As filed with the Securities and Exchange Commission on January 31, 2011
Securities
Act File No. 333-160878
Investment Company Act File No. 811-21257
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1 — Final Amendment)
PNC ALTERNATIVE STRATEGIES FUND LLC
(Name of Subject Company (Issuer))
PNC ALTERNATIVE STRATEGIES FUND LLC
(Name of Filing Person(s) (Issuer))
LIMITED LIABILITY COMPANY INTERESTS
(Title of Class of Securities)
69350V102
(CUSIP Number of Class of Securities)
Daniel O. Hirsch, Esq.
PNC Legal Department
1600 Market Street, 28th Floor
Philadelphia, PA 19103
(215) 585-5082
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications on Behalf of the Filing Person(s))
With a copy to:
John Loder, Esq.
Ropes & Gray LLP
The Prudential Tower
800 Boylston Street
Boston, MA 02199-3600
(617) 951-7405
September 10, 2010
(Date Tender Offer First Published,
Sent or Given to Security Holders)
CALCULATION OF FILING FEE
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Transaction Valuation: $1,000,000(a)
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Amount of Filing Fee: $71.30(b) |
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(a) |
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Calculated as the aggregate maximum value of Interests being purchased. |
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(b) |
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Calculated at $71.30 per $1,000,000 of the Transaction Valuation. |
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Check the box if any part of the fee is offset as
provided by Rule 0-11(a)(2) and identify the filing
with which the offsetting fee was previously paid.
Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its
filing. |
Amount Previously Paid: $71.30
Form or Registration No.: SCHEDULE TO, REGISTRATION NO. 33-160878
Filing Party: PNC Alternative Strategies Fund LLC
Date Filed: September 10, 2010
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Check the box if the filing relates solely to
preliminary communications made before the
commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement
relates:
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third-party tender offer subject to Rule 14d-1. |
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issuer tender offer subject to Rule 13e-4. |
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going-private transaction subject to Rule 13e-3. |
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amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender
offer: þ
This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule TO
originally filed with the Securities and Exchange Commission on September 10, 2010, (the “Schedule
TO”) by PNC Alternative Strategies Fund LLC (the “Company”), relating to the offer by the Company
to purchase an amount of limited liability company interests of the Company (the “Interests”) from
the members of the Company (the “Members”) for cash on the terms and conditions set forth in the
Offer to Purchase, dated September 10, 2010 and the related Letter of Transmittal (which, as
amended or supplemented from time to time, together constitute the “Offer”). The Company offered
to purchase up to $1,000,000 at a price equal to the net asset value of the Interests or portion
thereof properly tendered as of December 31, 2010 (the “Valuation Date”). This Amendment No. 1 is
intended to satisfy the reporting requirements of Rule 13e-(4)(c)(4) of the Securities Exchange Act
of 1934, as amended. Copies of the Offer to Purchase and the related Letter of Transmittal were
previously filed with the Schedule TO as Exhibits B and C, respectively.
The Offer terminated at 5:00 p.m., Eastern time, on October 8, 2010. Members of the Company
tendered the amount the Company offered to purchase, which was $1,000,000 of
the net assets of the Company as of the Valuation Date.