-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RX3dcg7Cx6LmyWUL+csYbXfDTs31ChqKdsGWKBWxJshzyoIzApki4LzxRZf7pj/X 0G2cN2sOdpHm03MX0lCFgQ== <SEC-DOCUMENT>0000926833-01-500006.txt : 20031217 <SEC-HEADER>0000926833-01-500006.hdr.sgml : 20031217 <ACCEPTANCE-DATETIME>20010508150400 ACCESSION NUMBER: 0000926833-01-500006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010508 DATE AS OF CHANGE: 20010512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON PLUMB & ASSOCIATES INC CENTRAL INDEX KEY: 0000926833 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03757 FILM NUMBER: 01625471 BUSINESS ADDRESS: STREET 1: 1200 JOHN Q. HAMMONS DRIVE STREET 2: 5TH FLOOR CITY: MADISON STATE: WI ZIP: 53717 BUSINESS PHONE: 6088311300 MAIL ADDRESS: STREET 1: P O BOX 1788 CITY: MADISON STATE: WI ZIP: 53701 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>a13f301.txt <DESCRIPTION>QUARTERLY HOLDINGS <TEXT> SEC13F.LNS THOMPSON, PLUMB & ASSOCIATES INC. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/01 RUN DATE: 05/08/01 10:24 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 191 FORM 13F INFORMATION TABLE VALUE TOTAL: $791,632,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME <TABLE> FORM 13F INFORMATION TABLE AS OF DATE: 03/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> AMERICAN HOME PRODS CORP COM 026609107 8402 143011 SH DEFINED 0 109911 33100 AMERICAN INTL GROUP INC COM 026874107 270 3360 SH SOLE 0 3360 0 AMERICAN POWER CONVERSION COM 029066107 6113 474250 SH DEFINED 0 344250 130000 AMERICAN RE CAPITAL 8.500% PFD PREFERRED STOCKS 029162203 252 10000 SH SOLE 0 10000 0 AMERISOURCE HEALTH CORP-CL A COM 03071P102 6053 123400 SH DEFINED 0 94900 28500 AMGEN INC COM 031162100 347 5766 SH SOLE 0 5766 0 ANCHOR BANCORP WIS INC COM 032839102 16654 1200318 SH DEFINED 0 1108218 92100 ANHEUSER BUSCH COS INC COM 035229103 220 4800 SH SOLE 0 4800 0 AOL TIME WARNER COM 00184A105 228 5688 SH SOLE 0 5688 0 APOGENT TECHNOLOGIES COM 03760A101 7447 367940 SH SOLE 0 277940 90000 ASSOCIATED BANCORP COM 045487105 5341 160642 SH DEFINED 0 128142 32500 AT & T CORP. COM 001957109 574 26961 SH SOLE 0 26961 0 AT&T CORP LIBERTY MEDIA CL A COM 001957208 1058 75605 SH SOLE 0 75605 0 AUTOMATIC DATA PROCESSING COM 053015103 630 11582 SH SOLE 0 11582 0 AUTOZONE INC COM 053332102 4706 167950 SH SOLE 0 132650 35300 BANK OF AMERICA COM 060505104 12927 236114 SH DEFINED 0 182114 54000 BANK ONE CORP COM 06423A103 628 17353 SH SOLE 0 17353 0 BELLSOUTH CORP COM 079860102 806 19694 SH SOLE 0 19694 0 BEMIS COMPANY COM 081437105 2803 84700 SH SOLE 0 84400 300 BERKSHIRE HATHAWAY INC-CL B COM 084670207 5547 2549 SH SOLE 0 799 1750 BLOCK H & R INC COM 093671105 441 8800 SH SOLE 0 8800 0 BLYTH INC COM 09643P108 1572 68200 SH SOLE 0 18200 50000 BOEING CO COM 097023105 3711 66619 SH DEFINED 0 62819 3800 BOSTON SCIENTIFIC CORP COM 101137107 1750 86706 SH SOLE 0 6706 80000 BP AMOCO PLC FOREIGN COMMON S 055622104 7182 144747 SH DEFINED 0 110747 34000 BRISTOL MYERS SQUIBB CO COM 110122108 9208 155020 SH SOLE 0 120820 34200 CADENCE DESIGN SYS INC COM 127387108 3749 202770 SH SOLE 0 132770 70000 CATALINA MARKETING CORP COM 148867104 3138 96350 SH SOLE 0 50350 46000 CEDAR FAIR L P COM 150185106 505 22750 SH SOLE 0 22750 0 CHEVRON CORP COM 166751107 13353 152082 SH DEFINED 0 108682 43400 CHIEFTAIN INTL FUNDING $1.8125 CONVERTIBLE PREF 168672202 1835 51400 SH SOLE 0 51400 0 CHIEFTAIN INTL INC COM 16867C101 656 23500 SH SOLE 0 23500 0 CHROMAVISION MEDICAL SYSTEMS COM 17111P104 413 88100 SH SOLE 0 50800 37300 CIRCUIT CITY STORES INC COM 172737108 1198 113050 SH SOLE 0 23050 90000 CISCO SYSTEMS INC COM 17275R102 1022 64636 SH SOLE 0 54636 10000 CIT GROUP INC-A COM 125577106 18646 645650 SH DEFINED 0 459150 186500 CITIGROUP INC. COM 172967101 7513 167023 SH SOLE 0 167023 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 6678 122650 SH SOLE 0 72650 50000 CNA FINL CORP COM 126117100 214 6100 SH SOLE 0 6100 0 FORM 13F INFORMATION TABLE AS OF DATE: 03/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- COCA COLA CO COM 191216100 6160 136398 SH SOLE 0 100398 36000 COLGATE PALMOLIVE CO COM 194162103 3215 58180 SH SOLE 0 57780 400 COMCAST CORP SPECIAL CL A COM 200300200 283 6750 SH SOLE 0 6750 0 COMPAQ COMPUTER CORP COM COM 204493100 1770 97229 SH SOLE 0 63229 34000 COMPUTER SCIENCES CORP COM 205363104 4660 144045 SH SOLE 0 88045 56000 CONAGRA CAPTL LC PFD 9.350% SE PREFERRED STOCKS 20588V406 305 12000 SH SOLE 0 12000 0 CONAGRA FOODS INC COM 205887102 3138 172015 SH DEFINED 0 122015 50000 CONCORD EFS INC COM 206197105 9038 223512 SH SOLE 0 203112 20400 CONSECO INC COM COM 208464107 1408 87467 SH SOLE 0 7467 80000 CVS CORP COM COM 126650100 7726 132085 SH DEFINED 0 114085 18000 DANAHER CORP COM 235851102 1419 26000 SH DEFINED 0 20100 5900 DELL COMPUTER CORP COM 247025109 593 23100 SH SOLE 0 23100 0 DENTSPLY INTL INC NEW COM 249030107 785 21500 SH SOLE 0 21500 0 DEVON ENERGY CORP NEW COM 25179M103 541 9300 SH SOLE 0 9300 0 DISCOUNT AUTO PARTS INC COM 254642101 402 52600 SH SOLE 0 52600 0 DISNEY WALT PRODTNS COM 254687106 1132 39571 SH SOLE 0 39571 0 DST SYSTEMS INC DEL COM 233326107 323 6700 SH SOLE 0 6700 0 DU PONT E I DE NEMOURS CO COM 263534109 1677 41211 SH SOLE 0 19211 22000 ELECTRONICS FOR IMAGING INC CO COM 286082102 3398 138010 SH SOLE 0 116010 22000 EMC CORP/MASS COM 268648102 2756 93744 SH DEFINED 0 88644 5100 EMERSON ELEC CO COM 291011104 7418 119647 SH SOLE 0 113647 6000 ENRON CORP COM 293561106 608 10467 SH SOLE 0 10467 0 EPLUS INC COM 294268107 125 13650 SH SOLE 0 13650 0 EQUIFAX INC COM COM 294429105 3791 121300 SH DEFINED 0 96300 25000 EXXON MOBIL CORPORATION COM 30231G102 26366 325509 SH DEFINED 0 286009 39500 E*TRADE GROUP INC COM 269246104 1575 225600 SH SOLE 0 75600 150000 FANNIE MAE COM 313586109 20019 251492 SH DEFINED 0 203792 47700 FASTENAL CO COM 311900104 8215 150733 SH DEFINED 0 114033 36700 FIBERMARK INC COM 315646109 3256 287150 SH DEFINED 0 224150 63000 FIRST DATA CORP COM 319963104 319 5343 SH SOLE 0 5343 0 FIRST FED CAP CORP COM COM 319960100 532 38000 SH SOLE 0 38000 0 FREDDIE MAC COM 313400301 5723 88280 SH SOLE 0 68280 20000 G A P INC COM 364760108 931 39254 SH SOLE 0 39254 0 G & K SERVICES INC -CL A COM 361268105 231 11600 SH SOLE 0 11600 0 GALILEO INTERNATIONAL INC COM 363547100 4114 187870 SH SOLE 0 97870 90000 GANNETT CO COM 364730101 1713 28685 SH SOLE 0 6685 22000 GENERAL ELEC CO COM 369604103 22358 534116 SH DEFINED 0 531716 2400 GENERAL MILLS INC COM 370334104 2973 69135 SH SOLE 0 68835 300 GENUINE PARTS CO COM COM 372460105 2705 104400 SH SOLE 0 79400 25000 GEORGIA PAC CORP COM 373298108 231 7856 SH SOLE 0 7856 0 GILLETTE CO COM 375766102 7320 234854 SH SOLE 0 174754 60100 HALLIBURTON COMPANY COM 406216101 5812 158150 SH DEFINED 0 133150 25000 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 1090 70125 SH SOLE 0 40125 30000 HOME DEPOT INC COM 437076102 912 21159 SH SOLE 0 21159 0 I B M COM 459200101 5824 60555 SH SOLE 0 50555 10000 ICN PHARMACEUTICAL INC NEW COM COM 448924100 364 14300 SH SOLE 0 4300 10000 ILLINOIS TOOL WORKS INC COM 452308109 341 6000 SH SOLE 0 6000 0 IMS HEALTH INC COM 449934108 12622 506915 SH DEFINED 0 413115 93800 INGERSOLL RAND CO COM 456866102 492 12400 SH SOLE 0 12400 0 INTEL CORP COM 458140100 1079 41019 SH SOLE 0 41019 0 INTERPUBLIC GROUP COS INC COM 460690100 340 9890 SH SOLE 0 9890 0 FORM 13F INFORMATION TABLE AS OF DATE: 03/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INTIMATE BRANDS INC COM 461156101 1835 124800 SH DEFINED 0 89800 35000 JDA SOFTWARE GROUP INC COM 46612K108 698 61050 SH SOLE 0 61050 0 JOHNSON & JOHNSON COM 478160104 19566 223684 SH DEFINED 0 198584 25100 KEANE INC COM 486665102 150 11500 SH SOLE 0 11500 0 KIMBERLY CLARK CORP COM 494368103 10355 152656 SH DEFINED 0 138456 14200 LATTICE SEMICONDUCTOR CORP COM 518415104 5682 312400 SH DEFINED 0 273400 39000 LEE ENTERPRISES INC COM 523768109 239 7864 SH SOLE 0 7864 0 LILLY, ELI AND COMPANY COM 532457108 5137 67016 SH SOLE 0 58016 9000 LINEAR TECHNOLOGY CORP COM 535678106 9407 229100 SH SOLE 0 228500 600 LITTELFUSE INC COM 537008104 641 25500 SH SOLE 0 13500 12000 LUCENT TECHNOLOGIES INC COM 549463107 1304 130745 SH SOLE 0 130745 0 MARSHALL & ILSLEY CORP COM 571834100 18968 359172 SH DEFINED 0 314472 44700 MBIA INC COM COM 55262C100 2142 39825 SH SOLE 0 39825 0 MCDONALDS CORP COM 580135101 11388 428915 SH DEFINED 0 320315 108600 MCI CAPITAL PFD 8.000% SER A PREFERRED STOCKS 55267Y206 295 12000 SH SOLE 0 12000 0 MEDTRONIC INC COM 585055106 6976 152523 SH DEFINED 0 142181 10342 MERCK & CO INC COM 589331107 28574 376475 SH DEFINED 0 319675 56800 MERRILL LYNCH & CO. INC. COM 590188108 897 16200 SH SOLE 0 16200 0 MGIC INVT CORP WIS COM 552848103 225 3286 SH SOLE 0 3286 0 MICROCHIP TECHNOLOGY INC COM 595017104 6906 272825 SH DEFINED 0 221825 51000 MICROSOFT CORP COM 594918104 12560 229671 SH DEFINED 0 164171 65500 MINNESOTA MNG & MFG CO COM 604059105 2731 26282 SH SOLE 0 26282 0 NETWORK ASSOCIATES INC COM 640938106 5006 606750 SH DEFINED 0 494250 112500 NEW PERSPECTIVE FD INC COM MUTUAL FUNDS 648018109 282 12627 SH SOLE 0 12627 0 NEW YORK TIMES CO CLASS A COM 650111107 13661 333434 SH DEFINED 0 277234 56200 NEWELL FINL TR I CNV 5.250% 12 CONVERTIBLE PREF 651195307 11010 282300 SH SOLE 0 237300 45000 NJ ECON DEV AUTH 7.600% 02/15/ PREFERRED STOCKS 645915208 259 10200 SH SOLE 0 10200 0 NORDSTROM INC COM 655664100 336 20650 SH SOLE 0 20650 0 NORTHERN TRUST CORP COM 665859104 641 10250 SH SOLE 0 10250 0 NOVA CORP/GEORGIA COM 669784100 11006 596861 SH DEFINED 0 480861 116000 OFFICE DEPOT INC COM COM 676220106 2348 268300 SH DEFINED 0 138800 129500 ORACLE CORP COM 68389X105 1598 106698 SH DEFINED 0 101898 4800 PEPSICO INC COM 713448108 18567 422456 SH DEFINED 0 378156 44300 PFIZER INC COM 717081103 2682 65494 SH SOLE 0 65494 0 PHARMACIA CORPORATION COM 71713U102 725 14396 SH SOLE 0 14396 0 PHILIP MORRIS COS INS COM 718154107 807 17000 SH SOLE 0 17000 0 PITNEY BOWES INC COM 724479100 11280 324606 SH DEFINED 0 233606 91000 PROCTER & GAMBLE COMPANY COM 742718109 6619 105742 SH SOLE 0 105742 0 PROGRESSIVE CORP COM 743315103 204 2100 SH SOLE 0 2100 0 PROVIDIAN FINL CORP COM COM 74406A102 932 19000 SH SOLE 0 19000 0 RAYOVAC CORP COM 755081106 4140 237250 SH DEFINED 0 179250 58000 ROYAL DUTCH PETRO-NY SHARES FOREIGN COMMON S 780257804 417 7527 SH SOLE 0 7527 0 RPM INC/OHIO COM 749685103 1538 150800 SH SOLE 0 80800 70000 SARA LEE CORP COM 803111103 211 9759 SH SOLE 0 9759 0 SBC COMMUNICATIONS INC COM 78387G103 5018 112428 SH SOLE 0 112428 0 SCHEIN HENRY INC COM COM 806407102 8482 230810 SH SOLE 0 192510 38300 SCHWAB (CHARLES) CORP COM 808513105 325 21085 SH DEFINED 0 18085 3000 SEALED AIR CORP COM 81211K100 5555 166675 SH SOLE 0 116675 50000 SENSIENT TECHNOLOGIES CORP COM 81725T100 497 21806 SH SOLE 0 21806 0 SI DIAMOND TECHNOLOGY INC COM 784249104 24 20000 SH SOLE 0 20000 0 SIGMA ALDRICH CORP COM 826552101 704 14700 SH SOLE 0 14700 0 FORM 13F INFORMATION TABLE AS OF DATE: 03/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SONIC FOUNDRY INC COM 83545R108 19 12500 SH SOLE 0 12500 0 SPRINT CORP COM 852061100 217 9850 SH SOLE 0 9850 0 STEELCASE INC CL A COM 858155203 1259 104011 SH SOLE 0 24011 80000 SUNGARD DATA SYSTEMS COM 867363103 5169 104990 SH SOLE 0 104990 0 SUNTRUST BANKS INC COM 867914103 1593 24576 SH SOLE 0 4576 20000 SYBRON DENTAL SPECIALTIES INCO COM 871142105 2583 122994 SH SOLE 0 91995 30999 SYNOPSYS INC COM 871607107 3594 76580 SH SOLE 0 48580 28000 TARGET CORP COM 87612E106 1209 33520 SH SOLE 0 33520 0 TELEFLEX INC COM 879369106 327 7975 SH SOLE 0 7975 0 TELEPHONE & DATA SYS INC COM 879433100 241 2573 SH SOLE 0 2573 0 TENN VALLEY AUTH 6.750% SERIES PREFERRED STOCKS 880591300 555 22000 SH SOLE 0 22000 0 TEXTRON INC COM 883203101 1518 26700 SH SOLE 0 26700 0 THOMPSON PLUMB FDS INC BALANCE MUTUAL FUNDS 884891102 8698 508652 SH SOLE 0 508652 0 THOMPSON PLUMB FDS INC GROWTH MUTUAL FUNDS 884891300 20318 508210 SH SOLE 0 508210 0 TITAN CORP COM 888266103 2108 117300 SH DEFINED 0 115800 1500 TYCO INTERNATIONAL LTD COM 902124106 342 7900 SH SOLE 0 7900 0 U S BANCORP COM 902973304 2706 116659 SH SOLE 0 73649 43010 UNISYS CORP COM 909214108 11753 839475 SH DEFINED 0 619475 220000 UST INC COM 902911106 631 21000 SH SOLE 0 1000 20000 USX-MARATHON GROUP COM 902905827 435 16150 SH SOLE 0 16150 0 VALSPAR CORP COM COM 920355104 864 30100 SH SOLE 0 30100 0 VANGUARD INDEX TR MID-CAP INDX MUTUAL FUNDS 922908843 351 32831 SH SOLE 0 32831 0 VANGUARD INDEX TR SML CAP INDX MUTUAL FUNDS 922908702 311 17096 SH SOLE 0 17096 0 VERIZON COMMUNICATIONS COM 92343V104 1311 26592 SH SOLE 0 26592 0 VIACOM INC COM 925524100 632 14200 SH SOLE 0 14200 0 VIACOM INC CL B COM 925524308 14762 335724 SH DEFINED 0 211874 123850 WACHOVIA CORP COM 929771103 4597 76300 SH DEFINED 0 45800 30500 WAL MART STORES INC COM 931142103 2227 44091 SH DEFINED 0 29691 14400 WALGREEN COMPANY COM 931422109 17929 439443 SH SOLE 0 439443 0 WASHINGTON MUTUAL INC COM 939322103 315 5758 SH SOLE 0 5758 0 WAUSAU-MOSINEE PAPER CORP COM 943315101 1399 107646 SH SOLE 0 107646 0 WELLS FARGO NEW COM 949746101 12720 257123 SH DEFINED 0 190623 66500 WENDYS INTL INC COM 950590109 3796 170065 SH SOLE 0 86065 84000 WESCO FINANCIAL CORP COM COM 950817106 313 1020 SH SOLE 0 1020 0 WEYERHAEUSER CO COM 962166104 1018 20040 SH SOLE 0 20040 0 WRIGLEY WM JR CO COM 982526105 5733 118810 SH SOLE 0 118410 400 XEROX CORP COM 984121103 60 10000 SH SOLE 0 10000 0 ZEBRA TECHNOLOGIES CORP-CL A COM 989207105 5141 134850 SH SOLE 0 94850 40000 LINE COUNT: 191 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----