<SEC-DOCUMENT>0001519964-11-000004.txt : 20110812 <SEC-HEADER>0001519964-11-000004.hdr.sgml : 20110812 <ACCEPTANCE-DATETIME>20110812132421 ACCESSION NUMBER: 0001519964-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 111030444 BUSINESS ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>mwhk2q11.txt <DESCRIPTION>13F 2Q11 MWAL <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Jun 30, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace Asia Ltd. Address: 2812-2815, 28th Fl., 1 Harbour View Rd., One International Finance Centre, Central, Hong Kong 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of Operations - Americas Phone: 203.625.3200 Signature, Place and Date of Signing: August 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: 77353(*1000) <PAGE> <TABLE> <C> <C> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- ------ -------- - D AMERICAN EXPRESS COMMON STOCK US0258161092 4794 92734 SH SOLE 0 92734 0 0 D ASIAINFO-LINKAGE COMMON STOCK 04518A104 43 2600 SH SOLE 0 2600 0 0 D BAIDU INC-SP ADR ADRS STOCK 056752108 84 600 SH SOLE 0 600 0 0 D CATHAY FINA-CW12 COMMON STOCK 17308W581 76 49000 SH SOLE 0 49000 0 0 D CITIC SECUR-CW10 COMMON STOCK US17307D5840 1003 495800 SH SOLE 0 495800 0 0 D CITIGROUP INC COMMON STOCK 172967424 23643 567807 SH SOLE 0 567807 0 0 D E*TRADE FINANCIA COMMON STOCK 269246401 10145 735162 SH SOLE 0 735162 0 0 D FIFTH THIRD BANC COMMON STOCK 316773100 17755 1392575 SH SOLE 0 1392575 0 0 D FOCUS MEDIA-ADR ADRS STOCK 34415V109 1116 35900 SH SOLE 0 35900 0 0 D HUNTINGTON BANC COMMON STOCK 446150104 17615 2685213 SH SOLE 0 2685213 0 0 D IPATH-S&P S/T FU ETF STOCK US06740C2614 2155 101958 SH SOLE 0 101958 0 0 D ISHARES-MALAYSIA ETF STOCK 464286830 293 19200 SH SOLE 0 19200 0 0 D ISHARES-S KOREA ETF STOCK 464286772 608 9350 SH SOLE 0 9350 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 1873 45747 SH SOLE 0 45747 0 0 D KEYCORP COMMON STOCK 493267108 7132 856169 SH SOLE 0 856169 0 0 D MORGAN STANLEY COMMON STOCK 617446448 6936 301436 SH SOLE 0 301436 0 0 D NEW ORIENTAL-ADR ADRS STOCK 647581107 45 400 SH SOLE 0 400 0 0 D PNC FINANCIAL SE COMMON STOCK 693475105 6986 117191 SH SOLE 0 117191 0 0 D TAIWAN SEMI-CW12 ADRS STOCK 17308W755 2272 904000 SH SOLE 0 904000 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 7571 89855 SH SOLE 0 89855 0 0 S REPORT SUMMARY 20 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>