-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwWdGA646gR103Zx7j58gmIEuyCt+njymU6Kk7h7dDmrusplDA8HxR+HWj5mseVp b7uKNaUtWgWDrByUXahuEA== <SEC-DOCUMENT>0001435346-10-000004.txt : 20100205 <SEC-HEADER>0001435346-10-000004.hdr.sgml : 20100205 <ACCEPTANCE-DATETIME>20100204185739 ACCESSION NUMBER: 0001435346-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 10575310 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>dsbiform13f20091231.txt <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 - ----------------------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: - ----------------------------------------------------- Name: Daiwa SB Investments Co., Ltd. Address: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO JAPAN 100-0013 Form 13F File Number: 28-13129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: - ----------------------------------------------------------- Name: Toshiaki Kawai Title: Senior Managing Director Phone: 81-3-6205-0368 Signature, Place, and Date of Signing: /s/ Toshiaki Kawai Chiyoda-ku, Tokyo Japan February 3, 2010 - ------------------ ----------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): <PAGE> [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NA Form 13F Information Table Entry Total: 179 Items Form 13F Information Table Value Total: $1,652,296 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name - ---- --------------- ---- <PAGE> FORM 13F INFORMATION TABLE <TABLE> <CAPTION> COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 ============= ============== ======== ========= ================ ========== ======== ================== VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DICRETION MANAGERS Sole Shared None ============== ============== ====== ========= ======= === ==== ========== ======== ===== ====== ===== <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> COVIDIEN PLC SHS G2554F105 3354168 70039 SH DEFINED 70039 - - WEATHERFORD INTL LTD REG H27013103 2666172 148865 SH DEFINED 148865 - - TYCO INTERNATIONAL LTD SHS H89128104 2174981 60958 SH DEFINED 60958 - - MARVELL TECHNOLOGY GROUP ORD G5876H105 4245056 204581 SH DEFINED 204581 - - SINA CORP ORD G81477104 632520 14000 SH SOLE 14000 - - XL CAPITAL LTD CL A G98255105 34212945 1866500 SH SOLE 1866500 - - ACE LTD SHS H0023R105 269640 5350 SH SOLE 5350 - - FOSTER WHEELER AG COM H27178104 1263859 42930 SH DEFINED 42930 - - TRANSOCEAN LTD REG SHS H8817H100 1769519 21371 SH DEFINED 21371 - - FLEXTRONICS INTL LTD ORD Y2573F102 2252189 308097 SH DEFINED 308097 - - AFLAC INC COM 001055102 3709481 80205 SH DEFINED 80205 - - AT&T INC COM 00206R102 56054674 1999810 SH SOLE 1999810 - - BUNGE LIMITED COM G16962105 53617 840 SH SOLE 840 - - ABBOTT LABORATORIES COM 002824100 42910712 794790 SH SOLE 794790 - - ABERCROMBIE & FITCH CL A 002896207 2075875 59566 SH DEFINED 59566 - - ACTIVISION BLIZZARD INC COM 00507V109 53550 4820 SH SOLE 4820 - - ADOBE SYSTEMS INC COM 00724F101 3038359 82609 SH DEFINED 82609 - - AGRIUM INC COM 008916108 28690058 466505 SH DEFINED 466505 - - AIR PRODUCTS & CHEMICALS INC COM 009158106 132128 1630 SH SOLE 1630 - - ALEXANDRIA REAL ESTATE EQUIT COM 015271109 723005 11246 SH SOLE 11246 - - ALLSTATE CORP COM 020002101 166422 5540 SH SOLE 5540 - - ALTRIA GROUP INC COM 02209S103 37622858 1916600 SH SOLE 1916600 - - AMERICAN CAMPUS COMMUNITIES COM 024835100 345349 12290 SH SOLE 12290 - - AMERICAN ELECTRIC POWER INC COM 025537101 2016637 57966 SH DEFINED 57966 - - AMERICAN TOWER CORP CL A 029912201 367285 8500 SH SOLE 8500 - - AMGEN INC COM 031162100 3033170 53618 SH DEFINED 53618 - - AMPHENOL CORP CL A 032095101 440095 9530 SH SOLE 9530 - - ANADARKO PETROLEUM CORP COM 032511107 3265377 52313 SH DEFINED 52313 - - APARTMENT INVT & MGMT CO CL A 03748R101 206960 13000 SH SOLE 13000 - - APPLE INC COM 037833100 5080749 24110 SH DEFINED 24110 - - ASIAINFO HOLDINGS INC COM 04518A104 4567500 150000 SH SOLE 150000 - - AVALONBAY COMMUNITIES INC COM 053484101 588482 7167 SH SOLE 7167 - - AVON PRODUCTS INC COM 054303102 3035813 96375 SH DEFINED 96375 - - BAIDU INC SPON ADR REP A 056752108 2138396 5200 SH SOLE 5200 - - BANK OF AMERICA CORP COM 060505104 2812666 186764 SH DEFINED 186764 - - BIOMED REALTY TRUST INC COM 09063H107 355050 22500 SH SOLE 22500 - - BLACKROCK INC COM 09247X101 34737120 149600 SH SOLE 149600 - - BOSTON PROPERTIES INC COM 101121101 381561 5689 SH SOLE 5689 - - BRISTOL MYERS-SQUIBB COM 110122108 40713100 1612400 SH SOLE 1612400 - - BUCYRUS INTERNATIONAL INC COM 118759109 50665356 898800 SH SOLE 898800 - - CBS CORP CL B 124857202 2489885 177216 SH DEFINED 177216 - - CSX CORP COM 126408103 2392254 49335 SH DEFINED 49335 - - CELGENE CORP COM 151020104 66259 1190 SH SOLE 1190 - - CENTURYTEL INC COM 156700106 1169112 32287 SH DEFINED 32287 - - CHESAPEAKE ENERGY CORP COM 165167107 35197 1360 SH SOLE 1360 - - CHEVRON CORP COM 166764100 60011395 779470 SH DEFINED 779470 - - CHUNGHWA TELECOM LTD SPONS ADR 09 17133Q403 1022316 53140 SH DEFINED 29120 - 24020 CISCO SYSTEMS COM 17275R102 1711088 71474 SH DEFINED 71474 - - COCA-COLA CO/THE COM 191216100 33316500 584500 SH SOLE 584500 - - COMPANHIA DE BEBIDAS SPON ADR PFD 20441W203 29518 292 SH SOLE 292 - - CONAGRA FOODS INC COM 205887102 39157340 1698800 SH SOLE 1698800 CONSOLIDATED EDISON INC COM 209115104 58522926 1288200 SH SOLE 1288200 - - CONSTELLATION BRANDS INC CL A 21036P108 1604549 100725 SH DEFINED 100725 - - COVANCE INC COM 222816100 236834 4340 SH SOLE 4340 - - DR HORTON INC COM 23331A109 3164920 291161 SH DEFINED 291161 - - DEERE & CO COM 244199105 54327996 1004400 SH SOLE 1004400 - - DELL INC COM 24702R101 228755 15930 SH SOLE 15930 - - DENBURY RESOURCES INC COM 247916208 132756 8970 SH SOLE 8970 - - DIAMOND OFFSHORE DRILLING COM 25271C102 31100720 316000 SH SOLE 316000 - - DIGITAL REALTY TRUST INC COM 253868103 516124 10265 SH SOLE 10265 - - DOUGLAS EMMETT INC COM 25960P109 312830 21953 SH SOLE 21953 - - DOW CHEMICAL COM 260543103 37236951 1347700 SH SOLE 1347700 - - DUKE REALTY CORP COM 264411505 395294 32481 SH SOLE 32481 - - EQT CORP COM 26884L109 1542295 35116 SH DEFINED 35116 - - EBAY INC COM 278642103 3789036 161030 SH DEFINED 161030 - - EMERSON ELEC CO COM 291011104 3939520 92477 SH DEFINED 92477 - - EQUITY LIFESTYLE PROPERTIES COM 29472R108 181642 3599 SH SOLE 3599 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 236122 6990 SH SOLE 6990 - - ESSEX PROPERTY TRUST INC COM 297178105 334684 4001 SH SOLE 4001 - - EXPRESS SCRIPTS INC COM 302182100 334445 3870 SH SOLE 3870 - - EXXON MOBIL CORPORATION COM 30231G102 629394 9230 SH SOLE 9230 - - FMC TECHNOLOGIES INC COM 30249U101 2659830 45986 SH DEFINED 45986 - - FPL GROUP INC COM 302571104 272393 5157 SH DEFINED 5157 - - FEDERAL REALTY INVS TRUST SH BEN INT 313747206 489616 7230 SH SOLE 7230 - - FIFTH THIRD BANCORP COM 316773100 2646813 271468 SH DEFINED 271468 - - FLOWSERVE CORP COM 34354P105 181498 1920 SH SOLE 1920 - - FRANKLIN RESOURCES INC COM 354613101 3668392 34821 SH DEFINED 34821 - - FREEPORT-MCMORAN COPPER COM 35671D857 33795024 420912 SH SOLE 420912 - - GAP INC COM 364760108 41634983 1987350 SH SOLE 1987350 - - GENERAL ELECTRIC CO COM 369604103 1931269 127645 SH DEFINED 127645 - - GILEAD SCIENCES INC COM 375558103 27693 640 SH SOLE 640 - - GOLDMAN SACHS GROUP COM 38141G104 146891 870 SH SOLE 870 - - GOOGLE INC CL A 38259P508 7264926 11718 SH DEFINED 11718 - - GRUPO TELEVISA SP ADR REP ORD 40049J206 37534 1808 SH SOLE 1808 - - HCP INC COM 40414L109 423865 13879 SH SOLE 13879 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 169104 1300 SH SOLE 1300 - - HARSCO CORP COM 415864107 363877 11290 SH SOLE 11290 - - HARTFORD FINL SVCS GRP COM 416515104 2184672 93924 SH DEFINED 93924 - - HEALTH CARE REIT INC COM 42217K106 492838 11120 SH SOLE 11120 - - HJ HEINZ CO COM 423074103 38977450 911540 SH SOLE 911540 - - HOME DEPOT INC COM 437076102 43039161 1487700 SH SOLE 1487700 - - HOME PROPERTIES INC COM 437306103 190840 4000 SH SOLE 4000 - - HUDSON CITY BANCORP INC COM 443683107 313868 22860 SH SOLE 22860 - - INFOSYS TECHNOLOGIES-SP ADR SPONSORED ADR 456788108 12844748 232400 SH SOLE 232400 - - INTEL CORP COM 458140100 53871830 2640776 SH DEFINED 2640776 - - INTL BUSINESS MACHINES CORP COM 459200101 568106 4340 SH SOLE 4340 - - INTERNATIONAL PAPER CO COM 460146103 3405184 127154 SH DEFINED 127154 - - JPMORGAN CHASE & CO COM 46625H100 459620 11030 SH SOLE 11030 - - JOHNSON & JOHNSON COM 478160104 675017 10480 SH SOLE 10480 - - JOY GLOBAL INC COM 481165108 33613326 651800 SH SOLE 651800 - - KIMBERLY CLARK CORP COM 494368103 29695231 466100 SH SOLE 466100 - - KITE REALTY GROUP TRUST COM 49803T102 260480 64000 SH SOLE 64000 - - LSI LOGIC CORP COM 502161102 332774 55370 SH SOLE 55370 - - LTC PROPERTIES INC COM 502175102 104245 3897 SH SOLE 3897 - - L-3 COMMUNICATIONS HOLDINGS COM 502424104 313890 3610 SH SOLE 3610 - - LEGG MASON INC COM 524901105 3887745 128904 SH DEFINED 128904 - - ELI LILLY & CO COM 532457108 41123636 1151600 SH SOLE 1151600 - - LIMITED BRANDS INC COM 532716107 45567246 2368360 SH DEFINED 2368360 - - MARSH & MCLENNAN COS COM 571748102 167146 7570 SH SOLE 7570 - - MARRIOTT INTERNATIONAL CL A 571903202 22168911 813538 SH SOLE 813538 - - MCCORMICK & CO COM NON VTG 579780206 353713 9790 SH SOLE - - 9790 MCDERMOTT INTL INC COM 580037109 1541682 64210 SH DEFINED 64210 - - MCDONALDS CORP COM 580135101 51194556 819900 SH SOLE 819900 - - MCGRAW-HILL COMPANIES INC COM 580645109 34337697 1024700 SH SOLE 1024700 - - MERCK & CO INC COM 58933Y105 42679414 1168019 SH DEFINED 1168019 - - METLIFE INC COM 59156R108 27220 770 SH SOLE 770 - - MICROSOFT CORP COM 594918104 1827581 59960 SH DEFINED 59960 - - MOBILE TELESYSTEMS SPONSORED ADR 607409109 47423 970 SH SOLE 970 - - MOLSON COORS BREWING CO CL B 60871R209 490889 10870 SH SOLE 10870 - - MONSANTO CO /NEW COM 61166W101 89108 1090 SH SOLE 1090 - - MOTOROLA INC COM 620076109 1594230 205442 SH DEFINED 205442 - - NII HOLDINGS INC CL B 62913F201 1811507 53946 SH DEFINED 53946 - - NATIONAL OILWELL VARCO INC COM 637071101 2594697 58850 SH DEFINED 58850 - - NETAPP INC COM 64110D104 3195858 93011 SH DEFINED 93011 - - NETEASE.COM INC SPONSORED ADR 64110W102 1655280 44000 SH SOLE 44000 - - NEWMONT MINING CORP COM 651639106 1770813 37430 SH DEFINED 37430 - - OCCIDENTAL PETE CORP DEL COM 674599105 5626817 69168 SH DEFINED 69168 - - OMEGA HEALTHCARE INVESTORS COM 681936100 233400 12000 SH SOLE 12000 - - PPG INDUSTRIES INC COM 693506107 1524908 26049 SH DEFINED 26049 - - PPL CORPORATION COM 69351T106 237479 7350 SH SOLE 7350 - - PACTIV CORPORATION COM 695257105 97043 4020 SH SOLE 4020 - - PARKWAY PROPERTIES INC COM 70159Q104 129084 6200 SH SOLE 6200 - - PEOPLES UNITED FINANCIAL COM 712704105 494821 29630 SH SOLE 29630 - - PEPSICO INC COM 713448108 1805395 29694 SH DEFINED 29694 - - PFIZER INC COM 717081103 58235521 3201513 SH DEFINED 3201513 - - PHILIP MORRIS INTERNATIONAL COM 718172109 1906300 39558 SH DEFINED 39558 - - POTASH CORP OF SASKATCHEWAN COM 73755L107 24000200 221200 SH SOLE 221200 - - PRAXAIR INC COM 74005P104 3016925 37566 SH DEFINED 37566 - - PRIDE INTERNATIONAL INC COM 74153Q102 1840920 57691 SH DEFINED 57691 - - PRINCIPAL FINANCIAL GROUP COM 74251V102 2316134 96345 SH DEFINED 96345 - - PROCTER AND GAMBLE CO COM 742718109 33067602 545400 SH SOLE 545400 - - PROGRESSIVE CORP COM 743315103 149857 8330 SH SOLE 8330 - - PRUDENTIAL FINANCIAL INC COM 744320102 2822736 56727 SH DEFINED 56727 - - PUBLIC STORAGE COM 74460D109 737123 9050 SH SOLE 9050 - - PULTE HOMES INC COM 745867101 498870 49887 SH SOLE 49887 - - QUALCOMM INC COM 747525103 132304 2860 SH SOLE 2860 - - REGIONS FINANCIAL CORP COM 7591EP100 2996610 566467 SH DEFINED 566467 - - SLM CORP COM 78442P106 22765 2020 SH SOLE 2020 - - SALESFORCE.COM INC COM 79466L302 185163 2510 SH SOLE 2510 - - SARA LEE CORP COM 803111103 43746078 3591632 SH DEFINED 3591632 - - SCHLUMBERGER LTD COM 806857108 253200 3890 SH SOLE 3890 - - SEMPRA ENERGY COM 816851109 170179 3040 SH SOLE 3040 - - SIMON PROPERTY GROUP INC COM 828806109 1619780 20298 SH SOLE 20298 - - SMITH INTERNATIONAL INC COM 832110100 236651 8710 SH SOLE 8710 - - SOUTHERN COPPER CORP COM 84265V105 45030753 1368300 SH SOLE 1368300 - - STARBUCKS CORP COM 855244109 6015639 260869 SH DEFINED 260869 - - SUNSTONE HOTEL INVESTORS INC COM 867892101 180255 20299 SH SOLE 20299 - - SYMANTEC CORP COM 871503108 330607 18480 SH SOLE 18480 - - TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 1233976 107865 SH DEFINED 58475 - 49390 TANGER FACTORY OUTLET CENTER COM 875465106 326541 8375 SH SOLE 8375 - - TELE NORTE LESTE PART SPON ADR PFD 879246106 48281 2254 SH SOLE 2254 - - THERMO FISHER SCIENTIFIC INC COM 883556102 406319 8520 SH SOLE 8520 - - 3M CO COM 88579Y101 2815658 34059 SH DEFINED 34059 - - TORCHMARK CORP COM 891027104 208323 4740 SH SOLE 4740 - - ULTRA PETROLEUM CORP COM 903914109 1459602 29274 SH DEFINED 29274 - - UNITED PARCEL SERVICE CL B 911312106 1858157 32389 SH DEFINED 32389 - - U-STORE-IT TRUST COM 91274F104 119265 16293 SH SOLE 16293 - - UNITED TECHNOLOGIES CORP COM 913017109 4524074 65179 SH DEFINED 65179 - - VF CORP COM 918204108 25641324 350100 SH SOLE 350100 - - VERIZON COMMUNICATION COM 92343V104 57407664 1732800 SH SOLE 1732800 - - VMWARE INC CL A COM 928563402 4828184 113926 SH DEFINED 113926 - - VORNADO REALTY TRUST SH BEN INT 929042109 1020984 14598 SH SOLE 14598 - - WAL-MART STORES INC COM 931142103 628572 11760 SH SOLE 11760 - - WALGREEN CO COM 931422109 1923247 52376 SH DEFINED 52376 - - WATERS CORP COM 941848103 2565020 41398 SH DEFINED 41398 - - WELLS FARGO & COMPNAY COM 949746101 3253348 120539 SH DEFINED 120539 - - XILINX INC COM 983919101 440054 17560 SH SOLE 17560 - - YUM! BRANDS INC COM 988498101 439923 12580 SH SOLE 12580 - - ZIMMER HOLDINGS INC COM 98956P102 3311874 56029 SH DEFINED 56029 - - </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----