<SEC-DOCUMENT>0001085146-13-000125.txt : 20130125 <SEC-HEADER>0001085146-13-000125.hdr.sgml : 20130125 <ACCEPTANCE-DATETIME>20130125071512 ACCESSION NUMBER: 0001085146-13-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 EFFECTIVENESS DATE: 20130125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 13547001 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>nph_npc4q2012.txt <DESCRIPTION>NATIONAL PLANNING CORPORATION <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Planning Corporation Address: 401 Wilshire Boulevard, Suite 1100 Santa Monica, CA 90401 13F File Number: 028-13971 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean Haley Title: Chief Compliance Officer Phone: (310)-899-7813 Signature, Place, and Date of Signing: /s/ Sean Haley Santa Monica, CA January 24, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 499 Form 13F Information Table Value Total: $658,624 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-03582 Prudential Plc <PAGE> <TABLE> <C> <C> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 704 7550 SH DEFINED 01 0 0 7550 ABBOTT LABS COM 002824100 1358 21044 SH DEFINED 01 0 0 21044 ABERDEEN ASIA PACIFIC INCOM COM 003009107 196 25468 SH DEFINED 01 0 0 25468 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 2897 158364 SH DEFINED 01 0 0 158364 AGIC CONV & INCOME FD COM 001190107 823 94543 SH DEFINED 01 0 0 94543 AGIC CONV & INCOME FD II COM 001191105 536 67145 SH DEFINED 01 0 0 67145 ALCOA INC COM 013817101 179 21144 SH DEFINED 01 0 0 21144 ALEXION PHARMACEUTICALS INC COM 015351109 275 2957 SH DEFINED 01 0 0 2957 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 234 14869 SH DEFINED 01 0 0 14869 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 52 12831 SH DEFINED 01 0 0 12831 ALPS ETF TR ALERIAN MLP 00162Q866 555 22643 SH DEFINED 01 0 0 22643 ALTRIA GROUP INC COM 02209S103 2228 71395 SH DEFINED 01 0 0 71395 AMAZON COM INC COM 023135106 1293 5129 SH DEFINED 01 0 0 5129 AMEREN CORP COM 023608102 244 7934 SH DEFINED 01 0 0 7934 AMERICAN CAPITAL AGENCY CORP COM 02503X105 3268 112646 SH DEFINED 01 0 0 112646 AMERICAN EXPRESS CO COM 025816109 549 9237 SH DEFINED 01 0 0 9237 AMERICAN RLTY CAP PPTYS INC COM 02917T104 3169 240063 SH DEFINED 01 0 0 240063 AMERICAN RLTY CAP TR INC COM 02917L101 5446 415047 SH DEFINED 01 0 0 415047 AMERICAN WTR WKS CO INC NEW COM 030420103 212 5652 SH DEFINED 01 0 0 5652 AMERIGAS PARTNERS L P UNIT L P INT 030975106 217 5500 SH DEFINED 01 0 0 5500 AMGEN INC COM 031162100 409 4731 SH DEFINED 01 0 0 4731 ANNALY CAP MGMT INC COM 035710409 2455 174763 SH DEFINED 01 0 0 174763 ANTARES PHARMA INC COM 036642106 280 72850 SH DEFINED 01 0 0 72850 APOLLO INVT CORP COM 03761U106 375 45129 SH DEFINED 01 0 0 45129 APPLE INC COM 037833100 12829 24352 SH DEFINED 01 0 0 24352 ARENA PHARMACEUTICALS INC COM 040047102 432 47450 SH DEFINED 01 0 0 47450 ARMOUR RESIDENTIAL REIT INC COM 042315101 348 55250 SH DEFINED 01 0 0 55250 ASSOCIATED BANC CORP COM 045487105 333 25372 SH DEFINED 01 0 0 25372 AT&T INC COM 00206R102 5947 176784 SH DEFINED 01 0 0 176784 ATLANTIC PWR CORP COM NEW 04878Q863 478 41763 SH DEFINED 01 0 0 41763 AUTOMATIC DATA PROCESSING IN COM 053015103 269 4526 SH DEFINED 01 0 0 4526 AVALONBAY CMNTYS INC COM 053484101 264 1957 SH DEFINED 01 0 0 1957 BANCO SANTANDER SA ADR 05964H105 108 13174 SH DEFINED 01 0 0 13174 BANK MONTREAL QUE COM 063671101 298 4854 SH DEFINED 01 0 0 4854 BANK OF AMERICA CORPORATION COM 060505104 1130 97107 SH DEFINED 01 0 0 97107 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 201 6004 SH DEFINED 01 0 0 6004 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 2947 22745 SH DEFINED 01 0 0 22745 BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 3227 122009 SH DEFINED 01 0 0 122009 BAXTER INTL INC COM 071813109 202 3026 SH DEFINED 01 0 0 3026 BECTON DICKINSON & CO COM 075887109 218 2799 SH DEFINED 01 0 0 2799 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5432 60684 SH DEFINED 01 0 0 60684 BHP BILLITON LTD SPONSORED ADR 088606108 211 2691 SH DEFINED 01 0 0 2691 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 148 17574 SH DEFINED 01 0 0 17574 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 650 49334 SH DEFINED 01 0 0 49334 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 202 27738 SH DEFINED 01 0 0 27738 BLACKROCK MUNIVEST FD II INC COM 09253T101 296 16956 SH DEFINED 01 0 0 16956 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 322 20930 SH DEFINED 01 0 0 20930 BOEING CO COM 097023105 1622 21401 SH DEFINED 01 0 0 21401 BOISE INC COM 09746Y105 119 14750 SH DEFINED 01 0 0 14750 BP PLC SPONSORED ADR 055622104 437 10629 SH DEFINED 01 0 0 10629 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 694 10027 SH DEFINED 01 0 0 10027 BRIGUS GOLD CORP COM 109490102 24 25000 SH DEFINED 01 0 0 25000 BRISTOL MYERS SQUIBB CO COM 110122108 1442 43881 SH DEFINED 01 0 0 43881 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 295 6503 SH DEFINED 01 0 0 6503 CAPSTEAD MTG CORP COM NO PAR 14067E506 114 10182 SH DEFINED 01 0 0 10182 CATERPILLAR INC DEL COM 149123101 1545 17246 SH DEFINED 01 0 0 17246 CBRE CLARION GLOBAL REAL EST COM 12504G100 181 20609 SH DEFINED 01 0 0 20609 CELGENE CORP COM 151020104 1043 13184 SH DEFINED 01 0 0 13184 CENTRAL FD CDA LTD CL A 153501101 2088 99485 SH DEFINED 01 0 0 99485 CENTURYLINK INC COM 156700106 497 12686 SH DEFINED 01 0 0 12686 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 209 9975 SH DEFINED 01 0 0 9975 CHEVRON CORP NEW COM 166764100 20730 191696 SH DEFINED 01 0 0 191696 CHIMERA INVT CORP COM 16934Q109 519 198618 SH DEFINED 01 0 0 198618 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 220 1935 SH DEFINED 01 0 0 1935 CISCO SYS INC COM 17275R102 1016 51076 SH DEFINED 01 0 0 51076 CITIGROUP INC COM NEW 172967424 289 7218 SH DEFINED 01 0 0 7218 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 280 12346 SH DEFINED 01 0 0 12346 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 1220 51196 SH DEFINED 01 0 0 51196 CLOROX CO DEL COM 189054109 723 9918 SH DEFINED 01 0 0 9918 COCA COLA CO COM 191216100 1023 27791 SH DEFINED 01 0 0 27791 COEUR D ALENE MINES CORP IDA COM NEW 192108504 343 15187 SH DEFINED 01 0 0 15187 COHEN & STEERS QUALITY RLTY COM 19247L106 196 19254 SH DEFINED 01 0 0 19254 COLGATE PALMOLIVE CO COM 194162103 745 7262 SH DEFINED 01 0 0 7262 COMCAST CORP NEW CL A 20030N101 268 7113 SH DEFINED 01 0 0 7113 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 272 6614 SH DEFINED 01 0 0 6614 CONOCOPHILLIPS COM 20825C104 1055 18053 SH DEFINED 01 0 0 18053 CONSOLIDATED EDISON INC COM 209115104 1212 21662 SH DEFINED 01 0 0 21662 COPANO ENERGY L L C COM UNITS 217202100 306 9652 SH DEFINED 01 0 0 9652 CORE LABORATORIES N V COM N22717107 215 1951 SH DEFINED 01 0 0 1951 CORNING INC COM 219350105 179 13767 SH DEFINED 01 0 0 13767 COSTCO WHSL CORP NEW COM 22160K105 797 7710 SH DEFINED 01 0 0 7710 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 147 46052 SH DEFINED 01 0 0 46052 CSX CORP COM 126408103 391 19736 SH DEFINED 01 0 0 19736 CUMMINS INC COM 231021106 653 5591 SH DEFINED 01 0 0 5591 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1303 12648 SH DEFINED 01 0 0 12648 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 232 2329 SH DEFINED 01 0 0 2329 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 922 8130 SH DEFINED 01 0 0 8130 CVS CAREMARK CORPORATION COM 126650100 297 6126 SH DEFINED 01 0 0 6126 D R HORTON INC COM 23331A109 336 16800 SH DEFINED 01 0 0 16800 DANAHER CORP DEL COM 235851102 281 5040 SH DEFINED 01 0 0 5040 DEERE & CO COM 244199105 728 7930 SH DEFINED 01 0 0 7930 DEJOUR ENERGY INC COM 24486R103 2 10000 SH DEFINED 01 0 0 10000 DELAWARE ENHANCED GBL DIV & COM 246060107 642 55441 SH DEFINED 01 0 0 55441 DELAWARE INV MN MUN INC FD I COM 24610V103 569 37296 SH DEFINED 01 0 0 37296 DELUXE CORP COM 248019101 519 16400 SH DEFINED 01 0 0 16400 DENDREON CORP COM 24823Q107 199 37301 SH DEFINED 01 0 0 37301 DIAGEO P L C SPON ADR NEW 25243Q205 687 5862 SH DEFINED 01 0 0 5862 DISH NETWORK CORP CL A 25470M109 229 6250 SH DEFINED 01 0 0 6250 DISNEY WALT CO COM DISNEY 254687106 1240 24886 SH DEFINED 01 0 0 24886 DNP SELECT INCOME FD COM 23325P104 148 15669 SH DEFINED 01 0 0 15669 DOMINION RES INC VA NEW COM 25746U109 471 9072 SH DEFINED 01 0 0 9072 DOMINOS PIZZA INC COM 25754A201 582 13311 SH DEFINED 01 0 0 13311 DOUBLELINE OPPORTUNISTIC CR COM 258623107 10902 404031 SH DEFINED 01 0 0 404031 DOVER CORP COM 260003108 277 4692 SH DEFINED 01 0 0 4692 DOW 30SM ENHANCED PREM & INC COM 260537105 161 15100 SH DEFINED 01 0 0 15100 DRAGONWAVE INC COM 26144M103 40 12500 SH DEFINED 01 0 0 12500 DU PONT E I DE NEMOURS & CO COM 263534109 806 17574 SH DEFINED 01 0 0 17574 DUKE ENERGY CORP NEW COM NEW 26441C204 1743 27334 SH DEFINED 01 0 0 27334 DUNKIN BRANDS GROUP INC COM 265504100 883 26636 SH DEFINED 01 0 0 26636 DWS MULTI MKT INCOME TR SHS 23338L108 796 78312 SH DEFINED 01 0 0 78312 E M C CORP MASS COM 268648102 663 25775 SH DEFINED 01 0 0 25775 EATON CORP PLC SHS G29183103 750 13906 SH DEFINED 01 0 0 13906 EATON VANCE ENH EQTY INC FD COM 278277108 797 76341 SH DEFINED 01 0 0 76341 EATON VANCE RISK MNGD DIV EQ COM 27829G106 242 22600 SH DEFINED 01 0 0 22600 EATON VANCE SH TM DR DIVR IN COM 27828V104 431 24877 SH DEFINED 01 0 0 24877 EATON VANCE TAX MNGD GBL DV COM 27829F108 169 19244 SH DEFINED 01 0 0 19244 EATON VANCE TXMGD GL BUYWR O COM 27829C105 149 14200 SH DEFINED 01 0 0 14200 EBAY INC COM 278642103 335 6444 SH DEFINED 01 0 0 6444 EDISON INTL COM 281020107 787 17332 SH DEFINED 01 0 0 17332 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 302 14480 SH DEFINED 01 0 0 14480 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 227 6153 SH DEFINED 01 0 0 6153 ELDORADO GOLD CORP NEW COM 284902103 258 20078 SH DEFINED 01 0 0 20078 EMERSON ELEC CO COM 291011104 315 6000 SH DEFINED 01 0 0 6000 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1127 40491 SH DEFINED 01 0 0 40491 ENDEAVOUR SILVER CORP COM 29258Y103 789 99718 SH DEFINED 01 0 0 99718 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1039 24281 SH DEFINED 01 0 0 24281 ENTERPRISE PRODS PARTNERS L COM 293792107 3439 68905 SH DEFINED 01 0 0 68905 EOG RES INC COM 26875P101 283 2253 SH DEFINED 01 0 0 2253 ETFS GOLD TR SHS 26922Y105 429 2600 SH DEFINED 01 0 0 2600 EXCO RESOURCES INC COM 269279402 212 32550 SH DEFINED 01 0 0 32550 EXELON CORP COM 30161N101 517 17434 SH DEFINED 01 0 0 17434 EXXON MOBIL CORP COM 30231G102 5565 64149 SH DEFINED 01 0 0 64149 FACEBOOK INC CL A 30303M102 311 11685 SH DEFINED 01 0 0 11685 FEDEX CORP COM 31428X106 286 3132 SH DEFINED 01 0 0 3132 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 211 12544 SH DEFINED 01 0 0 12544 FIFTH STREET FINANCE CORP COM 31678A103 273 26148 SH DEFINED 01 0 0 26148 FIRST MAJESTIC SILVER CORP COM 32076V103 591 29437 SH DEFINED 01 0 0 29437 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 968 38444 SH DEFINED 01 0 0 38444 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 786 40602 SH DEFINED 01 0 0 40602 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 307 12637 SH DEFINED 01 0 0 12637 FIRST TR ISE REVERE NAT GAS COM 33734J102 134 11493 SH DEFINED 01 0 0 11493 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 690 37331 SH DEFINED 01 0 0 37331 FIRST TR S&P REIT INDEX FD COM 33734G108 1143 64219 SH DEFINED 01 0 0 64219 FIRST TR VALUE LINE DIVID IN SHS 33734H106 337 19388 SH DEFINED 01 0 0 19388 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 471 26675 SH DEFINED 01 0 0 26675 FIRSTENERGY CORP COM 337932107 302 7282 SH DEFINED 01 0 0 7282 FORD MTR CO DEL COM PAR $0.01 345370860 1034 80487 SH DEFINED 01 0 0 80487 FRANCO NEVADA CORP COM 351858105 372 6528 SH DEFINED 01 0 0 6528 FRANKLIN STREET PPTYS CORP COM 35471R106 127 10312 SH DEFINED 01 0 0 10312 FREEPORT-MCMORAN COPPER & GO COM 35671D857 924 27016 SH DEFINED 01 0 0 27016 FRONTIER COMMUNICATIONS CORP COM 35906A108 46 10928 SH DEFINED 01 0 0 10928 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1135 88585 SH DEFINED 01 0 0 88585 GAMESTOP CORP NEW CL A 36467W109 285 11439 SH DEFINED 01 0 0 11439 GASCO ENERGY INC COM 367220100 2 37500 SH DEFINED 01 0 0 37500 GENERAL ELECTRIC CO COM 369604103 3711 175163 SH DEFINED 01 0 0 175163 GENERAL MLS INC COM 370334104 330 8266 SH DEFINED 01 0 0 8266 GENERAL MTRS CO JR PFD CNV SRB 37045V209 315 7117 SH DEFINED 01 0 0 7117 GENUINE PARTS CO COM 372460105 271 4112 SH DEFINED 01 0 0 4112 GILEAD SCIENCES INC COM 375558103 691 9418 SH DEFINED 01 0 0 9418 GLOBAL X FDS GLB X URANIUM 37950E754 135 20818 SH DEFINED 01 0 0 20818 GOLDCORP INC NEW COM 380956409 216 5904 SH DEFINED 01 0 0 5904 GOLDEN STAR RES LTD CDA COM 38119T104 60 32500 SH DEFINED 01 0 0 32500 GOLDMAN SACHS GROUP INC COM 38141G104 254 1969 SH DEFINED 01 0 0 1969 GOOGLE INC CL A 38259P508 3044 4294 SH DEFINED 01 0 0 4294 GREAT PANTHER SILVER LTD COM 39115V101 20 13000 SH DEFINED 01 0 0 13000 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 732 25481 SH DEFINED 01 0 0 25481 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 159 13475 SH DEFINED 01 0 0 13475 HAWAIIAN ELEC INDUSTRIES COM 419870100 207 8268 SH DEFINED 01 0 0 8268 HCP INC COM 40414L109 217 4712 SH DEFINED 01 0 0 4712 HEALTH CARE REIT INC COM 42217K106 567 9305 SH DEFINED 01 0 0 9305 HEALTHCARE SVCS GRP INC COM 421906108 304 13217 SH DEFINED 01 0 0 13217 HEALTHCARE TR AMER INC CL A 42225P105 783 78967 SH DEFINED 01 0 0 78967 HECLA MNG CO COM 422704106 229 46046 SH DEFINED 01 0 0 46046 HERSHEY CO COM 427866108 249 3449 SH DEFINED 01 0 0 3449 HESS CORP COM 42809H107 237 4458 SH DEFINED 01 0 0 4458 HOME DEPOT INC COM 437076102 613 9959 SH DEFINED 01 0 0 9959 HONEYWELL INTL INC COM 438516106 486 7663 SH DEFINED 01 0 0 7663 HUMANA INC COM 444859102 264 3868 SH DEFINED 01 0 0 3868 HUNTSMAN CORP COM 447011107 440 27500 SH DEFINED 01 0 0 27500 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 255 5699 SH DEFINED 01 0 0 5699 ING GLOBAL EQTY DIV & PREM O COM 45684E107 716 82513 SH DEFINED 01 0 0 82513 ING PRIME RATE TR SH BEN INT 44977W106 96 15539 SH DEFINED 01 0 0 15539 ING RISK MANAGED NAT RES FD COM 449810100 102 12900 SH DEFINED 01 0 0 12900 INLAND REAL ESTATE CORP COM NEW 457461200 171 19933 SH DEFINED 01 0 0 19933 INTEL CORP COM 458140100 1622 79094 SH DEFINED 01 0 0 79094 INTERNATIONAL BUSINESS MACHS COM 459200101 3161 16494 SH DEFINED 01 0 0 16494 INVESCO MORTGAGE CAPITAL INC COM 46131B100 363 18350 SH DEFINED 01 0 0 18350 INVESTORS CAP HLDGS LTD COM 46147M108 36 10000 SH DEFINED 01 0 0 10000 ISHARES GOLD TRUST ISHARES 464285105 5765 339579 SH DEFINED 01 0 0 339579 ISHARES INC MSCI BRAZIL 464286400 526 9376 SH DEFINED 01 0 0 9376 ISHARES INC MSCI CDA INDEX 464286509 458 15776 SH DEFINED 01 0 0 15776 ISHARES INC MSCI CHILE INVES 464286640 1054 16948 SH DEFINED 01 0 0 16948 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 833 26072 SH DEFINED 01 0 0 26072 ISHARES SILVER TRUST ISHARES 46428Q109 3203 105285 SH DEFINED 01 0 0 105285 ISHARES TR LRGE GRW INDX 464287119 402 5261 SH DEFINED 01 0 0 5261 ISHARES TR DJ SEL DIV INX 464287168 2169 37957 SH DEFINED 01 0 0 37957 ISHARES TR BARCLYS TIPS BD 464287176 12716 104244 SH DEFINED 01 0 0 104244 ISHARES TR CORE S&P500 ETF 464287200 4488 31567 SH DEFINED 01 0 0 31567 ISHARES TR CORE TOTUSBD ETF 464287226 16082 146034 SH DEFINED 01 0 0 146034 ISHARES TR MSCI EMERG MKT 464287234 3283 75528 SH DEFINED 01 0 0 75528 ISHARES TR IBOXX INV CPBD 464287242 3823 31808 SH DEFINED 01 0 0 31808 ISHARES TR S&P GBL INF 464287291 557 8248 SH DEFINED 01 0 0 8248 ISHARES TR S&P500 GRW 464287309 3751 50066 SH DEFINED 01 0 0 50066 ISHARES TR S&P 500 VALUE 464287408 5013 75288 SH DEFINED 01 0 0 75288 ISHARES TR BARCLYS 7-10 YR 464287440 628 5838 SH DEFINED 01 0 0 5838 ISHARES TR BARCLYS 1-3 YR 464287457 1542 18296 SH DEFINED 01 0 0 18296 ISHARES TR MSCI EAFE INDEX 464287465 5258 92430 SH DEFINED 01 0 0 92430 ISHARES TR RUSSELL MCP VL 464287473 336 6679 SH DEFINED 01 0 0 6679 ISHARES TR RUSSELL MIDCAP 464287499 820 6738 SH DEFINED 01 0 0 6738 ISHARES TR CORE S&P MCP ETF 464287507 4380 43114 SH DEFINED 01 0 0 43114 ISHARES TR NASDQ BIO INDX 464287556 324 2347 SH DEFINED 01 0 0 2347 ISHARES TR COHEN&ST RLTY 464287564 1046 13276 SH DEFINED 01 0 0 13276 ISHARES TR RUSSELL1000VAL 464287598 776 10441 SH DEFINED 01 0 0 10441 ISHARES TR S&P MC 400 GRW 464287606 4043 35541 SH DEFINED 01 0 0 35541 ISHARES TR RUSSELL1000GRW 464287614 1217 18263 SH DEFINED 01 0 0 18263 ISHARES TR RUSSELL 1000 464287622 732 9210 SH DEFINED 01 0 0 9210 ISHARES TR RUSL 2000 VALU 464287630 580 7654 SH DEFINED 01 0 0 7654 ISHARES TR RUSL 2000 GROW 464287648 282 2972 SH DEFINED 01 0 0 2972 ISHARES TR RUSSELL 2000 464287655 2548 30021 SH DEFINED 01 0 0 30021 ISHARES TR RUSSELL 3000 464287689 298 3503 SH DEFINED 01 0 0 3503 ISHARES TR S&P MIDCP VALU 464287705 469 5451 SH DEFINED 01 0 0 5451 ISHARES TR DJ US TECH SEC 464287721 4858 69547 SH DEFINED 01 0 0 69547 ISHARES TR DJ US REAL EST 464287739 642 9982 SH DEFINED 01 0 0 9982 ISHARES TR DJ US ENERGY 464287796 271 6678 SH DEFINED 01 0 0 6678 ISHARES TR CORE S&P SCP ETF 464287804 1748 22492 SH DEFINED 01 0 0 22492 ISHARES TR DJ US BAS MATL 464287838 238 3414 SH DEFINED 01 0 0 3414 ISHARES TR S&P EURO PLUS 464287861 1146 29339 SH DEFINED 01 0 0 29339 ISHARES TR S&P SMLCP VALU 464287879 970 12218 SH DEFINED 01 0 0 12218 ISHARES TR S&P SMLCP GROW 464287887 1454 17520 SH DEFINED 01 0 0 17520 ISHARES TR LARGE VAL INDX 464288109 1857 28796 SH DEFINED 01 0 0 28796 ISHARES TR MID CORE INDEX 464288208 854 8620 SH DEFINED 01 0 0 8620 ISHARES TR JPMORGAN USD 464288281 2042 17445 SH DEFINED 01 0 0 17445 ISHARES TR DJ INTL SEL DIVD 464288448 228 6750 SH DEFINED 01 0 0 6750 ISHARES TR SMLL CORE INDX 464288505 394 4120 SH DEFINED 01 0 0 4120 ISHARES TR HIGH YLD CORP 464288513 3400 36511 SH DEFINED 01 0 0 36511 ISHARES TR BARCLYS MBS BD 464288588 12096 112157 SH DEFINED 01 0 0 112157 ISHARES TR SMLL GRWTH IDX 464288604 581 6189 SH DEFINED 01 0 0 6189 ISHARES TR BARCLYS CR BD 464288620 4483 39980 SH DEFINED 01 0 0 39980 ISHARES TR BARCLYS 1-3YR CR 464288646 2777 26348 SH DEFINED 01 0 0 26348 ISHARES TR BARCLYS 10-20YR 464288653 246 1840 SH DEFINED 01 0 0 1840 ISHARES TR BARCLYS 3-7 YR 464288661 341 2908 SH DEFINED 01 0 0 2908 ISHARES TR US PFD STK IDX 464288687 1326 33372 SH DEFINED 01 0 0 33372 ISHARES TR S&P GLB MTRLS 464288695 202 3085 SH DEFINED 01 0 0 3085 ISHARES TR S&P GL INDUSTR 464288729 205 3800 SH DEFINED 01 0 0 3800 ISHARES TR S&P GL CONSUME 464288745 320 5174 SH DEFINED 01 0 0 5174 ISHARES TR DJ HEALTH CARE 464288828 311 4531 SH DEFINED 01 0 0 4531 ISHARES TR DJ PHARMA INDX 464288836 271 3152 SH DEFINED 01 0 0 3152 ISHARES TR MSCI VAL IDX 464288877 373 6553 SH DEFINED 01 0 0 6553 ISHARES TR MSCI GRW IDX 464288885 238 3911 SH DEFINED 01 0 0 3911 ISHARES TR RUS200 VAL IDX 464289420 1079 34671 SH DEFINED 01 0 0 34671 ISHARES TR CORE L/T USB ETF 464289479 398 6218 SH DEFINED 01 0 0 6218 ISHARES TR 10+ YR CR BD 464289511 404 6473 SH DEFINED 01 0 0 6473 JAGUAR MNG INC COM 47009M103 53 90578 SH DEFINED 01 0 0 90578 JOHNSON & JOHNSON COM 478160104 3278 46678 SH DEFINED 01 0 0 46678 JPMORGAN CHASE & CO COM 46625H100 1257 27210 SH DEFINED 01 0 0 27210 KAYNE ANDERSON MLP INVSMNT C COM 486606106 307 10505 SH DEFINED 01 0 0 10505 KEEGAN RES INC COM 487275109 172 43393 SH DEFINED 01 0 0 43393 KIMBER RES INC COM 49435N101 241 657899 SH DEFINED 01 0 0 657899 KIMBERLY CLARK CORP COM 494368103 602 7514 SH DEFINED 01 0 0 7514 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2834 35475 SH DEFINED 01 0 0 35475 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 222 2957 SH DEFINED 01 0 0 2957 KKR & CO L P DEL COM UNITS 48248M102 280 18483 SH DEFINED 01 0 0 18483 KODIAK OIL & GAS CORP COM 50015Q100 203 22700 SH DEFINED 01 0 0 22700 KRAFT FOODS GROUP INC COM 50076Q106 211 4416 SH DEFINED 01 0 0 4416 LAS VEGAS SANDS CORP COM 517834107 298 6773 SH DEFINED 01 0 0 6773 LEGGETT & PLATT INC COM 524660107 265 10896 SH DEFINED 01 0 0 10896 LILLY ELI & CO COM 532457108 569 11561 SH DEFINED 01 0 0 11561 LINN ENERGY LLC UNIT LTD LIAB 536020100 439 12270 SH DEFINED 01 0 0 12270 LINNCO LLC COMSHS LTD INT 535782106 323 8975 SH DEFINED 01 0 0 8975 LOCKHEED MARTIN CORP COM 539830109 233 2513 SH DEFINED 01 0 0 2513 LOWES COS INC COM 548661107 609 18359 SH DEFINED 01 0 0 18359 LTC PPTYS INC COM 502175102 461 13237 SH DEFINED 01 0 0 13237 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 285 6623 SH DEFINED 01 0 0 6623 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 444 9550 SH DEFINED 01 0 0 9550 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 858 17966 SH DEFINED 01 0 0 17966 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 525 11658 SH DEFINED 01 0 0 11658 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 1192 43403 SH DEFINED 01 0 0 43403 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 237 13116 SH DEFINED 01 0 0 13116 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 485 9282 SH DEFINED 01 0 0 9282 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 4516 137537 SH DEFINED 01 0 0 137537 MASTERCARD INC CL A 57636Q104 230 469 SH DEFINED 01 0 0 469 MCDONALDS CORP COM 580135101 1554 17444 SH DEFINED 01 0 0 17444 MCEWEN MNG INC COM 58039P107 141 36580 SH DEFINED 01 0 0 36580 MDU RES GROUP INC COM 552690109 226 11006 SH DEFINED 01 0 0 11006 MERCK & CO INC NEW COM 58933Y105 1118 27022 SH DEFINED 01 0 0 27022 MFS INTER INCOME TR SH BEN INT 55273C107 95 14582 SH DEFINED 01 0 0 14582 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 112 15288 SH DEFINED 01 0 0 15288 MFS MUN INCOME TR SH BEN INT 552738106 228 29800 SH DEFINED 01 0 0 29800 MFS SPL VALUE TR SH BEN INT 55274E102 124 18002 SH DEFINED 01 0 0 18002 MICROSOFT CORP COM 594918104 1676 62976 SH DEFINED 01 0 0 62976 MIDWAY GOLD CORP COM 598153104 125 89300 SH DEFINED 01 0 0 89300 MONDELEZ INTL INC CL A 609207105 463 17883 SH DEFINED 01 0 0 17883 MONSANTO CO NEW COM 61166W101 306 3122 SH DEFINED 01 0 0 3122 NATIONAL GRID PLC SPON ADR NEW 636274300 307 5344 SH DEFINED 01 0 0 5344 NEW AMER HIGH INCOME FD INC COM NEW 641876800 119 11399 SH DEFINED 01 0 0 11399 NEXTERA ENERGY INC COM 65339F101 304 4375 SH DEFINED 01 0 0 4375 NOKIA CORP SPONSORED ADR 654902204 382 96218 SH DEFINED 01 0 0 96218 NOVARTIS A G SPONSORED ADR 66987V109 495 7874 SH DEFINED 01 0 0 7874 NUSTAR ENERGY LP UNIT COM 67058H102 219 5203 SH DEFINED 01 0 0 5203 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 134 13900 SH DEFINED 01 0 0 13900 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 155 12685 SH DEFINED 01 0 0 12685 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 486 46565 SH DEFINED 01 0 0 46565 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 152 10085 SH DEFINED 01 0 0 10085 NUVEEN QUALITY PFD INCOME FD COM 67072C105 1316 139032 SH DEFINED 01 0 0 139032 O REILLY AUTOMOTIVE INC NEW COM 67103H107 215 2403 SH DEFINED 01 0 0 2403 OCCIDENTAL PETE CORP DEL COM 674599105 805 10489 SH DEFINED 01 0 0 10489 OMEGA HEALTHCARE INVS INC COM 681936100 1630 68487 SH DEFINED 01 0 0 68487 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1102 20347 SH DEFINED 01 0 0 20347 ORACLE CORP COM 68389X105 663 19755 SH DEFINED 01 0 0 19755 OTTER TAIL CORP COM 689648103 214 8400 SH DEFINED 01 0 0 8400 PARAMOUNT GOLD & SILVER CORP COM 69924P102 171 73900 SH DEFINED 01 0 0 73900 PAYCHEX INC COM 704326107 217 6944 SH DEFINED 01 0 0 6944 PCM FUND INC COM 69323T101 222 18373 SH DEFINED 01 0 0 18373 PEMBINA PIPELINE CORP COM 706327103 237 8246 SH DEFINED 01 0 0 8246 PENGROWTH ENERGY CORP COM 70706P104 58 11830 SH DEFINED 01 0 0 11830 PENN WEST PETE LTD NEW COM 707887105 383 35442 SH DEFINED 01 0 0 35442 PEOPLES UNITED FINANCIAL INC COM 712704105 150 12465 SH DEFINED 01 0 0 12465 PEPSICO INC COM 713448108 919 13377 SH DEFINED 01 0 0 13377 PFIZER INC COM 717081103 1304 51366 SH DEFINED 01 0 0 51366 PHILIP MORRIS INTL INC COM 718172109 1716 20445 SH DEFINED 01 0 0 20445 PHILLIPS 66 COM 718546104 327 5750 SH DEFINED 01 0 0 5750 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 721 40117 SH DEFINED 01 0 0 40117 PIMCO CORPORATE & INCOME OPP COM 72201B101 2249 116794 SH DEFINED 01 0 0 116794 PIMCO CORPORATE INCOME STRAT COM 72200U100 601 34620 SH DEFINED 01 0 0 34620 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1059 36147 SH DEFINED 01 0 0 36147 PIMCO ETF TR TOTL RETN ETF 72201R775 11662 106897 SH DEFINED 01 0 0 106897 PIMCO HIGH INCOME FD COM SHS 722014107 1494 148395 SH DEFINED 01 0 0 148395 PIMCO INCOME OPPORTUNITY FD COM 72202B100 691 23491 SH DEFINED 01 0 0 23491 PIMCO INCOME STRATEGY FUND COM 72201H108 253 19787 SH DEFINED 01 0 0 19787 PIMCO INCOME STRATEGY FUND I COM 72201J104 151 13473 SH DEFINED 01 0 0 13473 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 2327 202469 SH DEFINED 01 0 0 202469 PIONEER HIGH INCOME TR COM 72369H106 791 49730 SH DEFINED 01 0 0 49730 PIONEER MUN HIGH INCOME TR COM SHS 723763108 227 14300 SH DEFINED 01 0 0 14300 PITNEY BOWES INC COM 724479100 223 20994 SH DEFINED 01 0 0 20994 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1080 23987 SH DEFINED 01 0 0 23987 POWERSHARES ETF TR II PWRSH S&P500HI 73937B654 632 25845 SH DEFINED 01 0 0 25845 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 206 7426 SH DEFINED 01 0 0 7426 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 1314 47049 SH DEFINED 01 0 0 47049 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1617 101957 SH DEFINED 01 0 0 101957 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 218 13395 SH DEFINED 01 0 0 13395 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 4541 181741 SH DEFINED 01 0 0 181741 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 2157 112076 SH DEFINED 01 0 0 112076 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 429 13925 SH DEFINED 01 0 0 13925 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5734 88061 SH DEFINED 01 0 0 88061 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 330 11799 SH DEFINED 01 0 0 11799 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 583 20635 SH DEFINED 01 0 0 20635 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1566 71894 SH DEFINED 01 0 0 71894 PPL CORP COM 69351T106 243 8483 SH DEFINED 01 0 0 8483 PRETIUM RES INC COM 74139C102 204 15760 SH DEFINED 01 0 0 15760 PROCTER & GAMBLE CO COM 742718109 11476 168871 SH DEFINED 01 0 0 168871 PROSHARES TR PSHS SHRT S&P500 74347R503 455 13374 SH DEFINED 01 0 0 13374 PROSPECT CAPITAL CORPORATION COM 74348T102 626 57632 SH DEFINED 01 0 0 57632 PUBLIC STORAGE COM 74460D109 345 2385 SH DEFINED 01 0 0 2385 PUBLIC SVC ENTERPRISE GROUP COM 744573106 200 6583 SH DEFINED 01 0 0 6583 PVR PARTNERS L P COM UNIT REPTG L 693665101 812 31023 SH DEFINED 01 0 0 31023 QUALCOMM INC COM 747525103 1020 16471 SH DEFINED 01 0 0 16471 QUANTA SVCS INC COM 74762E102 242 8850 SH DEFINED 01 0 0 8850 QUATERRA RES INC COM 747952109 304 892925 SH DEFINED 01 0 0 892925 QUICKLOGIC CORP COM 74837P108 68 30700 SH DEFINED 01 0 0 30700 REAVES UTIL INCOME FD COM SH BEN INT 756158101 209 8700 SH DEFINED 01 0 0 8700 REGENCY CTRS CORP COM 758849103 251 5269 SH DEFINED 01 0 0 5269 RETAIL PPTYS AMER INC CL A 76131V202 366 30674 SH DEFINED 01 0 0 30674 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1101 15542 SH DEFINED 01 0 0 15542 ROYCE VALUE TR INC COM 780910105 204 15165 SH DEFINED 01 0 0 15165 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 497 9281 SH DEFINED 01 0 0 9281 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 1448 29323 SH DEFINED 01 0 0 29323 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 459 5026 SH DEFINED 01 0 0 5026 SABINE ROYALTY TR UNIT BEN INT 785688102 423 10690 SH DEFINED 01 0 0 10690 SCHLUMBERGER LTD COM 806857108 463 6663 SH DEFINED 01 0 0 6663 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 344 10161 SH DEFINED 01 0 0 10161 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1953 51311 SH DEFINED 01 0 0 51311 SEADRILL LIMITED SHS G7945E105 661 18008 SH DEFINED 01 0 0 18008 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3244 82293 SH DEFINED 01 0 0 82293 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2946 85681 SH DEFINED 01 0 0 85681 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3298 70644 SH DEFINED 01 0 0 70644 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5105 72474 SH DEFINED 01 0 0 72474 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3531 215215 SH DEFINED 01 0 0 215215 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2984 81628 SH DEFINED 01 0 0 81628 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 419 14246 SH DEFINED 01 0 0 14246 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 791 22866 SH DEFINED 01 0 0 22866 SENIOR HSG PPTYS TR SH BEN INT 81721M109 521 22126 SH DEFINED 01 0 0 22126 SHERWIN WILLIAMS CO COM 824348106 272 1972 SH DEFINED 01 0 0 1972 SILVER WHEATON CORP COM 828336107 2317 64309 SH DEFINED 01 0 0 64309 SIRIUS XM RADIO INC COM 82967N108 242 84037 SH DEFINED 01 0 0 84037 SOUTHERN CO COM 842587107 491 11552 SH DEFINED 01 0 0 11552 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2648 20276 SH DEFINED 01 0 0 20276 SPDR GOLD TRUST GOLD SHS 78463V107 13261 80477 SH DEFINED 01 0 0 80477 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 278 8300 SH DEFINED 01 0 0 8300 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 529 6987 SH DEFINED 01 0 0 6987 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 896 21291 SH DEFINED 01 0 0 21291 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 299 6165 SH DEFINED 01 0 0 6165 SPDR S&P 500 ETF TR TR UNIT 78462F103 7565 53340 SH DEFINED 01 0 0 53340 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 350 1876 SH DEFINED 01 0 0 1876 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 459 6680 SH DEFINED 01 0 0 6680 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 3786 66235 SH DEFINED 01 0 0 66235 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3564 87518 SH DEFINED 01 0 0 87518 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1421 58316 SH DEFINED 01 0 0 58316 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1196 19211 SH DEFINED 01 0 0 19211 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1207 19742 SH DEFINED 01 0 0 19742 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 346 6038 SH DEFINED 01 0 0 6038 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 297 4920 SH DEFINED 01 0 0 4920 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 6459 142988 SH DEFINED 01 0 0 142988 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 755 12100 SH DEFINED 01 0 0 12100 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3819 66039 SH DEFINED 01 0 0 66039 SPECTRA ENERGY CORP COM 847560109 265 9638 SH DEFINED 01 0 0 9638 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 773 54378 SH DEFINED 01 0 0 54378 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1078 89370 SH DEFINED 01 0 0 89370 STARBUCKS CORP COM 855244109 1700 31789 SH DEFINED 01 0 0 31789 STILLWATER MNG CO COM 86074Q102 133 10352 SH DEFINED 01 0 0 10352 SYNERGETICS USA INC COM 87160G107 55 11475 SH DEFINED 01 0 0 11475 SYSCO CORP COM 871829107 414 13076 SH DEFINED 01 0 0 13076 TALISMAN ENERGY INC COM 87425E103 114 10239 SH DEFINED 01 0 0 10239 TANGER FACTORY OUTLET CTRS I COM 875465106 321 9450 SH DEFINED 01 0 0 9450 TARGET CORP COM 87612E106 340 6437 SH DEFINED 01 0 0 6437 TCW STRATEGIC INCOME FUND IN COM 872340104 79 14692 SH DEFINED 01 0 0 14692 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 412 15811 SH DEFINED 01 0 0 15811 TEMPLETON EMERG MKTS INCOME COM 880192109 215 9084 SH DEFINED 01 0 0 9084 TEMPLETON GLOBAL INCOME FD COM 880198106 232 32183 SH DEFINED 01 0 0 32183 TERRA NITROGEN CO L P COM UNIT 881005201 417 2049 SH DEFINED 01 0 0 2049 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 300 8073 SH DEFINED 01 0 0 8073 TIBCO SOFTWARE INC COM 88632Q103 225 10200 SH DEFINED 01 0 0 10200 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 240 5297 SH DEFINED 01 0 0 5297 TOWERSTREAM CORP COM 892000100 80 24000 SH DEFINED 01 0 0 24000 TRANSCANADA CORP COM 89353D107 455 9830 SH DEFINED 01 0 0 9830 TRAVELERS COMPANIES INC COM 89417E109 208 2876 SH DEFINED 01 0 0 2876 TRIANGLE PETE CORP COM NEW 89600B201 455 75535 SH DEFINED 01 0 0 75535 TWO HBRS INVT CORP COM 90187B101 254 22800 SH DEFINED 01 0 0 22800 U S GEOTHERMAL INC COM 90338S102 4 10900 SH DEFINED 01 0 0 10900 UNDER ARMOUR INC CL A 904311107 329 6710 SH DEFINED 01 0 0 6710 UNION PAC CORP COM 907818108 284 2267 SH DEFINED 01 0 0 2267 UNITED PARCEL SERVICE INC CL B 911312106 629 8511 SH DEFINED 01 0 0 8511 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 354 18549 SH DEFINED 01 0 0 18549 UNITED TECHNOLOGIES CORP COM 913017109 692 8499 SH DEFINED 01 0 0 8499 UNITED TECHNOLOGIES CORP UNIT 99/99/9999 913017117 278 5035 SH DEFINED 01 0 0 5035 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 284 5650 SH DEFINED 01 0 0 5650 US BANCORP DEL COM NEW 902973304 602 18847 SH DEFINED 01 0 0 18847 VALLEY NATL BANCORP COM 919794107 95 10212 SH DEFINED 01 0 0 10212 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 210 3050 SH DEFINED 01 0 0 3050 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 5026 53837 SH DEFINED 01 0 0 53837 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 7684 87456 SH DEFINED 01 0 0 87456 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 23359 290226 SH DEFINED 01 0 0 290226 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3960 47138 SH DEFINED 01 0 0 47138 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 770 11775 SH DEFINED 01 0 0 11775 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 510 8807 SH DEFINED 01 0 0 8807 VANGUARD INDEX FDS REIT ETF 922908553 1501 22381 SH DEFINED 01 0 0 22381 VANGUARD INDEX FDS SML CP GRW ETF 922908595 305 3538 SH DEFINED 01 0 0 3538 VANGUARD INDEX FDS SM CP VAL ETF 922908611 223 2448 SH DEFINED 01 0 0 2448 VANGUARD INDEX FDS MID CAP ETF 922908629 689 8386 SH DEFINED 01 0 0 8386 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3624 60006 SH DEFINED 01 0 0 60006 VANGUARD INDEX FDS GROWTH ETF 922908736 13946 196438 SH DEFINED 01 0 0 196438 VANGUARD INDEX FDS VALUE ETF 922908744 14368 245008 SH DEFINED 01 0 0 245008 VANGUARD INDEX FDS SMALL CP ETF 922908751 5684 70529 SH DEFINED 01 0 0 70529 VANGUARD INDEX FDS TOTAL STK MKT 922908769 886 12101 SH DEFINED 01 0 0 12101 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1245 13969 SH DEFINED 01 0 0 13969 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 373 7579 SH DEFINED 01 0 0 7579 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 431 9394 SH DEFINED 01 0 0 9394 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 6525 147366 SH DEFINED 01 0 0 147366 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2007 37847 SH DEFINED 01 0 0 37847 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 533 10815 SH DEFINED 01 0 0 10815 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 2148 26724 SH DEFINED 01 0 0 26724 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 8767 168251 SH DEFINED 01 0 0 168251 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 242 2786 SH DEFINED 01 0 0 2786 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 296 3538 SH DEFINED 01 0 0 3538 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1574 27004 SH DEFINED 01 0 0 27004 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 8444 240458 SH DEFINED 01 0 0 240458 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1273 25816 SH DEFINED 01 0 0 25816 VANGUARD WORLD FD MEGA CAP INDEX 921910873 959 19716 SH DEFINED 01 0 0 19716 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 983 13050 SH DEFINED 01 0 0 13050 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2865 32571 SH DEFINED 01 0 0 32571 VANGUARD WORLD FDS ENERGY ETF 92204A306 435 4256 SH DEFINED 01 0 0 4256 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 633 8861 SH DEFINED 01 0 0 8861 VANGUARD WORLD FDS MATERIALS ETF 92204A801 444 5301 SH DEFINED 01 0 0 5301 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1046 14042 SH DEFINED 01 0 0 14042 VECTOR GROUP LTD COM 92240M108 653 43764 SH DEFINED 01 0 0 43764 VERIZON COMMUNICATIONS INC COM 92343V104 4826 111312 SH DEFINED 01 0 0 111312 VISA INC COM CL A 92826C839 383 2542 SH DEFINED 01 0 0 2542 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 428 16851 SH DEFINED 01 0 0 16851 VRINGO INC COM 92911N104 39 14000 SH DEFINED 01 0 0 14000 W P CAREY INC COM 92936U109 858 16533 SH DEFINED 01 0 0 16533 WABTEC CORP COM 929740108 216 2451 SH DEFINED 01 0 0 2451 WALGREEN CO COM 931422109 705 19008 SH DEFINED 01 0 0 19008 WAL-MART STORES INC COM 931142103 921 13825 SH DEFINED 01 0 0 13825 WELLS FARGO & CO NEW COM 949746101 818 23927 SH DEFINED 01 0 0 23927 WELLS FARGO ADV GLB DIV OPP COM 94987C103 90 11965 SH DEFINED 01 0 0 11965 WESTERN ASSET HIGH INCM FD I COM 95766J102 2109 217868 SH DEFINED 01 0 0 217868 WHOLE FOODS MKT INC COM 966837106 291 3183 SH DEFINED 01 0 0 3183 WINDSTREAM CORP COM 97381W104 99 11506 SH DEFINED 01 0 0 11506 WISDOMTREE TR EM LCL DEBT FD 97717X867 906 16943 SH DEFINED 01 0 0 16943 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 284 5275 SH DEFINED 01 0 0 5275 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 285 13538 SH DEFINED 01 0 0 13538 WISDOMTREE TRUST EQTY INC ETF 97717W208 258 5455 SH DEFINED 01 0 0 5455 WISDOMTREE TRUST LARGECAP DIVID 97717W307 1797 33380 SH DEFINED 01 0 0 33380 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 957 15840 SH DEFINED 01 0 0 15840 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 465 8376 SH DEFINED 01 0 0 8376 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 246 4221 SH DEFINED 01 0 0 4221 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 913 13219 SH DEFINED 01 0 0 13219 XCEL ENERGY INC COM 98389B100 286 10680 SH DEFINED 01 0 0 10680 YAMANA GOLD INC COM 98462Y100 452 26756 SH DEFINED 01 0 0 26756 ZALICUS INC COM 98887C105 9 12200 SH DEFINED 01 0 0 12200 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>