-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTdDRb1ZKiR/rKH0Zp4RcfUE4qjM7vyUCrVVTPqQCE+5BclVy1vu2yzf5MGL6O/F hDykBoaEsNTf1Mb7uLD6RA== <SEC-DOCUMENT>0001301540-08-000006.txt : 20080729 <SEC-HEADER>0001301540-08-000006.hdr.sgml : 20080729 <ACCEPTANCE-DATETIME>20080729110651 ACCESSION NUMBER: 0001301540-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080729 DATE AS OF CHANGE: 20080729 EFFECTIVENESS DATE: 20080729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 08974700 BUSINESS ADDRESS: STREET 1: ONE LAWSON LANE STREET 2: SUITE 125 CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: BURLINGTON STATE: VT ZIP: 05402-0700 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>rpa13f06302008.txt <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Rock Point Advisors, LLC Address: 1 Lawson Lane P.O. Box 700 Burlington, VT 05402 Form 13F File Number: 28-11103 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Todd A. Wulfson, CFA Title: Principal Phone: 802-864-2266 Signature, Place, and Date of Signing: Todd A. Wulfson, CFA Burlington, VT 07-28-2008 Report type (Check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: none <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: 153,436 List of Other Included Managers: NONE <PAGE> <TABLE> FORM 13F INFORMATION TABLE <C> <C> <C> <C> <C> <C> <C> <C> <C> VALUE INVESTMENT VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) SHRS DISCRETION SOLE SHARED NONE - ----------------------------- ---------------- --------- --------- -------- ---------- --------- ---------- -------- 3Com COM 885535104 1289 607785 SOLE 547335 60450 Accenture CL A G1150G111 3311 81315 SOLE 72865 8450 AES COM 00130H105 1159 60323 SOLE 54140 6183 Agco COM 001084102 2676 51065 SOLE 46075 4990 Allscripts Healthcare COM 01988P108 2919 235180 SOLE 214135 21045 American International Group COM 026874107 1139 43031 SOLE 39376 3655 Ameron International COM 030710107 6456 53807 SOLE 48425 5382 Anadarko Petroleum COM 032511107 3922 52410 SOLE 48700 3710 Annaly Capital Mgmt COM 035710409 1360 87675 SOLE 79005 8670 Applied Materials COM 038222105 2219 116223 SOLE 107210 9013 Art Technology Group COM 04289L107 32 10000 SOLE 9000 1000 Bank of America COM 060505104 208 8706 SOLE 7206 1500 Barrick Gold COM 067901108 387 8512 SOLE 8512 0 Bladex CL E P16994132 1858 114745 SOLE 99925 14820 BP Plc ADR SPONSORED ADR 055622104 637 9160 SOLE 6516 2644 Bristol-Myers Squibb COM 110122108 202 9835 SOLE 6443 3392 Calavo Growers COM 128246105 936 76417 SOLE 72392 4025 Cemex ADR SPONSORED ADR 151290889 4121 166860 SOLE 147958 18902 Central Sun Mining Inc. COM 155432107 47 24127 SOLE 22699 1428 ChevronTexaco COM 166764100 1684 16988 SOLE 14123 2865 Chiquita Banana COM 170032809 2744 180875 SOLE 164275 16600 Cisco Systems COM 17275R102 210 9036 SOLE 6336 2700 Cohen & Steers Select Utility COM 19248A109 1663 68155 SOLE 61237 6918 Corning COM 219350105 1354 58760 SOLE 52025 6735 Covidien COM G2552X108 3124 65230 SOLE 57905 7325 Deere COM 244199105 1037 14375 SOLE 12085 2290 Devon Energy COM 25179M103 4386 36501 SOLE 33251 3250 Dominion Resources COM 25746U109 285 6000 SOLE 6000 0 Dot Hill COM 25848T109 883 349125 SOLE 320100 29025 DuPont COM 263534109 264 6161 SOLE 5661 500 Eastman Chemical COM 277432100 285 4133 SOLE 4133 0 Eaton Vance Floating Rate COM 278279104 3295 227095 SOLE 201745 25350 Eaton Vance Sr. Floating Rate COM 27828Q105 3848 269088 SOLE 258108 10980 Eldorado Gold COM 284902103 121 14000 SOLE 14000 0 Emerson Electric COM 291011104 573 11597 SOLE 5212 6385 Evergreen Solar COM 30033R108 1033 106560 SOLE 102960 3600 Exxon Mobil COM 30231G102 3143 35658 SOLE 29223 6435 Flow International COM 343468104 726 93045 SOLE 89795 3250 Gabelli Global Utility & Incom COM SH BEN INT 36242L105 300 14450 SOLE 12550 1900 General Electric COM 369604103 3965 148571 SOLE 130984 17587 General Mills COM 370334104 897 14760 SOLE 14760 0 Green Mountain Coffee COM 393122106 3741 99565 SOLE 86115 13450 Gruma ADR SPON ADR CL B 400131306 1707 157610 SOLE 138285 19325 Grupo TMM SP ADR A SHS 40051D105 626 329220 SOLE 302770 26450 H&Q Life Sciences SH BEN INT 404053100 1899 166180 SOLE 147210 18970 Headwaters COM 42210P102 2815 239145 SOLE 215970 23175 Hugoton Royalty Trust UNIT BEN INT 444717102 5095 137690 SOLE 123330 14360 Iamgold COM 450913108 1494 246860 SOLE 222085 24775 Imperial Oil COM NEW 453038408 275 5000 SOLE 5000 0 ING Prime Rate Trust SH BEN INT 44977W106 82 14315 SOLE 14315 0 International Business Machine COM 459200101 394 3328 SOLE 2393 935 IRSA Investments and Represent GLOBL DEP RCPT 450047204 879 78010 SOLE 73735 4275 Johnson & Johnson COM 478160104 3495 54325 SOLE 48670 5655 Kadant COM 48282T104 1904 84234 SOLE 75909 8325 Kinross Gold COM NO PAR 496902404 3242 137335 SOLE 125385 11950 Korea Electric Power ADR SPONSORED ADR 500631106 360 24750 SOLE 23950 800 Ladenburg Thalmann Financial S COM 50575Q102 45 30000 SOLE 30000 0 Layne Christensen COM 521050104 3691 84290 SOLE 77565 6725 Liberty Global Series C COM SER C 530555309 1546 50929 SOLE 43833 7096 Liberty Media Entertainment ENT COM SER A 53071M500 751 30980 SOLE 27252 3728 Lime Energy Co COM NEW 53261U205 579 89033 SOLE 83373 5660 LSB Industries COM 502160104 2138 107955 SOLE 98230 9725 McClatchy CL A 579489105 1017 149975 SOLE 137805 12170 Met-Pro COM 590876306 2312 173173 SOLE 157179 15994 MFS Multi Market Income SH BEN INT 552737108 228 40002 SOLE 38400 1602 Microsoft COM 594918104 2160 78532 SOLE 71452 7080 Newmont Mining COM 651639106 521 9990 SOLE 9660 330 Northgate Minerals COM 666416102 55 20000 SOLE 20000 0 Northwest Pipe COM 667746101 1797 32211 SOLE 29961 2250 NovaGold Resources Inc. COM NEW 66987E206 82 11000 SOLE 11000 0 NTT Docomo SPONS ADR 62942M201 2431 166475 SOLE 148525 17950 Nuance Communications COM 67020Y100 2769 176678 SOLE 157784 18894 Pearson Plc SPONSORED ADR 705015105 1642 134025 SOLE 119505 14520 Pepsico COM 713448108 312 4910 SOLE 1910 3000 Pfizer COM 717081103 2295 131373 SOLE 121480 9893 Philip Morris Intl Inc COM 718172109 406 8217 SOLE 8217 0 Procter & Gamble COM 742718109 1684 27700 SOLE 19234 8466 Putnam Premier Income SH BEN INT 746853100 1549 257270 SOLE 219767 37503 Rock of Ages CL A 772632105 62 18499 SOLE 18499 0 San Juan Basin Royalty Trust UNIT BEN INT 798241105 1478 31950 SOLE 27180 4770 Sasol ADR SPONSORED ADR 803866300 245 4150 SOLE 3850 300 Steris COM 859152100 2651 92190 SOLE 82165 10025 Stewart Enterprises CL A 860370105 2050 284695 SOLE 256195 28500 Streetracks Gold Trust GOLD SHS 863307104 636 6956 SOLE 6856 100 SunOpta COM 8676EP108 3715 715865 SOLE 622875 92990 Symantec COM 871503108 1779 91950 SOLE 81400 10550 Templeton Global Income COM 880198106 1906 214828 SOLE 188261 26567 Transcanada COM 89353D107 209 5400 SOLE 5400 0 Ultralife Batteries COM 903899102 969 90600 SOLE 84800 5800 Van Kampen Dynamic Fund COM 921166104 1719 120628 SOLE 106420 14208 W. P. Carey COM 92930Y107 4315 150295 SOLE 135320 14975 Watts Water Technologies CL A 942749102 2649 106385 SOLE 95215 11170 Wyeth COM 983024100 337 7027 SOLE 6787 240 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----