-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AhgCM8+tmp6xvabomEFEmpwJSJ8oMkHAuyxfC0cw87u0BEzZGBaoSFBn5qKzhGaE yIMVi+ggKlbKcI9gzZFqXw== <SEC-DOCUMENT>0000831571-10-000004.txt : 20101005 <SEC-HEADER>0000831571-10-000004.hdr.sgml : 20101005 <ACCEPTANCE-DATETIME>20101005163228 ACCESSION NUMBER: 0000831571-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 EFFECTIVENESS DATE: 20101005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ST GERMAIN D J CO INC CENTRAL INDEX KEY: 0000831571 IRS NUMBER: 042194178 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06725 FILM NUMBER: 101109559 BUSINESS ADDRESS: STREET 1: PO BOX 15649 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 8004437624 MAIL ADDRESS: STREET 1: PO BOX 15649 CITY: SPRINGFIELD STATE: MA ZIP: 01115 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>f13cosum-093010.txt <DESCRIPTION>13F FOR 09-30-2010 <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/10 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: D. J. St. Germain Co., Inc. Address: 1500 Main Street Springfield, MA 01115 13F File Number: 28-06725 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Schuck' Title: Treasurer Phone: 413-733-5111 Signature, Place, and Date of Signing: Jason Schuck' Springfield, MA 10/05/10 Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: "0" Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $573950 (thousands) List of Other Included Managers: "NONE" <TABLE> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> AT&T Inc. COM 00206R102 9382 328036.00SH SOLE 328036.00 Abbott Laboratories COM 002824100 10000 191421.69SH SOLE 191421.69 Aflac Inc COM 001055102 14030 271329.88SH SOLE 271329.88 Altria Group Inc COM 02209S103 556 23132.00 SH SOLE 23132.00 American Electric Power COM 025537101 221 6096.00 SH SOLE 6096.00 American Express Co COM 025816109 7181 170847.39SH SOLE 170847.39 Apache Corp COM 037411105 17307 177035.12SH SOLE 177035.12 Apple Computer Inc COM 037833100 3691 13008.00 SH SOLE 13008.00 Applied Matls Inc COM 038222105 429 36733.00 SH SOLE 36733.00 Bank of America Corp COM 060505104 526 40145.00 SH SOLE 40145.00 Bank of Montreal COM 063671101 368 6375.00 SH SOLE 6375.00 Becton Dickinson Corp COM 075887109 8651 116752.00SH SOLE 116752.00 Berkshire Hathaway Inc Del Cl COM 084670702 286 3460.00 SH SOLE 3460.00 Berkshire Hills Bancorp COM 084680107 325 17162.00 SH SOLE 17162.00 Boeing Co COM 097023105 214 3220.00 SH SOLE 3220.00 Bristol Myers Squibb COM 110122108 745 27485.00 SH SOLE 27485.00 Calgon Carbon COM 129603106 172 11865.00 SH SOLE 11865.00 Cephas Holding Corp. COM 156718108 0 25000.00 SH SOLE 25000.00 Chevron Corp COM 166764100 350 4318.00 SH SOLE 4318.00 Chubb Corporation COM 171232101 5349 93865.00 SH SOLE 93865.00 Cisco COM 17275R102 17662 806473.00SH SOLE 806473.00 Citigroup Inc COM 172967101 83 21305.00 SH SOLE 21305.00 Coca Cola Co COM 191216100 15297 261398.09SH SOLE 261398.09 Costco Warehouse Corp COM 22160K105 15362 238213.22SH SOLE 238213.22 Direxion Large Bull 3X COM 25459W862 1590 30135.00 SH SOLE 30135.00 Dominion Resources Inc COM 25746U109 388 8898.00 SH SOLE 8898.00 Duke Energy Corp COM 26441C105 490 27676.00 SH SOLE 27676.00 Dupont COM 263534109 16498 369742.93SH SOLE 369742.93 EAFE Int'l COM 464287465 23406 426181.20SH SOLE 426181.20 EAFE Int'l-Vanguard COM 921943858 6700 194080.00SH SOLE 194080.00 EMC Corp COM 268648102 16353 805155.00SH SOLE 805155.00 Emerging Markets MSCI COM 464287234 3956 88360.00 SH SOLE 88360.00 Emerging Markets-Vanguard COM 922042858 3799 83575.00 SH SOLE 83575.00 ExxonMobil Corp COM 30231G102 27357 442736.02SH SOLE 442736.02 Fiserv Inc COM 337738108 11309 210135.00SH SOLE 210135.00 Fluor Corporation COM 343412102 8427 170140.31SH SOLE 170140.31 General Dynamics Corp COM 369550108 433 6890.00 SH SOLE 6890.00 General Electric COM 369604103 14988 922356.49SH SOLE 922356.49 Goldman Sachs COM 38141G104 15219 105263.00SH SOLE 105263.00 Google Inc-CL A COM 38259P508 16678 31720.00 SH SOLE 31720.00 Huntington Bancshares Inc COM 446150104 66 11598.00 SH SOLE 11598.00 IShares Biotech COM 464287556 9417 109249.00SH SOLE 109249.00 IShares Russell 2000 COM 464287655 833 12337.00 SH SOLE 12337.00 IShares S&P Preferred Stock In COM 464288687 841 21135.00 SH SOLE 21135.00 ITT Inds Inc Ind COM 450911102 291 6210.00 SH SOLE 6210.00 Intel Corp COM 458140100 12859 668701.72SH SOLE 668701.72 Investment Co Amer COM 461308108 259 9920.28 SH SOLE 9920.28 Ishares S&P 600 COM 464287804 17592 297720.31SH SOLE 297720.31 JP Morgan Chase COM 46625H100 245 6433.00 SH SOLE 6433.00 Johnson & Johnson COM 478160104 13218 213332.37SH SOLE 213332.37 Kimberly-Clark Corp COM 494368103 5841 89793.75 SH SOLE 89793.75 Kraft Foods Inc Cl A COM 50075N104 339 10971.00 SH SOLE 10971.00 McCormick Co COM 579780206 5414 128778.53SH SOLE 128778.53 Merck & Co Inc COM 58933Y105 222 6036.00 SH SOLE 6036.00 Microsoft Corp COM 594918104 14664 598763.35SH SOLE 598763.35 Minnesota Mng & Mfg COM 88579Y101 14742 170014.00SH SOLE 170014.00 Nalco Holding Co COM 62985Q101 257 10200.00 SH SOLE 10200.00 Nokia Corp Sponsored ADR COM 654902204 255 25415.00 SH SOLE 25415.00 Northeast Utilities COM 664397106 219 7399.00 SH SOLE 7399.00 Northern Trust Corp COM 665859104 6943 143933.38SH SOLE 143933.38 Nutracea COM 67060N204 10 75129.00 SH SOLE 75129.00 Occidental Petroleum Co COM 674599105 204 2600.00 SH SOLE 2600.00 Oracle Corp COM 68389X105 9861 367265.47SH SOLE 367265.47 Paychex Inc COM 704326107 10779 392091.84SH SOLE 392091.84 Peabody Energy COM 704549104 490 10000.00 SH SOLE 10000.00 Peoples United Fin'l Inc COM 712704105 779 59535.00 SH SOLE 59535.00 Pfizer Inc COM 717081103 655 38123.00 SH SOLE 38123.00 Phillip Morris International, COM 718172109 10589 189019.99SH SOLE 189019.99 Pitney Bowes COM 724479100 277 12950.00 SH SOLE 12950.00 Procter & Gamble COM 742718109 17175 286390.80SH SOLE 286390.80 Progress Energy Inc COM 743263105 372 8365.00 SH SOLE 8365.00 Qualcomm Inc COM 747525103 12976 287582.17SH SOLE 287582.17 Rite Aid Corp COM 767754104 24 25625.00 SH SOLE 25625.00 SPDR S&P Midcap 400 COM 78467Y107 6103 41916.00 SH SOLE 41916.00 Salary Com Inc COM 794006106 44 10815.00 SH SOLE 10815.00 Schlumberger Ltd COM 806857108 5257 85324.00 SH SOLE 85324.00 Searchlight Minerals Corp Com COM 812224202 91 92850.00 SH SOLE 92850.00 Sirius XM Radio Inc COM 82967N108 108 89700.00 SH SOLE 89700.00 Smith & Wesson COM 831756101 38 10625.00 SH SOLE 10625.00 Southern Co COM 842587107 609 16343.00 SH SOLE 16343.00 Spdr Tr Unit Ser 1 COM 78462F103 4013 35158.00 SH SOLE 35158.00 Staples Inc COM 855030102 297 14190.00 SH SOLE 14190.00 Target Corp COM 87612E106 8140 152321.60SH SOLE 152321.60 Toyota Motor Corp Sp COM 892331307 358 5000.00 SH SOLE 5000.00 Transocean LTD COM H8817H100 7561 117613.00SH SOLE 117613.00 US Natural Gas Fund COM 912318102 2590 419885.00SH SOLE 419885.00 United Parcel Svc Cl B COM 911312106 12152 182215.74SH SOLE 182215.74 United Technologies COM 913017109 1598 22430.00 SH SOLE 22430.00 Vanguard Mid Cap COM 922908629 5629 84890.00 SH SOLE 84890.00 Vanguard Small Cap ETF COM 922908751 993 15655.00 SH SOLE 15655.00 Verizon Communications COM 92343V104 560 17194.00 SH SOLE 17194.00 Walt Disney COM 254687106 13246 400183.00SH SOLE 400183.00 Wave Systems COM 943526301 90 40000.00 SH SOLE 40000.00 Xcel Energy Inc COM 98389B100 201 8770.00 SH SOLE 8770.00 1-3 Month SPDR ETF ETF 78464A680 210 4570.00 SH SOLE 4570.00 1-3 Yr Treasury ETF ETF 464287457 285 3380.00 SH SOLE 3380.00 1-30 Laddered Treasury ETF ETF 73936T524 2749 92232.00 SH SOLE 92232.00 Aggregate Bond ETF ETF 464287226 419 3860.00 SH SOLE 3860.00 Fixed Rate Mortgage Bond ETF ETF 464288588 13762 126104.00SH SOLE 126104.00 High Yield Bond ETF ETF 78464A417 685 17125.00 SH SOLE 17125.00 Total Bond Mkt ETF ETF 921937835 21680 262277.00SH SOLE 262277.00 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----