICS CORP COM 587200106 414 24325 SH SOLE 24325
MHI HOSPITALITY CORP COM 55302L102 479 144211 SH SOLE 144211
MICROSOFT CORP COM 594918104 897 33597 SH SOLE 33597
MONSANTO CO NEW COM 61166w101 1372 14495 SH SOLE 14495
MYR GROUP INC DEL COM 55405W104 1415 63577 SH SOLE 63577
MYRIAD GENETICS INC COM 62855J104 2291 84051 SH SOLE 84051
NANOSPHERE INC COM 63009F105 295 102300 SH SOLE 102300
NAUTILUS INC COM 63910B102 256 73014 SH SOLE 73014
NEOGENOMICS INC COM NEW 64049M209 72 28966 SH SOLE 28966
NEWCASTLE INVT CORP COM 65105M108 477 55000 SH SOLE 55000
NORTHERN OIL & GAS INC NEV COM 665531109 2627 156144 SH SOLE 156144
NOVA MEASURING INSTRUMENTS L COM m7516k103 669 83788 SH SOLE 83788
NU SKIN ENTERPRISES INC CL A 67018T105 1253 33832 SH SOLE 33832
NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066y105 225 14000 SH SOLE 14000
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 533 55297 SH SOLE 55297
NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 1075 70000 SH SOLE 70000
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 1359 89396 SH SOLE 89396
NVIDIA CORP COM 67066G104 6208 506355 SH SOLE 506355
OASIS PETE INC NEW COM 674215108 2047 64379 SH SOLE 64379
ONEIDA FINL CORP MD COM 682479100 107 10000 SH SOLE 10000
OPKO HEALTH INC COM 68375N103 962 200000 SH SOLE 200000
OSI SYSTEMS INC COM 671044105 3700 57782 SH SOLE 57782
PARK CITY GROUP INC COM NEW 700215304 248 82771 SH SOLE 82771
PENNANTPARK FLOATING RATE CA COM 70806A106 333 26240 SH SOLE 26240
PENNYMAC MTG INVT TR COM 70931T103 678 26800 SH SOLE 26800
PERRIGO CO COM 714290103 1082 10400 SH SOLE 10400
PIER 1 IMPORTS INC COM 720279108 1226 61295 SH SOLE 61295
PIKE ELEC CORP COM 721283109 201 21015 SH SOLE 21015
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 679 15000 SH SOLE 15000
POINTS INTL LTD COM NEW 730843208 490 43945 SH SOLE 43945
POWER INTEGRATIONS INC COM 739276103 4962 147637 SH SOLE 147637
PRGX GLOBAL INC COM NEW 69357C503 563 87343 SH SOLE 87343
PRIMERO MNG CORP COM 74164W106 550 85000 SH SOLE 85000
QR ENERGY LP UNIT LTD PRTNS 74734R108 332 20000 SH SOLE 20000
QUANTA SVCS INC COM 74762e102 4391 160928 SH SOLE 160928
RADIAN GROUP INC COM 750236101 2872 470000 SH SOLE 470000
RADWARE LTD ORD m81873107 5688 172365 SH SOLE 172365
RANGE RES CORP COM 75281a109 1180 18786 SH SOLE 18786
REALD INC COM 75604L105 1233 110000 SH SOLE 110000
REDWOOD TR INC COM 758075402 1563 92518 SH SOLE 92518
REGAL ENTMT GROUP CL A 758766109 698 50000 SH SOLE 50000
REIS INC COM 75936P105 547 41970 SH SOLE 41970
RF MICRODEVICES INC COM 749941100 3101 692088 SH SOLE 692088
ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 782 43116 SH SOLE 43116
ROCHESTER MED CORP COM 771497104 385 38210 SH SOLE 38210
ROYAL GOLD INC COM 780287108 1627 20000 SH SOLE 20000
S&W SEED CO COM 785135104 212 27414 SH SOLE 27414
SANDSTORM GOLD LTD COM NEW 80013R206 649 55000 SH SOLE 55000
SCHWAB CHARLES CORP NEW COM 808513105 215 15000 SH SOLE 15000
SELECT INCOME REIT COM SH BEN INT 81618T100 1631 65849 SH SOLE 65849
SHOE CARNIVAL INC COM 824889109 1364 66570 SH SOLE 66570
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 5452 383409 SH SOLE 383409
SILVER BAY RLTY TR CORP COM A82735Q102 1695 90000 SH SOLE 90000
SILVER WHEATON CORP COM 828336107 722 20000 SH SOLE 20000
SIMPSON MANUFACTURING CO INC COM 829073105 2780 84787 SH SOLE 84787
SKECHERS U S A INC CL A 830566105 2791 150891 SH SOLE 150891
SKYWORKS SOLUTIONS INC COM 83088M102 6299 310295 SH SOLE 310295
SOLAR CAP LTD COM 83413U100 765 31978 SH SOLE 31978
SOLAR SR CAP LTD COM 83416M105 1329 71218 SH SOLE 71218
SONIC CORP COM 835451105 417 40085 SH SOLE 40085
SOUND FINL BANCORP INC COM 83607A100 108 10400 SH SOLE 10400
SPARTON CORP COM 847235108 368 26534 SH SOLE 26534
SPDR GOLD TRUST GOLD SHS 78463V107 810 5000 SH SOLE 5000
SPDR SERIES TRUST S&P REGL BKG 78464a698 422 15075 SH SOLE 15075
SPDR SERIES TRUST S&P HOMEBUILD 78464a888 424 15925 SH SOLE 15925
SPECTRUM BRANDS HLDGS INC COM 84763r101 420 9340 SH SOLE 9340
STAGE STORES INC COM NEW 85254C305 2166 87390 SH SOLE 87390
STEREOTAXIS INC COM NEW 85916J409 312 122398 SH SOLE 122398
SUMMER INFANT INC COM 865646103 156 89759 SH SOLE 89759
TEAM INC COM 878155100 2212 58140 SH SOLE 58140
TETRA TECH INC NEW COM 88162g103 1022 38625 SH SOLE 38625
TORTOISE ENERGY CAP CORP COM 89147U100 518 18182 SH SOLE 18182
TOWNEBANK PORTSMOUTH VA COM 89214P109 166 10743 SH SOLE 10743
TRANSGLOBE ENERGY CORP COM 893662106 376 40000 SH SOLE 40000
TRANSWITCH CORP COM NEW 894065309 43 70451 SH SOLE 70451
U S CONCRETE INC COM NEW 90333l201 116 12800 SH SOLE 12800
ULTRATECH INC COM 904034105 5213 139775 SH SOLE 139775
UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 94 10000 SH SOLE 10000
UNITED RENTALS INC COM 911363109 7341 161284 SH SOLE 161284
USA TECHNOLOGIES INC COM NO PAR 90328S500 252 144720 SH SOLE 144720
VALERO ENERGY CORP NEW COM 91913Y100 1321 38725 SH SOLE 38725
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 517 5859 SH SOLE 5859
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5558 68623 SH SOLE 68623
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 862 10260 SH SOLE 10260
VANGUARD INDEX FDS GROWTH ETF 922908736 887 12465 SH SOLE 12465
VANGUARD INDEX FDS LARGE CAP ETF 922908637 313 4805 SH SOLE 4805
VANGUARD INDEX FDS SM CP VAL ETF 922908611 255 3510 SH SOLE 3510
VANGUARD INDEX FDS SML CP GRW ETF 922908595 288 3240 SH SOLE 3240
VANGUARD INDEX FDS TOTAL STK MKT 922908769 740 10095 SH SOLE 10095
VANGUARD INDEX FDS VALUE ETF 922908744 971 16520 SH SOLE 16520
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1211 27188 SH SOLE 27188
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 745 16285 SH SOLE 16285
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 246 4130 SH SOLE 4130
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 560 15892 SH SOLE 15892
VCA ANTECH INC COM 918194101 2764 131320 SH SOLE 131320
VECTOR GROUP LTD COM 92240M108 238 16000 SH SOLE 16000
WALGREEN CO COM 931422109 1130 30545 SH SOLE 30545
WENDYS CO COM 95058w100 303 64490 SH SOLE 64490
WESTERN ASSET CLYM INFL OPP COM 95766R104 896 67882 SH SOLE 67882
WEYERHAEUSER CO COM 962166104 974 35000 SH SOLE 35000
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 762 15668 SH SOLE 15668
WINNEBAGO INDS INC COM 974637100 1450 84626 SH SOLE 84626
WINTHROP RLTY TR SH BEN INT NEW 976391300 1547 140000 SH SOLE 140000
WMS INDS INC COM 929297109 2450 140000 SH SOLE 140000
YAMANA GOLD INC COM 98462Y100 861 50000 SH SOLE 50000
ZAGG INC COM 98884U108 773 105000 SH SOLE 105000
ZIX CORP COM 98974P100 204 73106 SH SOLE 73106
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>